<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/02?registers=between Wed, 22 May 2024 04:59:13 -0700 Wed, 22 May 2024 04:59:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/02?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4828.html https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4828.html Fri, 02 Sep 2005 00:00:00 -0700 E5-4828 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/E5-4828.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4827.html https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4827.html Fri, 02 Sep 2005 00:00:00 -0700 E5-4827 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/E5-4827.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4807.html https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4807.html Fri, 02 Sep 2005 00:00:00 -0700 E5-4807 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/E5-4807.pdf Notice - First Trust Exchange-Traded Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4806.html https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4806.html Fri, 02 Sep 2005 00:00:00 -0700 E5-4806 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/E5-4806.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes to Insurance Processing Service and Revisions to Fee Schedule https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4805.html https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4805.html Fri, 02 Sep 2005 00:00:00 -0700 E5-4805 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/E5-4805.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange; Order Granting Approval to Proposed Rule Change Relating to Trade Shredding https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4804.html https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4804.html Fri, 02 Sep 2005 00:00:00 -0700 E5-4804 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/E5-4804.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Regarding Procedures for Denying Listing on Nasdaq https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4803.html https://regulations.justia.com/regulations/fedreg/2005/09/02/E5-4803.html Fri, 02 Sep 2005 00:00:00 -0700 E5-4803 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/E5-4803.pdf Notice - Bancorp International Group, Inc. File No. 500-1; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/09/02/05-17593.html https://regulations.justia.com/regulations/fedreg/2005/09/02/05-17593.html Fri, 02 Sep 2005 00:00:00 -0700 05-17593 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-02/pdf/05-17593.pdf