Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/08?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-02T02:05:23-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/08/31/E5-4751.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36, and Rule G-112005-08-31T00:00:00-07:002005-08-31T00:00:00-07:00E5-4751Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-31/pdf/E5-4751.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/31/E5-4732.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Establishing a Directed Order Process2005-08-31T00:00:00-07:002005-08-31T00:00:00-07:00E5-4732Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-31/pdf/E5-4732.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/31/E5-4731.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes2005-08-31T00:00:00-07:002005-08-31T00:00:00-07:00E5-4731Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-31/pdf/E5-4731.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/31/E5-4730.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Relating to the Entry of Complex Orders Into the Facilitation Mechanism2005-08-31T00:00:00-07:002005-08-31T00:00:00-07:00E5-4730Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-31/pdf/E5-4730.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4727.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff Into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings2005-08-30T00:00:00-07:002005-08-30T00:00:00-07:00E5-4727Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-30/pdf/E5-4727.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4726.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Classification of Arbitrators Pursuant to Rule 10308 of the NASD Code of Arbitration2005-08-30T00:00:00-07:002005-08-30T00:00:00-07:00E5-4726Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-30/pdf/E5-4726.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4725.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-08-30T00:00:00-07:002005-08-30T00:00:00-07:00E5-4725Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-30/pdf/E5-4725.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4724.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change To Amend NYSE Rule 80A (Index Arbitrage Trading Restrictions) To Calculate Limitations on Index Arbitrage Trading Based on the NYSE Composite Index2005-08-30T00:00:00-07:002005-08-30T00:00:00-07:00E5-4724Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-30/pdf/E5-4724.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/30/E5-4723.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Rule Interpretation Relating to Trading of Nasdaq National Market Securities in Sub-Penny Increments2005-08-30T00:00:00-07:002005-08-30T00:00:00-07:00E5-4723Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-30/pdf/E5-4723.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/30/05-17166.htmlNotice - Advisory Committee on Smaller Public Companies2005-08-30T00:00:00-07:002005-08-30T00:00:00-07:0005-17166Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-30/pdf/05-17166.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4715.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc., Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Rule 607 Relating to the Classification of Arbitrators as Public or Industry2005-08-29T00:00:00-07:002005-08-29T00:00:00-07:00E5-4715Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-29/pdf/E5-4715.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4714.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Exchange Rule 629 (“Schedule of Fees”) To Establish Processing Fees for Members, Member Organizations, and Allied Members That Are Parties to Arbitration Proceedings2005-08-29T00:00:00-07:002005-08-29T00:00:00-07:00E5-4714Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-29/pdf/E5-4714.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4713.htmlNotice - Proposed Collection; Comment Request2005-08-29T00:00:00-07:002005-08-29T00:00:00-07:00E5-4713Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-29/pdf/E5-4713.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4712.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Relating to DPM Obligations for Maintaining Backup Autoquote Systems2005-08-29T00:00:00-07:002005-08-29T00:00:00-07:00E5-4712Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-29/pdf/E5-4712.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/29/E5-4704.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers2005-08-29T00:00:00-07:002005-08-29T00:00:00-07:00E5-4704Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-29/pdf/E5-4704.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/29/05-17165.htmlNotice - Sunshine Act Meeting2005-08-29T00:00:00-07:002005-08-29T00:00:00-07:0005-17165Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-29/pdf/05-17165.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/26/E5-4687.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-08-26T00:00:00-07:002005-08-26T00:00:00-07:00E5-4687Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-26/pdf/E5-4687.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/26/E5-4658.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options2005-08-26T00:00:00-07:002005-08-26T00:00:00-07:00E5-4658Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-26/pdf/E5-4658.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/26/05-16963.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options2005-08-26T00:00:00-07:002005-08-26T00:00:00-07:0005-16963Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-26/pdf/05-16963.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/26/05-16956.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 2790; Corrected2005-08-26T00:00:00-07:002005-08-26T00:00:00-07:0005-16956Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-26/pdf/05-16956.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4653.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc., Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NYSE Rule 440A Relating to Telephone Solicitation2005-08-25T00:00:00-07:002005-08-25T00:00:00-07:00E5-4653Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/E5-4653.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4652.htmlNotice - Issuer Delisting; Notice of Application of Hilton Hotels Corporation To Withdraw Its Common Stock, $2.50 Par Value, From Listing and Registration on the Pacific Exchange, Inc.2005-08-25T00:00:00-07:002005-08-25T00:00:00-07:00E5-4652Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/E5-4652.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4651.htmlNotice - Issuer Delisting; Notice of Application of GuruNet Corporation To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC2005-08-25T00:00:00-07:002005-08-25T00:00:00-07:00E5-4651Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/E5-4651.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4650.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities2005-08-25T00:00:00-07:002005-08-25T00:00:00-07:00E5-4650Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/E5-4650.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4649.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-08-25T00:00:00-07:002005-08-25T00:00:00-07:00E5-4649Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/E5-4649.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4638.