<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/08?registers=between&min-day=1&max-day=31 Thu, 02 May 2024 02:02:43 -0700 Thu, 02 May 2024 02:02:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/08?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36, and Rule G-11 https://regulations.justia.com/regulations/fedreg/2005/08/31/E5-4751.html https://regulations.justia.com/regulations/fedreg/2005/08/31/E5-4751.html Wed, 31 Aug 2005 00:00:00 -0700 E5-4751 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-31/pdf/E5-4751.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Establishing a Directed Order Process https://regulations.justia.com/regulations/fedreg/2005/08/31/E5-4732.html https://regulations.justia.com/regulations/fedreg/2005/08/31/E5-4732.html Wed, 31 Aug 2005 00:00:00 -0700 E5-4732 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-31/pdf/E5-4732.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2005/08/31/E5-4731.html https://regulations.justia.com/regulations/fedreg/2005/08/31/E5-4731.html Wed, 31 Aug 2005 00:00:00 -0700 E5-4731 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-31/pdf/E5-4731.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Relating to the Entry of Complex Orders Into the Facilitation Mechanism https://regulations.justia.com/regulations/fedreg/2005/08/31/E5-4730.html https://regulations.justia.com/regulations/fedreg/2005/08/31/E5-4730.html Wed, 31 Aug 2005 00:00:00 -0700 E5-4730 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-31/pdf/E5-4730.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff Into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings https://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4727.html https://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4727.html Tue, 30 Aug 2005 00:00:00 -0700 E5-4727 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-30/pdf/E5-4727.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Classification of Arbitrators Pursuant to Rule 10308 of the NASD Code of Arbitration https://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4726.html https://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4726.html Tue, 30 Aug 2005 00:00:00 -0700 E5-4726 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-30/pdf/E5-4726.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4725.html https://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4725.html Tue, 30 Aug 2005 00:00:00 -0700 E5-4725 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-30/pdf/E5-4725.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change To Amend NYSE Rule 80A (Index Arbitrage Trading Restrictions) To Calculate Limitations on Index Arbitrage Trading Based on the NYSE Composite Index https://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4724.html https://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4724.html Tue, 30 Aug 2005 00:00:00 -0700 E5-4724 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-30/pdf/E5-4724.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Rule Interpretation Relating to Trading of Nasdaq National Market Securities in Sub-Penny Increments https://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4723.html https://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4723.html Tue, 30 Aug 2005 00:00:00 -0700 E5-4723 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-30/pdf/E5-4723.pdf Notice - Advisory Committee on Smaller Public Companies https://regulations.justia.com/regulations/fedreg/2005/08/30/05-17166.html https://regulations.justia.com/regulations/fedreg/2005/08/30/05-17166.html Tue, 30 Aug 2005 00:00:00 -0700 05-17166 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-30/pdf/05-17166.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc., Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Rule 607 Relating to the Classification of Arbitrators as Public or Industry https://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4715.html https://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4715.html Mon, 29 Aug 2005 00:00:00 -0700 E5-4715 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-29/pdf/E5-4715.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Exchange Rule 629 (“Schedule of Fees”) To Establish Processing Fees for Members, Member Organizations, and Allied Members That Are Parties to Arbitration Proceedings https://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4714.html https://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4714.html Mon, 29 Aug 2005 00:00:00 -0700 E5-4714 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-29/pdf/E5-4714.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4713.html https://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4713.html Mon, 29 Aug 2005 00:00:00 -0700 E5-4713 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-29/pdf/E5-4713.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Relating to DPM Obligations for Maintaining Backup Autoquote Systems https://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4712.html https://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4712.html Mon, 29 Aug 2005 00:00:00 -0700 E5-4712 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-29/pdf/E5-4712.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers https://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4704.html https://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4704.html Mon, 29 Aug 2005 00:00:00 -0700 E5-4704 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-29/pdf/E5-4704.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/08/29/05-17165.html https://regulations.justia.com/regulations/fedreg/2005/08/29/05-17165.html Mon, 29 Aug 2005 00:00:00 -0700 05-17165 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-29/pdf/05-17165.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/08/26/E5-4687.html https://regulations.justia.com/regulations/fedreg/2005/08/26/E5-4687.html Fri, 26 Aug 2005 00:00:00 -0700 E5-4687 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-26/pdf/E5-4687.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options https://regulations.justia.com/regulations/fedreg/2005/08/26/E5-4658.html https://regulations.justia.com/regulations/fedreg/2005/08/26/E5-4658.html Fri, 26 Aug 2005 00:00:00 -0700 E5-4658 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-26/pdf/E5-4658.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options https://regulations.justia.com/regulations/fedreg/2005/08/26/05-16963.html https://regulations.justia.com/regulations/fedreg/2005/08/26/05-16963.html Fri, 26 Aug 2005 00:00:00 -0700 05-16963 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-26/pdf/05-16963.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 2790; Corrected https://regulations.justia.com/regulations/fedreg/2005/08/26/05-16956.html https://regulations.justia.com/regulations/fedreg/2005/08/26/05-16956.html Fri, 26 Aug 2005 00:00:00 -0700 05-16956 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-26/pdf/05-16956.