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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/08/09?registers=between
Tue, 15 Jul 2025 21:35:06 -0700Tue, 15 Jul 2025 21:35:06 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/08/09?registers=between
Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4304.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4304.htmlTue, 09 Aug 2005 00:00:00 -0700E5-4304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4304.pdfNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating To Listing and Trading of Shares of the xtraShares Trust
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4303.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4303.htmlTue, 09 Aug 2005 00:00:00 -0700E5-4303Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4303.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, To Require Notification of Reliance on “Limited Size and Resources” Exception
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4302.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4302.htmlTue, 09 Aug 2005 00:00:00 -0700E5-4302Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4302.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto To Require Semi-Annual Financial Reporting by Foreign Private Issuers
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4277.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4277.htmlTue, 09 Aug 2005 00:00:00 -0700E5-4277Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4277.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for Additional Six Months the Pilot Program Permitting a Floor Broker To Use an Exchange Authorized and Provided Portable Telephone on the Exchange Floor
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4276.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4276.htmlTue, 09 Aug 2005 00:00:00 -0700E5-4276Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4276.pdfNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Participant Fees and Credits
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4275.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4275.htmlTue, 09 Aug 2005 00:00:00 -0700E5-4275Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4275.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to iShares(r) MSCI EAFE Growth Fund and iShares MSCI EAFE Value Fund
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4274.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4274.htmlTue, 09 Aug 2005 00:00:00 -0700E5-4274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4274.pdfNotice - Self-Regulatory Organizations; Declaration of Effectiveness of American Stock Exchange LLC Plan for the Implementation of Parts II and IIA of Form X-17A-5 Financial and Operational Combined Uniform Single Report (“FOCUS Report”) and Schedule I Thereunder as Amended
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4273.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4273.htmlTue, 09 Aug 2005 00:00:00 -0700E5-4273Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4273.pdfNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4272.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4272.htmlTue, 09 Aug 2005 00:00:00 -0700E5-4272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4272.pdfNotice - Joint Industry Plan; Notice of Filing of Amendment No. 15 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to a “Trade and Ship” Exception to the Definition of “Trade-Through” and a “Book and Ship” Exception to the Locked Markets Provision
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4271.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4271.htmlTue, 09 Aug 2005 00:00:00 -0700E5-4271Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4271.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Amend NASD Rule 7010(k) Relating to TRACE Transaction Data Fees
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4270.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4270.htmlTue, 09 Aug 2005 00:00:00 -0700E5-4270Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4270.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers Inc.; Notice of Extension of the Comment Period for the Proposed Rule and Amendment No. 1 Thereto Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4269.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/E5-4269.htmlTue, 09 Aug 2005 00:00:00 -0700E5-4269Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/E5-4269.pdfNotice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15792.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15792.htmlTue, 09 Aug 2005 00:00:00 -070005-15792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15792.pdfNotice - Divedepot.com, Inc., GS Telecom Ltd., Rocky Mountain Financial Enterprises, Inc., US Data Authority, Inc.; Order of Suspension of Trading
https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15791.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15791.htmlTue, 09 Aug 2005 00:00:00 -070005-15791Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15791.pdfRule - Ownership Reports and Trading by Officers, Directors and Principal Security Holders
https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15682.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15682.htmlTue, 09 Aug 2005 00:00:00 -070005-15682Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15682.pdfRule - Amendments to the Penny Stock Rules
https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15681.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15681.htmlTue, 09 Aug 2005 00:00:00 -070005-15681Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15681.pdfNotice - ING USA Annuity & Life Insurance Company, et al.
https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15574.html
https://regulations.justia.com/regulations/fedreg/2005/08/09/05-15574.htmlTue, 09 Aug 2005 00:00:00 -070005-15574Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-08-09/pdf/05-15574.pdf