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto, Relating to Listing and Trading of Yield Underlying Participating Securities (YUPS)2005-08-25T00:00:00-07:002005-08-25T00:00:00-07:00E5-4638Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/E5-4638.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/25/E5-4637.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Summary Orders in the Nasdaq Market Center2005-08-25T00:00:00-07:002005-08-25T00:00:00-07:00E5-4637Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/E5-4637.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/25/05-17001.htmlNotice - In the Matter of Global Development and Environmental Resources, Inc., Order of Suspension of Trading2005-08-25T00:00:00-07:002005-08-25T00:00:00-07:0005-17001Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-25/pdf/05-17001.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4628.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Removal of Unreliable Quotes From the Exchange's Calculation of the National Best Bid or Offer2005-08-24T00:00:00-07:002005-08-24T00:00:00-07:00E5-4628Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4628.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4627.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent In Its Periodic Reporting Obligations2005-08-24T00:00:00-07:002005-08-24T00:00:00-07:00E5-4627Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4627.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4626.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to Fees in Connection With Merger Spreads and Short Stock Interest Spreads2005-08-24T00:00:00-07:002005-08-24T00:00:00-07:00E5-4626Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4626.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4625.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Amend NASD's Minor Rule Violation Plan2005-08-24T00:00:00-07:002005-08-24T00:00:00-07:00E5-4625Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4625.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4624.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by CBOE Futures Exchange, LLC Relating to Its Listing Standards for Security Futures Products2005-08-24T00:00:00-07:002005-08-24T00:00:00-07:00E5-4624Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4624.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4622.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities Under MSRB Rule G-212005-08-24T00:00:00-07:002005-08-24T00:00:00-07:00E5-4622Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4622.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/24/E5-4621.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping2005-08-24T00:00:00-07:002005-08-24T00:00:00-07:00E5-4621Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/E5-4621.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/24/05-16867.htmlNotice - Certain Broker-Dealers Deemed Not To Be Investment Advisers2005-08-24T00:00:00-07:002005-08-24T00:00:00-07:0005-16867Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-24/pdf/05-16867.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4595.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, to Expand the Types of Trusts Permitted to Directly Own Amex Memberships2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4595Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4595.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4593.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Nasdaq Listing Fees for Closed-End Funds2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4593Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4593.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4592.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Temporary Reallocation of Securities Among Specialists2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4592Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4592.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4590.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Market Data Rebate Program To Allow Equity Trading Permit Holders To Receive Rebates on an Estimated Basis2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4590Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4590.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4589.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock® (QQQQ)2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4589Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4589.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4588.htmlNotice - ACM Income Fund, Inc., et al.; Notice of Application2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4588Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4588.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4587.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G-382005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4587Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4587.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4586.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendments Nos. 1 and 2 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto, Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Nikkei 225 Index2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4586Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4586.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4585.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4585Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4585.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4584.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock® (QQQQ)2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4584Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4584.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4583.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Adopt a Revenue Sharing Program for Trades in Tape B Securities2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4583Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4583.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4582.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock® (QQQQ)2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4582Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4582.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4581.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Option Linkage2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4581Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4581.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4580.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change to Require Members That Use Appendix E to Calculate Net Capital to File Supplemental and Alternative Reports2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4580Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4580.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/E5-4579.htmlNotice - Submission for OMB Review; Comment Request2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:00E5-4579Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/E5-4579.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/23/05-16784.htmlNotice - In the Matter of GSB Financial Services Inc.; Order of Suspension of Trading2005-08-23T00:00:00-07:002005-08-23T00:00:00-07:0005-16784Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-23/pdf/05-16784.