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc., Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NYSE Rule 440A Relating to Telephone Solicitation https://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4653.html https://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4653.html Thu, 25 Aug 2005 00:00:00 -0700 E5-4653 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/E5-4653.pdf Notice - Issuer Delisting; Notice of Application of Hilton Hotels Corporation To Withdraw Its Common Stock, $2.50 Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4652.html https://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4652.html Thu, 25 Aug 2005 00:00:00 -0700 E5-4652 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/E5-4652.pdf Notice - Issuer Delisting; Notice of Application of GuruNet Corporation To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4651.html https://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4651.html Thu, 25 Aug 2005 00:00:00 -0700 E5-4651 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/E5-4651.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities https://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4650.html https://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4650.html Thu, 25 Aug 2005 00:00:00 -0700 E5-4650 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/E5-4650.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4649.html https://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4649.html Thu, 25 Aug 2005 00:00:00 -0700 E5-4649 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/E5-4649.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto, Relating to Listing and Trading of Yield Underlying Participating Securities (YUPS) https://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4638.html https://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4638.html Thu, 25 Aug 2005 00:00:00 -0700 E5-4638 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/E5-4638.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Summary Orders in the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4637.html https://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4637.html Thu, 25 Aug 2005 00:00:00 -0700 E5-4637 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/E5-4637.pdf Notice - In the Matter of Global Development and Environmental Resources, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/08/25/05-17001.html https://regulations.justia.com/regulations/fedreg/2005/08/25/05-17001.html Thu, 25 Aug 2005 00:00:00 -0700 05-17001 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/05-17001.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Removal of Unreliable Quotes From the Exchange's Calculation of the National Best Bid or Offer https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4628.html https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4628.html Wed, 24 Aug 2005 00:00:00 -0700 E5-4628 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4628.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent In Its Periodic Reporting Obligations https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4627.html https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4627.html Wed, 24 Aug 2005 00:00:00 -0700 E5-4627 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4627.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to Fees in Connection With Merger Spreads and Short Stock Interest Spreads https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4626.html https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4626.html Wed, 24 Aug 2005 00:00:00 -0700 E5-4626 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4626.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Amend NASD's Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4625.html https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4625.html Wed, 24 Aug 2005 00:00:00 -0700 E5-4625 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4625.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by CBOE Futures Exchange, LLC Relating to Its Listing Standards for Security Futures Products https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4624.html https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4624.html Wed, 24 Aug 2005 00:00:00 -0700 E5-4624 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4624.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities Under MSRB Rule G-21 https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4622.html https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4622.html Wed, 24 Aug 2005 00:00:00 -0700 E5-4622 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4622.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4621.html https://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4621.html Wed, 24 Aug 2005 00:00:00 -0700 E5-4621 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4621.pdf Notice - Certain Broker-Dealers Deemed Not To Be Investment Advisers https://regulations.justia.com/regulations/fedreg/2005/08/24/05-16867.html https://regulations.justia.com/regulations/fedreg/2005/08/24/05-16867.html Wed, 24 Aug 2005 00:00:00 -0700 05-16867 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/05-16867.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, to Expand the Types of Trusts Permitted to Directly Own Amex Memberships https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4595.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4595.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4595 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4595.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Nasdaq Listing Fees for Closed-End Funds https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4593.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4593.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4593 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4593.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Temporary Reallocation of Securities Among Specialists https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4592.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4592.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4592 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4592.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Market Data Rebate Program To Allow Equity Trading Permit Holders To Receive Rebates on an Estimated Basis https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4590.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4590.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4590 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4590.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4589.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4589.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4589 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4589.pdf Notice - ACM Income Fund, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4588.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4588.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4588 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4588.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G-38 https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4587.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4587.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4587 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4587.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendments Nos. 1 and 2 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto, Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Nikkei 225 Index https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4586.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4586.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4586 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4586.