<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/08/01?registers=between Wed, 16 Jul 2025 00:10:56 -0700 Wed, 16 Jul 2025 00:10:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/08/01?registers=between Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4089.html https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4089.html Mon, 01 Aug 2005 00:00:00 -0700 E5-4089 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4089.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-NASD Member Access to Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4088.html https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4088.html Mon, 01 Aug 2005 00:00:00 -0700 E5-4088 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4088.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4087.html https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4087.html Mon, 01 Aug 2005 00:00:00 -0700 E5-4087 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4087.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Q Orders https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4082.html https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4082.html Mon, 01 Aug 2005 00:00:00 -0700 E5-4082 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4082.pdf Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule Change Relating to an Expansion of DTC's Inventory Management System https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4078.html https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4078.html Mon, 01 Aug 2005 00:00:00 -0700 E5-4078 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4078.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Disclaimer of Warranties by Lehman Brothers Inc. https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4077.html https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4077.html Mon, 01 Aug 2005 00:00:00 -0700 E5-4077 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4077.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Payment for Order Flow Program https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4076.html https://regulations.justia.com/regulations/fedreg/2005/08/01/E5-4076.html Mon, 01 Aug 2005 00:00:00 -0700 E5-4076 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-08-01/pdf/E5-4076.pdf