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4558.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange2005-08-22T00:00:00-07:002005-08-22T00:00:00-07:00E5-4558Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4558.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4553.htmlNotice - Acknowledgment of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by the CBOE Futures Exchange, LLC2005-08-22T00:00:00-07:002005-08-22T00:00:00-07:00E5-4553Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4553.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4552.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded2005-08-22T00:00:00-07:002005-08-22T00:00:00-07:00E5-4552Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4552.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4551.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock2005-08-22T00:00:00-07:002005-08-22T00:00:00-07:00E5-4551Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4551.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4550.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period To Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock2005-08-22T00:00:00-07:002005-08-22T00:00:00-07:00E5-4550Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4550.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4549.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits2005-08-22T00:00:00-07:002005-08-22T00:00:00-07:00E5-4549Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4549.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4548.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Standard Position and Exercise Limit Pilot Program2005-08-22T00:00:00-07:002005-08-22T00:00:00-07:00E5-4548Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4548.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/22/E5-4547.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc., Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Proposed Changes to Exchange Rule 342 (“Offices-Approval, Supervision and Control”)2005-08-22T00:00:00-07:002005-08-22T00:00:00-07:00E5-4547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/E5-4547.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/22/05-16642.htmlNotice - Sunshine Act Meeting2005-08-22T00:00:00-07:002005-08-22T00:00:00-07:0005-16642Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/05-16642.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/22/05-16558.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Continuing Education Regulatory Element Requirement2005-08-22T00:00:00-07:002005-08-22T00:00:00-07:0005-16558Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-22/pdf/05-16558.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/19/Z5-2810.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Uniform Branch Office Registration Form (“Form BR”) and Amendments to the Uniform Application for Securities Industry Registration or Transfer (“Form U4 ”) and the Uniform Termination Notice for Securities Industry Registration (“Form U5”)2005-08-19T00:00:00-07:002005-08-19T00:00:00-07:00Z5-2810Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/Z5-2810.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4536.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto Relating to Fee Changes2005-08-19T00:00:00-07:002005-08-19T00:00:00-07:00E5-4536Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4536.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4535.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Rule 123C (Market on the Close Policy and Expiration Procedures) To Eliminate the Requirement To Publish Pre-Opening Market Order Imbalances on Expiration Fridays2005-08-19T00:00:00-07:002005-08-19T00:00:00-07:00E5-4535Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4535.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4534.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Phlx Rule 10232005-08-19T00:00:00-07:002005-08-19T00:00:00-07:00E5-4534Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4534.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4533.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to NYSE Rule 103.12 Requiring Specialists and Clerks To Record Their Time on the Trading Floor of the Exchange2005-08-19T00:00:00-07:002005-08-19T00:00:00-07:00E5-4533Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4533.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4532.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend CBOE Rule 8.7 To Extend for an Additional Six Months Its Pilot Program Pertaining to Market-Maker Quote Sizes2005-08-19T00:00:00-07:002005-08-19T00:00:00-07:00E5-4532Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4532.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/18/E5-4510.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation of PCX Holdings, Inc., PCX Rules and Bylaws of Archipelago Holdings, Inc.2005-08-18T00:00:00-07:002005-08-18T00:00:00-07:00E5-4510Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-18/pdf/E5-4510.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/18/E5-4509.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 3 to a Proposed Rule Change Relating to a Prohibition on Using a Layoff Service Unless the Service Provides Required Information to the Exchange2005-08-18T00:00:00-07:002005-08-18T00:00:00-07:00E5-4509Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-18/pdf/E5-4509.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/18/E5-4508.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change Relating to Quotes in Nasdaq UTP Stocks To Be Disseminated by Amex Specialists before 9:30 a.m.2005-08-18T00:00:00-07:002005-08-18T00:00:00-07:00E5-4508Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-18/pdf/E5-4508.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/18/E5-4507.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend Exchange Article VI, Rule 9 Relating to Continuing Education for Registered Persons2005-08-18T00:00:00-07:002005-08-18T00:00:00-07:00E5-4507Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-18/pdf/E5-4507.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4491.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto To Permit Lead Market Makers To Operate Remotely2005-08-17T00:00:00-07:002005-08-17T00:00:00-07:00E5-4491Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-17/pdf/E5-4491.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4490.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Order Matching at the Opening in PACE2005-08-17T00:00:00-07:002005-08-17T00:00:00-07:00E5-4490Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-17/pdf/E5-4490.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4489.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Fee2005-08-17T00:00:00-07:002005-08-17T00:00:00-07:00E5-4489Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-17/pdf/E5-4489.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4488.htmlNotice - MetLife Investors USA Insurance Company, et al.; Notice of Application2005-08-17T00:00:00-07:002005-08-17T00:00:00-07:00E5-4488Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-17/pdf/E5-4488.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4463.htmlNotice - AXP California Tax-Exempt Trust, et al.; Notice of Application2005-08-17T00:00:00-07:002005-08-17T00:00:00-07:00E5-4463Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-17/pdf/E5-4463.