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4585.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4585.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4585 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4585.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4584.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4584.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4584 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4584.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Adopt a Revenue Sharing Program for Trades in Tape B Securities https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4583.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4583.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4583 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4583.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4582.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4582.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4582 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4582.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Option Linkage https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4581.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4581.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4581 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4581.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change to Require Members That Use Appendix E to Calculate Net Capital to File Supplemental and Alternative Reports https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4580.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4580.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4580 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4580.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4579.html https://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4579.html Tue, 23 Aug 2005 00:00:00 -0700 E5-4579 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4579.pdf Notice - In the Matter of GSB Financial Services Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/08/23/05-16784.html https://regulations.justia.com/regulations/fedreg/2005/08/23/05-16784.html Tue, 23 Aug 2005 00:00:00 -0700 05-16784 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/05-16784.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4558.html https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4558.html Mon, 22 Aug 2005 00:00:00 -0700 E5-4558 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4558.pdf Notice - Acknowledgment of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by the CBOE Futures Exchange, LLC https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4553.html https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4553.html Mon, 22 Aug 2005 00:00:00 -0700 E5-4553 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4553.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4552.html https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4552.html Mon, 22 Aug 2005 00:00:00 -0700 E5-4552 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4552.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4551.html https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4551.html Mon, 22 Aug 2005 00:00:00 -0700 E5-4551 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4551.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period To Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4550.html https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4550.html Mon, 22 Aug 2005 00:00:00 -0700 E5-4550 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4550.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4549.html https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4549.html Mon, 22 Aug 2005 00:00:00 -0700 E5-4549 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4549.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Standard Position and Exercise Limit Pilot Program https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4548.html https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4548.html Mon, 22 Aug 2005 00:00:00 -0700 E5-4548 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4548.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc., Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Proposed Changes to Exchange Rule 342 (“Offices-Approval, Supervision and Control”) https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4547.html https://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4547.html Mon, 22 Aug 2005 00:00:00 -0700 E5-4547 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4547.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/08/22/05-16642.html https://regulations.justia.com/regulations/fedreg/2005/08/22/05-16642.html Mon, 22 Aug 2005 00:00:00 -0700 05-16642 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/05-16642.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Continuing Education Regulatory Element Requirement https://regulations.justia.com/regulations/fedreg/2005/08/22/05-16558.html https://regulations.justia.com/regulations/fedreg/2005/08/22/05-16558.html Mon, 22 Aug 2005 00:00:00 -0700 05-16558 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/05-16558.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Uniform Branch Office Registration Form (“Form BR”) and Amendments to the Uniform Application for Securities Industry Registration or Transfer (“Form U4 ”) and the Uniform Termination Notice for Securities Industry Registration (“Form U5”) https://regulations.justia.com/regulations/fedreg/2005/08/19/Z5-2810.html https://regulations.justia.com/regulations/fedreg/2005/08/19/Z5-2810.html Fri, 19 Aug 2005 00:00:00 -0700 Z5-2810 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/Z5-2810.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4536.html https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4536.html Fri, 19 Aug 2005 00:00:00 -0700 E5-4536 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4536.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Rule 123C (Market on the Close Policy and Expiration Procedures) To Eliminate the Requirement To Publish Pre-Opening Market Order Imbalances on Expiration Fridays https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4535.html https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4535.html Fri, 19 Aug 2005 00:00:00 -0700 E5-4535 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4535.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Phlx Rule 1023 https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4534.html https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4534.html Fri, 19 Aug 2005 00:00:00 -0700 E5-4534 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4534.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to NYSE Rule 103.12 Requiring Specialists and Clerks To Record Their Time on the Trading Floor of the Exchange https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4533.html https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4533.html Fri, 19 Aug 2005 00:00:00 -0700 E5-4533 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4533.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend CBOE Rule 8.7 To Extend for an Additional Six Months Its Pilot Program Pertaining to Market-Maker Quote Sizes https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4532.html https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4532.html Fri, 19 Aug 2005 00:00:00 -0700 E5-4532 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4532.