<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/09?registers=between Tue, 21 May 2024 23:10:02 -0700 Tue, 21 May 2024 23:10:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/09?registers=between Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Modify Rate Schedule Retroactively To January 1, 2002 To Cap the Fees on Multiple Options Issues Transfers https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4928.html https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4928.html Fri, 09 Sep 2005 00:00:00 -0700 E5-4928 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4928.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Create an Enterprise License Fee for the TotalView Entitlement https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4927.html https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4927.html Fri, 09 Sep 2005 00:00:00 -0700 E5-4927 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4927.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Allow Members To Report Certain Trades in Exchange-Listed Securities Through the Execution Services of the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4926.html https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4926.html Fri, 09 Sep 2005 00:00:00 -0700 E5-4926 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4926.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Applicable to Option Strategy Executions until March 1, 2006 https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4921.html https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4921.html Fri, 09 Sep 2005 00:00:00 -0700 E5-4921 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4921.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Automating the Execution of Elected Stop Orders and CAP-DI Orders and Converted CAP-DI Orders https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4920.html https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4920.html Fri, 09 Sep 2005 00:00:00 -0700 E5-4920 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4920.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4919.html https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4919.html Fri, 09 Sep 2005 00:00:00 -0700 E5-4919 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4919.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17996.html https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17996.html Fri, 09 Sep 2005 00:00:00 -0700 05-17996 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/05-17996.pdf Notice - Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17991.html https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17991.html Fri, 09 Sep 2005 00:00:00 -0700 05-17991 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/05-17991.pdf Notice - Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608(e) Thereunder Extending a De Minimis https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17954.html https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17954.html Fri, 09 Sep 2005 00:00:00 -0700 05-17954 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/05-17954.pdf