Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/09?limit=200®isters=between&mode=atom2024-05-22T05:01:24-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4928.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Modify Rate Schedule Retroactively To January 1, 2002 To Cap the Fees on Multiple Options Issues Transfers2005-09-09T00:00:00-07:002005-09-09T00:00:00-07:00E5-4928Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4928.pdfhttps://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4927.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Create an Enterprise License Fee for the TotalView Entitlement2005-09-09T00:00:00-07:002005-09-09T00:00:00-07:00E5-4927Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4927.pdfhttps://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4926.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Allow Members To Report Certain Trades in Exchange-Listed Securities Through the Execution Services of the Nasdaq Market Center2005-09-09T00:00:00-07:002005-09-09T00:00:00-07:00E5-4926Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4926.pdfhttps://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4921.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Applicable to Option Strategy Executions until March 1, 20062005-09-09T00:00:00-07:002005-09-09T00:00:00-07:00E5-4921Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4921.pdfhttps://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4920.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Automating the Execution of Elected Stop Orders and CAP-DI Orders and Converted CAP-DI Orders2005-09-09T00:00:00-07:002005-09-09T00:00:00-07:00E5-4920Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4920.pdfhttps://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4919.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction2005-09-09T00:00:00-07:002005-09-09T00:00:00-07:00E5-4919Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4919.pdfhttps://regulations.justia.com/regulations/fedreg/2005/09/09/05-17996.htmlNotice - Sunshine Act Meeting2005-09-09T00:00:00-07:002005-09-09T00:00:00-07:0005-17996Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/05-17996.pdfhttps://regulations.justia.com/regulations/fedreg/2005/09/09/05-17991.htmlNotice - Order of Suspension of Trading2005-09-09T00:00:00-07:002005-09-09T00:00:00-07:0005-17991Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/05-17991.pdfhttps://regulations.justia.com/regulations/fedreg/2005/09/09/05-17954.htmlNotice - Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608(e) Thereunder Extending a De Minimis2005-09-09T00:00:00-07:002005-09-09T00:00:00-07:0005-17954Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/05-17954.pdf