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation of PCX Holdings, Inc., PCX Rules and Bylaws of Archipelago Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2005/08/18/E5-4510.html https://regulations.justia.com/regulations/fedreg/2005/08/18/E5-4510.html Thu, 18 Aug 2005 00:00:00 -0700 E5-4510 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-18/pdf/E5-4510.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 3 to a Proposed Rule Change Relating to a Prohibition on Using a Layoff Service Unless the Service Provides Required Information to the Exchange https://regulations.justia.com/regulations/fedreg/2005/08/18/E5-4509.html https://regulations.justia.com/regulations/fedreg/2005/08/18/E5-4509.html Thu, 18 Aug 2005 00:00:00 -0700 E5-4509 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-18/pdf/E5-4509.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change Relating to Quotes in Nasdaq UTP Stocks To Be Disseminated by Amex Specialists before 9:30 a.m. https://regulations.justia.com/regulations/fedreg/2005/08/18/E5-4508.html https://regulations.justia.com/regulations/fedreg/2005/08/18/E5-4508.html Thu, 18 Aug 2005 00:00:00 -0700 E5-4508 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-18/pdf/E5-4508.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend Exchange Article VI, Rule 9 Relating to Continuing Education for Registered Persons https://regulations.justia.com/regulations/fedreg/2005/08/18/E5-4507.html https://regulations.justia.com/regulations/fedreg/2005/08/18/E5-4507.html Thu, 18 Aug 2005 00:00:00 -0700 E5-4507 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-18/pdf/E5-4507.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto To Permit Lead Market Makers To Operate Remotely https://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4491.html https://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4491.html Wed, 17 Aug 2005 00:00:00 -0700 E5-4491 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-17/pdf/E5-4491.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Order Matching at the Opening in PACE https://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4490.html https://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4490.html Wed, 17 Aug 2005 00:00:00 -0700 E5-4490 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-17/pdf/E5-4490.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Fee https://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4489.html https://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4489.html Wed, 17 Aug 2005 00:00:00 -0700 E5-4489 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-17/pdf/E5-4489.pdf Notice - MetLife Investors USA Insurance Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4488.html https://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4488.html Wed, 17 Aug 2005 00:00:00 -0700 E5-4488 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-17/pdf/E5-4488.pdf Notice - AXP California Tax-Exempt Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4463.html https://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4463.html Wed, 17 Aug 2005 00:00:00 -0700 E5-4463 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-17/pdf/E5-4463.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes for Transactions in Options on the Standard & Poor's Depository Receipts® on a Retroactive Basis https://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4462.html https://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4462.html Wed, 17 Aug 2005 00:00:00 -0700 E5-4462 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-17/pdf/E5-4462.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 3370 https://regulations.justia.com/regulations/fedreg/2005/08/16/Z5-4117.html https://regulations.justia.com/regulations/fedreg/2005/08/16/Z5-4117.html Tue, 16 Aug 2005 00:00:00 -0700 Z5-4117 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/Z5-4117.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Listing Fees https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4426.html https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4426.html Tue, 16 Aug 2005 00:00:00 -0700 E5-4426 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4426.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4425.html https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4425.html Tue, 16 Aug 2005 00:00:00 -0700 E5-4425 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4425.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Hybrid Opening System https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4424.html https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4424.html Tue, 16 Aug 2005 00:00:00 -0700 E5-4424 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4424.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4423.html https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4423.html Tue, 16 Aug 2005 00:00:00 -0700 E5-4423 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4423.pdf Notice - Issuer Delisting; Notice of Application of MS Structured Asset Corp. To Withdraw Its SATURNS Sears Roebuck Acceptance Corp. Debenture-Backed Series 2003-1 Callable Units From Listing and Registration on the New York Stock Exchange, Inc. File No. 1-16443 https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4421.html https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4421.html Tue, 16 Aug 2005 00:00:00 -0700 E5-4421 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4421.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Trade Shares of Certain Vanguard International Equity Index Funds Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4420.html https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4420.html Tue, 16 Aug 2005 00:00:00 -0700 E5-4420 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4420.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change, To Adopt NASD Rule 2111 to Prohibit Members From Trading Ahead of Customer Market Orders https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4412.html https://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4412.html Tue, 16 Aug 2005 00:00:00 -0700 E5-4412 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4412.pdf Proposed Rule - Changes in Fees for Meat, Poultry, and Egg Products Inspection Services-Fiscal Years 2005-2008 https://regulations.justia.com/regulations/fedreg/2005/08/16/C5-14296.html https://regulations.justia.com/regulations/fedreg/2005/08/16/C5-14296.html Tue, 16 Aug 2005 00:00:00 -0700 C5-14296 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/C5-14296.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/08/16/05-16248.html https://regulations.justia.com/regulations/fedreg/2005/08/16/05-16248.html Tue, 16 Aug 2005 00:00:00 -0700 05-16248 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/05-16248.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSX's Board of Directors https://regulations.justia.com/regulations/fedreg/2005/08/15/E5-4407.html https://regulations.justia.com/regulations/fedreg/2005/08/15/E5-4407.html Mon, 15 Aug 2005 00:00:00 -0700 E5-4407 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-15/pdf/E5-4407.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/08/15/E5-4406.html https://regulations.justia.com/regulations/fedreg/2005/08/15/E5-4406.html Mon, 15 Aug 2005 00:00:00 -0700 E5-4406 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-15/pdf/E5-4406.