Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/09?limit=200&registers=between&mode=atom 2024-05-22T05:01:24-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4928.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Modify Rate Schedule Retroactively To January 1, 2002 To Cap the Fees on Multiple Options Issues Transfers 2005-09-09T00:00:00-07:00 2005-09-09T00:00:00-07:00 E5-4928 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4928.pdf https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4927.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Create an Enterprise License Fee for the TotalView Entitlement 2005-09-09T00:00:00-07:00 2005-09-09T00:00:00-07:00 E5-4927 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4927.pdf https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4926.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Allow Members To Report Certain Trades in Exchange-Listed Securities Through the Execution Services of the Nasdaq Market Center 2005-09-09T00:00:00-07:00 2005-09-09T00:00:00-07:00 E5-4926 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4926.pdf https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4921.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Applicable to Option Strategy Executions until March 1, 2006 2005-09-09T00:00:00-07:00 2005-09-09T00:00:00-07:00 E5-4921 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4921.pdf https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4920.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Automating the Execution of Elected Stop Orders and CAP-DI Orders and Converted CAP-DI Orders 2005-09-09T00:00:00-07:00 2005-09-09T00:00:00-07:00 E5-4920 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4920.pdf https://regulations.justia.com/regulations/fedreg/2005/09/09/E5-4919.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction 2005-09-09T00:00:00-07:00 2005-09-09T00:00:00-07:00 E5-4919 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/E5-4919.pdf https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17996.html Notice - Sunshine Act Meeting 2005-09-09T00:00:00-07:00 2005-09-09T00:00:00-07:00 05-17996 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/05-17996.pdf https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17991.html Notice - Order of Suspension of Trading 2005-09-09T00:00:00-07:00 2005-09-09T00:00:00-07:00 05-17991 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/05-17991.pdf https://regulations.justia.com/regulations/fedreg/2005/09/09/05-17954.html Notice - Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608(e) Thereunder Extending a De Minimis 2005-09-09T00:00:00-07:00 2005-09-09T00:00:00-07:00 05-17954 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-09/pdf/05-17954.pdf