<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/08/19?registers=between Tue, 22 Jul 2025 13:29:47 -0700 Tue, 22 Jul 2025 13:29:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/08/19?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Uniform Branch Office Registration Form (“Form BR”) and Amendments to the Uniform Application for Securities Industry Registration or Transfer (“Form U4 ”) and the Uniform Termination Notice for Securities Industry Registration (“Form U5”) https://regulations.justia.com/regulations/fedreg/2005/08/19/Z5-2810.html https://regulations.justia.com/regulations/fedreg/2005/08/19/Z5-2810.html Fri, 19 Aug 2005 00:00:00 -0700 Z5-2810 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/Z5-2810.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4536.html https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4536.html Fri, 19 Aug 2005 00:00:00 -0700 E5-4536 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4536.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Rule 123C (Market on the Close Policy and Expiration Procedures) To Eliminate the Requirement To Publish Pre-Opening Market Order Imbalances on Expiration Fridays https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4535.html https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4535.html Fri, 19 Aug 2005 00:00:00 -0700 E5-4535 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4535.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Phlx Rule 1023 https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4534.html https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4534.html Fri, 19 Aug 2005 00:00:00 -0700 E5-4534 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4534.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to NYSE Rule 103.12 Requiring Specialists and Clerks To Record Their Time on the Trading Floor of the Exchange https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4533.html https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4533.html Fri, 19 Aug 2005 00:00:00 -0700 E5-4533 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4533.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend CBOE Rule 8.7 To Extend for an Additional Six Months Its Pilot Program Pertaining to Market-Maker Quote Sizes https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4532.html https://regulations.justia.com/regulations/fedreg/2005/08/19/E5-4532.html Fri, 19 Aug 2005 00:00:00 -0700 E5-4532 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-19/pdf/E5-4532.pdf