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/08/15/E5-4404.html https://regulations.justia.com/regulations/fedreg/2005/08/15/E5-4404.html Mon, 15 Aug 2005 00:00:00 -0700 E5-4404 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-15/pdf/E5-4404.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4378.html https://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4378.html Fri, 12 Aug 2005 00:00:00 -0700 E5-4378 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-12/pdf/E5-4378.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4377.html https://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4377.html Fri, 12 Aug 2005 00:00:00 -0700 E5-4377 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-12/pdf/E5-4377.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4376.html https://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4376.html Fri, 12 Aug 2005 00:00:00 -0700 E5-4376 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-12/pdf/E5-4376.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4375.html https://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4375.html Fri, 12 Aug 2005 00:00:00 -0700 E5-4375 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-12/pdf/E5-4375.pdf Notice - Issuer Delisting; Notice of Application of S.Y. Bancorp, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4363.html https://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4363.html Fri, 12 Aug 2005 00:00:00 -0700 E5-4363 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-12/pdf/E5-4363.pdf Notice - Issuer Delisting; Notice of Application of Alestra, S. de R.L. de C.V. To Withdraw Its 8% Senior Notes (Due 2010), From Listing and Registration on the New York Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4362.html https://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4362.html Fri, 12 Aug 2005 00:00:00 -0700 E5-4362 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-12/pdf/E5-4362.pdf Notice - WNC Housing Tax Credit Fund VI, L.P., Series 13 and Series 14, and WNC National Partners, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4353.html https://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4353.html Thu, 11 Aug 2005 00:00:00 -0700 E5-4353 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-11/pdf/E5-4353.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Impose Licensing Fees in Connection With the Firm-Related Equity Option and Index Option Fee Cap https://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4352.html https://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4352.html Thu, 11 Aug 2005 00:00:00 -0700 E5-4352 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-11/pdf/E5-4352.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish a Process for the Waiver, Deferral, or Rebate of Listing Fees for Certain Closed-End Funds https://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4350.html https://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4350.html Thu, 11 Aug 2005 00:00:00 -0700 E5-4350 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-11/pdf/E5-4350.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval To Proposed Rule Change and Amendment No. 1 Thereto To Require Limit Order Protection and To Expand the Application of Manning Obligations to Exchange-Listed Securities https://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4349.html https://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4349.html Thu, 11 Aug 2005 00:00:00 -0700 E5-4349 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-11/pdf/E5-4349.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4348.html https://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4348.html Thu, 11 Aug 2005 00:00:00 -0700 E5-4348 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-11/pdf/E5-4348.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 2790 https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4327.html https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4327.html Wed, 10 Aug 2005 00:00:00 -0700 E5-4327 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4327.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of Generic Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4326.html https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4326.html Wed, 10 Aug 2005 00:00:00 -0700 E5-4326 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4326.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article VIII of the By-Laws of NASD Regulation, Inc. Relating to District Committees and District Nominating Committees https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4313.html https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4313.html Wed, 10 Aug 2005 00:00:00 -0700 E5-4313 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4313.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fee Changes https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4312.html https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4312.html Wed, 10 Aug 2005 00:00:00 -0700 E5-4312 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4312.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change by Relating Anonymous Features on Trading Systems https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4311.html https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4311.html Wed, 10 Aug 2005 00:00:00 -0700 E5-4311 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4311.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4310.html https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4310.html Wed, 10 Aug 2005 00:00:00 -0700 E5-4310 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4310.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4309.html https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4309.html Wed, 10 Aug 2005 00:00:00 -0700 E5-4309 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4309.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4308.html https://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4308.html Wed, 10 Aug 2005 00:00:00 -0700 E5-4308 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4308.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4304.html https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4304.html Tue, 09 Aug 2005 00:00:00 -0700 E5-4304 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4304.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating To Listing and Trading of Shares of the xtraShares Trust https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4303.html https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4303.html Tue, 09 Aug 2005 00:00:00 -0700 E5-4303 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4303.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, To Require Notification of Reliance on “Limited Size and Resources” Exception https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4302.html https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4302.html Tue, 09 Aug 2005 00:00:00 -0700 E5-4302 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4302.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto To Require Semi-Annual Financial Reporting by Foreign Private Issuers https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4277.html https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4277.html Tue, 09 Aug 2005 00:00:00 -0700 E5-4277 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4277.