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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/09?registers=between
Wed, 16 Jul 2025 02:07:21 -0700Wed, 16 Jul 2025 02:07:21 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/09?registers=between
Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Modify Rate Schedule Retroactively To January 1, 2002 To Cap the Fees on Multiple Options Issues Transfers
https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4928.html
https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4928.htmlFri, 09 Sep 2005 00:00:00 -0700E5-4928Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4928.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Create an Enterprise License Fee for the TotalView Entitlement
https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4927.html
https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4927.htmlFri, 09 Sep 2005 00:00:00 -0700E5-4927Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4927.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Allow Members To Report Certain Trades in Exchange-Listed Securities Through the Execution Services of the Nasdaq Market Center
https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4926.html
https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4926.htmlFri, 09 Sep 2005 00:00:00 -0700E5-4926Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4926.pdfNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Applicable to Option Strategy Executions until March 1, 2006
https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4921.html
https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4921.htmlFri, 09 Sep 2005 00:00:00 -0700E5-4921Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4921.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Automating the Execution of Elected Stop Orders and CAP-DI Orders and Converted CAP-DI Orders
https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4920.html
https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4920.htmlFri, 09 Sep 2005 00:00:00 -0700E5-4920Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4920.pdfNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction
https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4919.html
https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4919.htmlFri, 09 Sep 2005 00:00:00 -0700E5-4919Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4919.pdfNotice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17996.html
https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17996.htmlFri, 09 Sep 2005 00:00:00 -070005-17996Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/05-17996.pdfNotice - Order of Suspension of Trading
https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17991.html
https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17991.htmlFri, 09 Sep 2005 00:00:00 -070005-17991Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/05-17991.pdfNotice - Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608(e) Thereunder Extending a De Minimis
https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17954.html
https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17954.htmlFri, 09 Sep 2005 00:00:00 -070005-17954Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/05-17954.pdf