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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/16?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/16?registers=between
Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5 and 6 Thereto Relating to Proposed Uniform Definition of “Branch Office” Under NASD Rule 3010(g)(2)
https://regulations.justia.com/regulations/fedreg/2005/09/16/E5-5034.html
https://regulations.justia.com/regulations/fedreg/2005/09/16/E5-5034.htmlFri, 16 Sep 2005 00:00:00 -0700E5-5034Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-16/pdf/E5-5034.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2 and 3 to the Proposed Rule Change Relating to the Amendment of Rule 342 (Offices-Approval, Supervision and Control) To Provide for a Uniform Definition of “Branch Office”
https://regulations.justia.com/regulations/fedreg/2005/09/16/E5-5033.html
https://regulations.justia.com/regulations/fedreg/2005/09/16/E5-5033.htmlFri, 16 Sep 2005 00:00:00 -0700E5-5033Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-16/pdf/E5-5033.pdfNotice - Joint Industry Plan; Notice of Filing of Joint Amendment No. 16 to the Intermarket Option Linkage Plan Relating to the Definition of Firm Customer Quote Size and Restrictions on Sending Certain Principal Acting as Agent Orders
https://regulations.justia.com/regulations/fedreg/2005/09/16/05-18410.html
https://regulations.justia.com/regulations/fedreg/2005/09/16/05-18410.htmlFri, 16 Sep 2005 00:00:00 -070005-18410Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-16/pdf/05-18410.pdfRule - Certain Broker-Dealers Deemed Not To Be Investment Advisers, Extension of Compliance Date
https://regulations.justia.com/regulations/fedreg/2005/09/16/05-18384.html
https://regulations.justia.com/regulations/fedreg/2005/09/16/05-18384.htmlFri, 16 Sep 2005 00:00:00 -070005-18384Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-16/pdf/05-18384.pdf