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for Additional Six Months the Pilot Program Permitting a Floor Broker To Use an Exchange Authorized and Provided Portable Telephone on the Exchange Floor https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4276.html https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4276.html Tue, 09 Aug 2005 00:00:00 -0700 E5-4276 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4276.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4275.html https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4275.html Tue, 09 Aug 2005 00:00:00 -0700 E5-4275 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4275.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to iShares(r) MSCI EAFE Growth Fund and iShares MSCI EAFE Value Fund https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4274.html https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4274.html Tue, 09 Aug 2005 00:00:00 -0700 E5-4274 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4274.pdf Notice - Self-Regulatory Organizations; Declaration of Effectiveness of American Stock Exchange LLC Plan for the Implementation of Parts II and IIA of Form X-17A-5 Financial and Operational Combined Uniform Single Report (“FOCUS Report”) and Schedule I Thereunder as Amended https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4273.html https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4273.html Tue, 09 Aug 2005 00:00:00 -0700 E5-4273 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4273.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4272.html https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4272.html Tue, 09 Aug 2005 00:00:00 -0700 E5-4272 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4272.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment No. 15 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to a “Trade and Ship” Exception to the Definition of “Trade-Through” and a “Book and Ship” Exception to the Locked Markets Provision https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4271.html https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4271.html Tue, 09 Aug 2005 00:00:00 -0700 E5-4271 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4271.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Amend NASD Rule 7010(k) Relating to TRACE Transaction Data Fees https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4270.html https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4270.html Tue, 09 Aug 2005 00:00:00 -0700 E5-4270 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4270.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers Inc.; Notice of Extension of the Comment Period for the Proposed Rule and Amendment No. 1 Thereto Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4269.html https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4269.html Tue, 09 Aug 2005 00:00:00 -0700 E5-4269 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4269.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15792.html https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15792.html Tue, 09 Aug 2005 00:00:00 -0700 05-15792 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15792.pdf Notice - Divedepot.com, Inc., GS Telecom Ltd., Rocky Mountain Financial Enterprises, Inc., US Data Authority, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15791.html https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15791.html Tue, 09 Aug 2005 00:00:00 -0700 05-15791 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15791.pdf Rule - Ownership Reports and Trading by Officers, Directors and Principal Security Holders https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15682.html https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15682.html Tue, 09 Aug 2005 00:00:00 -0700 05-15682 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15682.pdf Rule - Amendments to the Penny Stock Rules https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15681.html https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15681.html Tue, 09 Aug 2005 00:00:00 -0700 05-15681 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15681.pdf Notice - ING USA Annuity & Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15574.html https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15574.html Tue, 09 Aug 2005 00:00:00 -0700 05-15574 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15574.pdf Rule - Regulation NMS https://regulations.justia.com/regulations/fedreg/2005/08/08/05-15597.html https://regulations.justia.com/regulations/fedreg/2005/08/08/05-15597.html Mon, 08 Aug 2005 00:00:00 -0700 05-15597 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-08-08/pdf/05-15597.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fee Changes https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4247.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4247.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4247 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4247.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 352 Concerning Guarantees and Sharing in Accounts https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4234.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4234.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4234 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4234.pdf Notice - Self-Regulatory Organization; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products and the Final Settlement Price for Futures on Narrow-Based Security Indexes https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4233.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4233.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4233 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4233.pdf Notice - Advisory Committee on Smaller Public Companies https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4232.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4232.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4232 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4232.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Priority in Trades Involving Synthetic Option Orders https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4231.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4231.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4231 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4231.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, Amending Interpretation of NYSE Rule 311 (“Formation and Approval of Member Organizations”) To Codify Certain Qualification Requirements for and Criteria for Dual- or Multi-Designation of Principal Executive Officers https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4230.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4230.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4230 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4230.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4229.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4229.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4229 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4229.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4228.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4228.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4228 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4228.