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/17/E5-4462.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes for Transactions in Options on the Standard & Poor's Depository Receipts® on a Retroactive Basis2005-08-17T00:00:00-07:002005-08-17T00:00:00-07:00E5-4462Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-17/pdf/E5-4462.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/16/Z5-4117.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 33702005-08-16T00:00:00-07:002005-08-16T00:00:00-07:00Z5-4117Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/Z5-4117.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4426.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Listing Fees2005-08-16T00:00:00-07:002005-08-16T00:00:00-07:00E5-4426Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4426.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4425.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations2005-08-16T00:00:00-07:002005-08-16T00:00:00-07:00E5-4425Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4425.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4424.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Hybrid Opening System2005-08-16T00:00:00-07:002005-08-16T00:00:00-07:00E5-4424Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4424.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4423.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-08-16T00:00:00-07:002005-08-16T00:00:00-07:00E5-4423Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4423.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4421.htmlNotice - Issuer Delisting; Notice of Application of MS Structured Asset Corp. To Withdraw Its SATURNS Sears Roebuck Acceptance Corp. Debenture-Backed Series 2003-1 Callable Units From Listing and Registration on the New York Stock Exchange, Inc. File No. 1-164432005-08-16T00:00:00-07:002005-08-16T00:00:00-07:00E5-4421Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4421.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4420.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Trade Shares of Certain Vanguard International Equity Index Funds Pursuant to Unlisted Trading Privileges2005-08-16T00:00:00-07:002005-08-16T00:00:00-07:00E5-4420Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4420.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/16/E5-4412.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change, To Adopt NASD Rule 2111 to Prohibit Members From Trading Ahead of Customer Market Orders2005-08-16T00:00:00-07:002005-08-16T00:00:00-07:00E5-4412Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/E5-4412.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/16/C5-14296.htmlProposed Rule - Changes in Fees for Meat, Poultry, and Egg Products Inspection Services-Fiscal Years 2005-20082005-08-16T00:00:00-07:002005-08-16T00:00:00-07:00C5-14296Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/C5-14296.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/16/05-16248.htmlNotice - Sunshine Act Meeting2005-08-16T00:00:00-07:002005-08-16T00:00:00-07:0005-16248Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-16/pdf/05-16248.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/15/E5-4407.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSX's Board of Directors2005-08-15T00:00:00-07:002005-08-15T00:00:00-07:00E5-4407Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-15/pdf/E5-4407.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/15/E5-4406.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-08-15T00:00:00-07:002005-08-15T00:00:00-07:00E5-4406Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-15/pdf/E5-4406.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/15/E5-4404.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-08-15T00:00:00-07:002005-08-15T00:00:00-07:00E5-4404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-15/pdf/E5-4404.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4378.htmlNotice - Proposed Collection; Comment Request2005-08-12T00:00:00-07:002005-08-12T00:00:00-07:00E5-4378Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-12/pdf/E5-4378.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4377.htmlNotice - Proposed Collection; Comment Request2005-08-12T00:00:00-07:002005-08-12T00:00:00-07:00E5-4377Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-12/pdf/E5-4377.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4376.htmlNotice - Proposed Collection; Comment Request2005-08-12T00:00:00-07:002005-08-12T00:00:00-07:00E5-4376Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-12/pdf/E5-4376.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4375.htmlNotice - Proposed Collection; Comment Request2005-08-12T00:00:00-07:002005-08-12T00:00:00-07:00E5-4375Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-12/pdf/E5-4375.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4363.htmlNotice - Issuer Delisting; Notice of Application of S.Y. Bancorp, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC2005-08-12T00:00:00-07:002005-08-12T00:00:00-07:00E5-4363Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-12/pdf/E5-4363.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/12/E5-4362.htmlNotice - Issuer Delisting; Notice of Application of Alestra, S. de R.L. de C.V. To Withdraw Its 8% Senior Notes (Due 2010), From Listing and Registration on the New York Stock Exchange, Inc.2005-08-12T00:00:00-07:002005-08-12T00:00:00-07:00E5-4362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-12/pdf/E5-4362.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4353.htmlNotice - WNC Housing Tax Credit Fund VI, L.P., Series 13 and Series 14, and WNC National Partners, LLC; Notice of Application2005-08-11T00:00:00-07:002005-08-11T00:00:00-07:00E5-4353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-11/pdf/E5-4353.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4352.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Impose Licensing Fees in Connection With the Firm-Related Equity Option and Index Option Fee Cap2005-08-11T00:00:00-07:002005-08-11T00:00:00-07:00E5-4352Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-11/pdf/E5-4352.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4350.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish a Process for the Waiver, Deferral, or Rebate of Listing Fees for Certain Closed-End Funds2005-08-11T00:00:00-07:002005-08-11T00:00:00-07:00E5-4350Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-11/pdf/E5-4350.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4349.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval To Proposed Rule Change and Amendment No. 1 Thereto To Require Limit Order Protection and To Expand the Application of Manning Obligations to Exchange-Listed Securities2005-08-11T00:00:00-07:002005-08-11T00:00:00-07:00E5-4349Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-11/pdf/E5-4349.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/11/E5-4348.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules2005-08-11T00:00:00-07:002005-08-11T00:00:00-07:00E5-4348Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-11/pdf/E5-4348.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4327.