<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/14?registers=between Tue, 21 May 2024 22:57:46 -0700 Tue, 21 May 2024 22:57:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/14?registers=between Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5013.html https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5013.html Wed, 14 Sep 2005 00:00:00 -0700 E5-5013 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-14/pdf/E5-5013.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Deletion of Superseded Corporate Governance Standards (Sections 303.00, 303.01, and 303.02 of the Listed Company Manual) https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5012.html https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5012.html Wed, 14 Sep 2005 00:00:00 -0700 E5-5012 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-14/pdf/E5-5012.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5011.html https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5011.html Wed, 14 Sep 2005 00:00:00 -0700 E5-5011 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-14/pdf/E5-5011.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Automated Customer Account Transfer Service Rules and Procedures https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5010.html https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5010.html Wed, 14 Sep 2005 00:00:00 -0700 E5-5010 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-14/pdf/E5-5010.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Interpretation of the Definition of “Insurance Company” Under Its Rules and Procedures https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5009.html https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5009.html Wed, 14 Sep 2005 00:00:00 -0700 E5-5009 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-14/pdf/E5-5009.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Interpretation of NYSE Rule 311 (“Formation and Approval of Member Organizations”) Codifying Certain Qualification Requirements for Criteria for Dual- or Multi-Designation of Principal Executive Officers https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5008.html https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5008.html Wed, 14 Sep 2005 00:00:00 -0700 E5-5008 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-14/pdf/E5-5008.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 352 Concerning Guarantees and Sharing in Accounts https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5007.html https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5007.html Wed, 14 Sep 2005 00:00:00 -0700 E5-5007 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-14/pdf/E5-5007.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Requiring Its Participants To Provide Electronic Mail Addresses to the Exchange https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5006.html https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5006.html Wed, 14 Sep 2005 00:00:00 -0700 E5-5006 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-14/pdf/E5-5006.pdf Notice - Eaton Vance Senior Income Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5005.html https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5005.html Wed, 14 Sep 2005 00:00:00 -0700 E5-5005 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-14/pdf/E5-5005.pdf Notice - Issuer Delisting; Notice of Application of N.V. Koninklijke Nederlandsche Petroleum Maatschappij (English Translation, Royal Dutch Petroleum Company) To Withdraw Its Ordinary Shares, Par Value 0.56 Euro, From Listing and Registration on the New York Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5004.html https://regulations.justia.com/regulations/fedreg/2005/09/14/E5-5004.html Wed, 14 Sep 2005 00:00:00 -0700 E5-5004 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-14/pdf/E5-5004.pdf