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change to Rescind the “Nine-Bond Rule” https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4227.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4227.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4227 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4227.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4226.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4226.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4226 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4226.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4225.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4225.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4225 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4225.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Continuing Education Regulatory Element Requirement https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4224.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4224.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4224 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4224.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4196.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4196.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4196 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4196.pdf Notice - Self-Regulatory Organizations; International Securities Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 2 Thereto To Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4195.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4195.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4195 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4195.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Proposal To Transfer a Portion of Ownership Interest in Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4194.html https://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4194.html Fri, 05 Aug 2005 00:00:00 -0700 E5-4194 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4194.pdf Notice - In the Matter of Sure Trace Security Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/08/05/05-15596.html https://regulations.justia.com/regulations/fedreg/2005/08/05/05-15596.html Fri, 05 Aug 2005 00:00:00 -0700 05-15596 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/05-15596.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Listing Fees https://regulations.justia.com/regulations/fedreg/2005/08/05/05-15485.html https://regulations.justia.com/regulations/fedreg/2005/08/05/05-15485.html Fri, 05 Aug 2005 00:00:00 -0700 05-15485 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/05-15485.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4153.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4153.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4153 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4153.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4152.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4152.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4152 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4152.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40 https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4151.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4151.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4151 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4151.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Brut's Directed Cross Order Routing Process https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4150.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4150.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4150 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4150.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Relating to Boston Options Exchange Trading Rules Regarding Market Opening Procedures https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4149.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4149.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4149 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4149.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the “All or None” and “Fill or Kill” Order Types in the Exchange's Equity Market https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4148.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4148.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4148 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4148.pdf Notice - Submission for OMB Review; Comment Request; Reinstatement https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4141.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4141.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4141 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4141.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4140.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4140.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4140 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4140.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4139.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4139.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4139 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4139.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4137.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4137.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4137 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4137.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4136.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4136.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4136 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4136.pdf Notice - Proposed Extension of Collection of Information; Comment Request https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4135.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4135.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4135 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4135.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Regarding the Nasdaq Opening Process for Initial Public Offerings https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4134.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4134.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4134 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4134.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating To Removal of Size and Frequency Restrictions on Orders Entered Through Direct+ in Investment Company Units, Trust Issued Receipts and StreetTRACKS ® Gold Shares https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4133.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4133.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4133 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4133.pdf Notice - Issuer Delisting; Notice of Application of Air Products and Chemicals, Inc. To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-04534 https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4132.html https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4132.html Thu, 04 Aug 2005 00:00:00 -0700 E5-4132 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4132.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/08/04/05-15507.html https://regulations.justia.com/regulations/fedreg/2005/08/04/05-15507.html Thu, 04 Aug 2005 00:00:00 -0700 05-15507 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/05-15507.