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 27902005-08-10T00:00:00-07:002005-08-10T00:00:00-07:00E5-4327Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4327.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4326.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of Generic Listing Standards for Index-Linked Securities2005-08-10T00:00:00-07:002005-08-10T00:00:00-07:00E5-4326Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4326.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4313.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article VIII of the By-Laws of NASD Regulation, Inc. Relating to District Committees and District Nominating Committees2005-08-10T00:00:00-07:002005-08-10T00:00:00-07:00E5-4313Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4313.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4312.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fee Changes2005-08-10T00:00:00-07:002005-08-10T00:00:00-07:00E5-4312Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4312.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4311.htmlNotice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change by Relating Anonymous Features on Trading Systems2005-08-10T00:00:00-07:002005-08-10T00:00:00-07:00E5-4311Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4311.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4310.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules2005-08-10T00:00:00-07:002005-08-10T00:00:00-07:00E5-4310Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4310.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4309.htmlNotice - Proposed Collection; Comment Request2005-08-10T00:00:00-07:002005-08-10T00:00:00-07:00E5-4309Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4309.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/10/E5-4308.htmlNotice - Proposed Collection; Comment Request2005-08-10T00:00:00-07:002005-08-10T00:00:00-07:00E5-4308Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-10/pdf/E5-4308.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4304.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:00E5-4304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4304.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4303.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating To Listing and Trading of Shares of the xtraShares Trust2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:00E5-4303Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4303.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4302.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, To Require Notification of Reliance on “Limited Size and Resources” Exception2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:00E5-4302Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4302.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4277.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto To Require Semi-Annual Financial Reporting by Foreign Private Issuers2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:00E5-4277Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4277.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4276.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for Additional Six Months the Pilot Program Permitting a Floor Broker To Use an Exchange Authorized and Provided Portable Telephone on the Exchange Floor2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:00E5-4276Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4276.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4275.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Participant Fees and Credits2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:00E5-4275Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4275.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4274.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to iShares(r) MSCI EAFE Growth Fund and iShares MSCI EAFE Value Fund2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:00E5-4274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4274.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4273.htmlNotice - Self-Regulatory Organizations; Declaration of Effectiveness of American Stock Exchange LLC Plan for the Implementation of Parts II and IIA of Form X-17A-5 Financial and Operational Combined Uniform Single Report (“FOCUS Report”) and Schedule I Thereunder as Amended2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:00E5-4273Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4273.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4272.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:00E5-4272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4272.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4271.htmlNotice - Joint Industry Plan; Notice of Filing of Amendment No. 15 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to a “Trade and Ship” Exception to the Definition of “Trade-Through” and a “Book and Ship” Exception to the Locked Markets Provision2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:00E5-4271Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4271.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4270.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Amend NASD Rule 7010(k) Relating to TRACE Transaction Data Fees2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:00E5-4270Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4270.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4269.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers Inc.; Notice of Extension of the Comment Period for the Proposed Rule and Amendment No. 1 Thereto Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:00E5-4269Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4269.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/05-15792.htmlNotice - Sunshine Act Meeting2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:0005-15792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15792.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/05-15791.htmlNotice - Divedepot.com, Inc., GS Telecom Ltd., Rocky Mountain Financial Enterprises, Inc., US Data Authority, Inc.; Order of Suspension of Trading2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:0005-15791Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15791.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/05-15682.htmlRule - Ownership Reports and Trading by Officers, Directors and Principal Security Holders2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:0005-15682Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15682.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/05-15681.htmlRule - Amendments to the Penny Stock Rules2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:0005-15681Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15681.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/09/05-15574.htmlNotice - ING USA Annuity & Life Insurance Company, et al.2005-08-09T00:00:00-07:002005-08-09T00:00:00-07:0005-15574Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15574.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/08/05-15597.htmlRule - Regulation NMS2005-08-08T00:00:00-07:002005-08-08T00:00:00-07:0005-15597Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-08/pdf/05-15597.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4247.