<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/08/03?registers=between Wed, 23 Jul 2025 22:12:02 -0700 Wed, 23 Jul 2025 22:12:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/08/03?registers=between Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4126.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4126.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4126 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4126.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Revise the Manner in which OPRA's Professional Subscribers Fee at the Enterprise Rate Is Determined https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4125.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4125.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4125 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4125.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4124.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4124.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4124 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4124.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Voluntary Supplemental Procedures for Selecting Arbitrators https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4123.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4123.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4123 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4123.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Eliminating the Directed Order Process in the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4122.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4122.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4122 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4122.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4121.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4121.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4121 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4121.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, and 5 Thereto To Modify Nasdaq's Clearly Erroneous Rule https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4120.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4120.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4120 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4120.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4119.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4119.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4119 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4119.pdf Notice - Securities Exchange Act Of 1934; Order Regarding Alternative Net Capital Computation for Morgan Stanley & Co., Which Has Elected To Be Supervised on a Consolidated Basis https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4118.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4118.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4118 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4118.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 3370 https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4117.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4117.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4117 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4117.pdf Notice - Issuer Delisting; Notice of Application of United Financial Mortgage Corp., To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-14127 https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4116.html https://regulations.justia.com/regulations/fedreg/2005/08/03/E5-4116.html Wed, 03 Aug 2005 00:00:00 -0700 E5-4116 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/E5-4116.pdf Rule - Securities Offering Reform https://regulations.justia.com/regulations/fedreg/2005/08/03/05-14560.html https://regulations.justia.com/regulations/fedreg/2005/08/03/05-14560.html Wed, 03 Aug 2005 00:00:00 -0700 05-14560 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-08-03/pdf/05-14560.pdf