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4126.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4126.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4126 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4126.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Revise the Manner in which OPRA's Professional Subscribers Fee at the Enterprise Rate Is Determined https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4125.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4125.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4125 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4125.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4124.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4124.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4124 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4124.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Voluntary Supplemental Procedures for Selecting Arbitrators https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4123.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4123.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4123 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4123.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Eliminating the Directed Order Process in the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4122.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4122.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4122 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4122.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4121.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4121.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4121 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4121.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, and 5 Thereto To Modify Nasdaq's Clearly Erroneous Rule https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4120.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4120.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4120 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4120.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4119.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4119.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4119 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4119.pdf Notice - Securities Exchange Act Of 1934; Order Regarding Alternative Net Capital Computation for Morgan Stanley & Co., Which Has Elected To Be Supervised on a Consolidated Basis https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4118.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4118.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4118 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4118.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 3370 https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4117.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4117.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4117 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4117.pdf Notice - Issuer Delisting; Notice of Application of United Financial Mortgage Corp., To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-14127 https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4116.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4116.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4116 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4116.pdf Rule - Securities Offering Reform https://regulations.justia.com/regulations/fedreg/2005/08/03/05-14560.html https://regulations.justia.com/regulations/fedreg/2005/08/03/05-14560.html Wed, 03 Aug 2005 00:00:00 -0700 05-14560 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/05-14560.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities https://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4112.html https://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4112.html Tue, 02 Aug 2005 00:00:00 -0700 E5-4112 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-02/pdf/E5-4112.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to OCC's Data Distribution Service https://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4111.html https://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4111.html Tue, 02 Aug 2005 00:00:00 -0700 E5-4111 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-02/pdf/E5-4111.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4110.html https://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4110.html Tue, 02 Aug 2005 00:00:00 -0700 E5-4110 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-02/pdf/E5-4110.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Regarding a New Order Type for the Pre-Market Trading Session https://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4109.html https://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4109.html Tue, 02 Aug 2005 00:00:00 -0700 E5-4109 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-02/pdf/E5-4109.pdf Notice - Issuer Delisting; Notice of Application of Corrpro Companies, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4094.html https://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4094.html Tue, 02 Aug 2005 00:00:00 -0700 E5-4094 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-02/pdf/E5-4094.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4089.html https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4089.html Mon, 01 Aug 2005 00:00:00 -0700 E5-4089 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4089.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-NASD Member Access to Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4088.html https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4088.html Mon, 01 Aug 2005 00:00:00 -0700 E5-4088 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4088.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4087.html https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4087.html Mon, 01 Aug 2005 00:00:00 -0700 E5-4087 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4087.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Q Orders https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4082.html https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4082.html Mon, 01 Aug 2005 00:00:00 -0700 E5-4082 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4082.pdf Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule Change Relating to an Expansion of DTC's Inventory Management System https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4078.html https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4078.html Mon, 01 Aug 2005 00:00:00 -0700 E5-4078 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4078.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Disclaimer of Warranties by Lehman Brothers Inc. https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4077.html https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4077.html Mon, 01 Aug 2005 00:00:00 -0700 E5-4077 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4077.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Payment for Order Flow Program https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4076.html https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4076.html Mon, 01 Aug 2005 00:00:00 -0700 E5-4076 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4076.pdf