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fee Changes2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4247Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4247.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4234.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 352 Concerning Guarantees and Sharing in Accounts2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4234Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4234.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4233.htmlNotice - Self-Regulatory Organization; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products and the Final Settlement Price for Futures on Narrow-Based Security Indexes2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4233Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4233.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4232.htmlNotice - Advisory Committee on Smaller Public Companies2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4232Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4232.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4231.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Priority in Trades Involving Synthetic Option Orders2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4231Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4231.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4230.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, Amending Interpretation of NYSE Rule 311 (“Formation and Approval of Member Organizations”) To Codify Certain Qualification Requirements for and Criteria for Dual- or Multi-Designation of Principal Executive Officers2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4230Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4230.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4229.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4229Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4229.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4228.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4228Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4228.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4227.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change to Rescind the “Nine-Bond Rule”2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4227Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4227.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4226.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4226.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4225.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange's Trade-Through and Locked Markets Rules2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4225.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4224.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Continuing Education Regulatory Element Requirement2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4224Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4224.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4196.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4196Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4196.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4195.htmlNotice - Self-Regulatory Organizations; International Securities Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 2 Thereto To Extend the Linkage Fee Pilot Program2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4195.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/E5-4194.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Proposal To Transfer a Portion of Ownership Interest in Boston Options Exchange Facility2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:00E5-4194Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/E5-4194.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/05-15596.htmlNotice - In the Matter of Sure Trace Security Corporation; Order of Suspension of Trading2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:0005-15596Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/05-15596.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/05/05-15485.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Listing Fees2005-08-05T00:00:00-07:002005-08-05T00:00:00-07:0005-15485Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-05/pdf/05-15485.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4153.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4153Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4153.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4152.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division2005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4152Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4152.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4151.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-402005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4151Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4151.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4150.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Brut's Directed Cross Order Routing Process2005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4150Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4150.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4149.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Relating to Boston Options Exchange Trading Rules Regarding Market Opening Procedures2005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4149Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4149.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4148.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the “All or None” and “Fill or Kill” Order Types in the Exchange's Equity Market2005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4148Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4148.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4141.htmlNotice - Submission for OMB Review; Comment Request; Reinstatement2005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4141Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4141.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4140.htmlNotice - Submission for OMB Review; Comment Request2005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4140Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4140.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4139.htmlNotice - Submission for OMB Review; Comment Request2005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4139Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4139.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4137.htmlNotice - Submission for OMB Review; Comment Request2005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4137Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4137.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4136.htmlNotice - Submission for OMB Review; Comment Request2005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4136.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4135.htmlNotice - Proposed Extension of Collection of Information; Comment Request2005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4135.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4134.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Regarding the Nasdaq Opening Process for Initial Public Offerings2005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4134.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4133.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating To Removal of Size and Frequency Restrictions on Orders Entered Through Direct+ in Investment Company Units, Trust Issued Receipts and StreetTRACKS ® Gold Shares2005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4133.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4132.htmlNotice - Issuer Delisting; Notice of Application of Air Products and Chemicals, Inc. To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-045342005-08-04T00:00:00-07:002005-08-04T00:00:00-07:00E5-4132Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/E5-4132.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/04/05-15507.htmlNotice - Sunshine Act Meeting2005-08-04T00:00:00-07:002005-08-04T00:00:00-07:0005-15507Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-04/pdf/05-15507.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4126.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Linkage Fee Pilot Program2005-08-03T00:00:00-07:002005-08-03T00:00:00-07:00E5-4126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4126.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4125.htmlNotice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Revise the Manner in which OPRA's Professional Subscribers Fee at the Enterprise Rate Is Determined2005-08-03T00:00:00-07:002005-08-03T00:00:00-07:00E5-4125Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4125.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4124.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program2005-08-03T00:00:00-07:002005-08-03T00:00:00-07:00E5-4124Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4124.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4123.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Voluntary Supplemental Procedures for Selecting Arbitrators2005-08-03T00:00:00-07:002005-08-03T00:00:00-07:00E5-4123Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4123.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4122.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Eliminating the Directed Order Process in the Nasdaq Market Center2005-08-03T00:00:00-07:002005-08-03T00:00:00-07:00E5-4122Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4122.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4121.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process2005-08-03T00:00:00-07:002005-08-03T00:00:00-07:00E5-4121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4121.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4120.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, and 5 Thereto To Modify Nasdaq's Clearly Erroneous Rule2005-08-03T00:00:00-07:002005-08-03T00:00:00-07:00E5-4120Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4120.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4119.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Linkage Fee Pilot Program2005-08-03T00:00:00-07:002005-08-03T00:00:00-07:00E5-4119Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4119.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4118.htmlNotice - Securities Exchange Act Of 1934; Order Regarding Alternative Net Capital Computation for Morgan Stanley & Co., Which Has Elected To Be Supervised on a Consolidated Basis2005-08-03T00:00:00-07:002005-08-03T00:00:00-07:00E5-4118Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4118.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4117.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 33702005-08-03T00:00:00-07:002005-08-03T00:00:00-07:00E5-4117Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4117.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4116.htmlNotice - Issuer Delisting; Notice of Application of United Financial Mortgage Corp., To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-141272005-08-03T00:00:00-07:002005-08-03T00:00:00-07:00E5-4116Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4116.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/03/05-14560.htmlRule - Securities Offering Reform2005-08-03T00:00:00-07:002005-08-03T00:00:00-07:0005-14560Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/05-14560.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4112.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities2005-08-02T00:00:00-07:002005-08-02T00:00:00-07:00E5-4112Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-02/pdf/E5-4112.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4111.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to OCC's Data Distribution Service2005-08-02T00:00:00-07:002005-08-02T00:00:00-07:00E5-4111Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-02/pdf/E5-4111.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4110.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-08-02T00:00:00-07:002005-08-02T00:00:00-07:00E5-4110Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-02/pdf/E5-4110.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4109.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Regarding a New Order Type for the Pre-Market Trading Session2005-08-02T00:00:00-07:002005-08-02T00:00:00-07:00E5-4109Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-02/pdf/E5-4109.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/02/E5-4094.htmlNotice - Issuer Delisting; Notice of Application of Corrpro Companies, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC2005-08-02T00:00:00-07:002005-08-02T00:00:00-07:00E5-4094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-02/pdf/E5-4094.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4089.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-08-01T00:00:00-07:002005-08-01T00:00:00-07:00E5-4089Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4089.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4088.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-NASD Member Access to Nasdaq's Brut Facility2005-08-01T00:00:00-07:002005-08-01T00:00:00-07:00E5-4088Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4088.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4087.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot2005-08-01T00:00:00-07:002005-08-01T00:00:00-07:00E5-4087Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4087.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4082.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Q Orders2005-08-01T00:00:00-07:002005-08-01T00:00:00-07:00E5-4082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4082.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4078.htmlNotice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule Change Relating to an Expansion of DTC's Inventory Management System2005-08-01T00:00:00-07:002005-08-01T00:00:00-07:00E5-4078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4078.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4077.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Disclaimer of Warranties by Lehman Brothers Inc.2005-08-01T00:00:00-07:002005-08-01T00:00:00-07:00E5-4077Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4077.pdfhttps://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4076.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Payment for Order Flow Program2005-08-01T00:00:00-07:002005-08-01T00:00:00-07:00E5-4076Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4076.pdf