<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/07?registers=between&min-day=1&max-day=31 Thu, 02 May 2024 19:03:14 -0700 Thu, 02 May 2024 19:03:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/07?registers=between&min-day=1&max-day=31 Notice - Issuer Delisting; Notice of Application of NOVA Gas Transmission Ltd. To Withdraw Its 77/8 https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4068.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4068.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4068 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4068.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Procedures With Respect to the OCC's Stock Loan/Borrow Program https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4064.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4064.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4064 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4064.pdf Notice - Issuer Delisting; Notice of Application of TransMontaigne Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4063.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4063.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4063 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4063.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to NASD's Direct Authority for the Activities Related to or in Support of Trading in Over-the-Counter Equity Securities https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4062.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4062.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4062 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4062.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 8.3A Relating to Class Quoting Limits https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4027.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4027.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4027 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4027.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 to the Proposed Rule Change to Implement a Fully-Automated Electronic Book for the Display and Execution of Orders in Securities That Are Not Assigned to a Specialist https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4026.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4026.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4026 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4026.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Create the ModelView Entitlement, an Historical Data Product Designed To Provide the Aggregate Amount of Both Displayed and Reserve Size Liquidity in the Nasdaq Market Center at Each Price Level https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4025.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4025.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4025 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4025.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4024.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4024.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4024 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4024.pdf Notice - Issuer Delisting; Notice of Application of General Dynamics Corporation To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4023.html https://regulations.justia.com/regulations/fedreg/2005/07/29/E5-4023.html Fri, 29 Jul 2005 00:00:00 -0700 E5-4023 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/E5-4023.pdf Notice - In the Matter of UCAP, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15121.html https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15121.html Fri, 29 Jul 2005 00:00:00 -0700 05-15121 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/05-15121.pdf Notice - In the Matter of Greyfield Capital, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15120.html https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15120.html Fri, 29 Jul 2005 00:00:00 -0700 05-15120 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/05-15120.pdf Rule - Technical Amendments to Rules Setting Forth the Method for Determining Market Capitalization and Dollar Value of Average Daily Trading Volume; Application of the Definition of Narrow-Based Security Index https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15000.html https://regulations.justia.com/regulations/fedreg/2005/07/29/05-15000.html Fri, 29 Jul 2005 00:00:00 -0700 05-15000 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-29/pdf/05-15000.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Its Prospective Fee Reduction Program https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4019.html https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4019.html Thu, 28 Jul 2005 00:00:00 -0700 E5-4019 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4019.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Modified ROS Opening Procedure https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4018.html https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4018.html Thu, 28 Jul 2005 00:00:00 -0700 E5-4018 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4018.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Its Year-End Financial Reporting Deadline Applicable to Clearing Members Primarily Regulated as Futures Commission Merchants With the Commodity Futures Trading Commission's Regulations https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4017.html https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4017.html Thu, 28 Jul 2005 00:00:00 -0700 E5-4017 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4017.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4016.html https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4016.html Thu, 28 Jul 2005 00:00:00 -0700 E5-4016 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4016.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Extension of a Pilot Program Relating to Transaction Charges Applicable to Linkage “P” and “P/A” Orders https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4015.html https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4015.html Thu, 28 Jul 2005 00:00:00 -0700 E5-4015 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4015.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4014.html https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4014.html Thu, 28 Jul 2005 00:00:00 -0700 E5-4014 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4014.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Enhancement of the SMART/Track Service https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4013.html https://regulations.justia.com/regulations/fedreg/2005/07/28/E5-4013.html Thu, 28 Jul 2005 00:00:00 -0700 E5-4013 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/E5-4013.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/07/28/05-15103.html https://regulations.justia.com/regulations/fedreg/2005/07/28/05-15103.html Thu, 28 Jul 2005 00:00:00 -0700 05-15103 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-28/pdf/05-15103.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval to the Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Modifying Pricing for Non-Members Using Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4002.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4002.html Wed, 27 Jul 2005 00:00:00 -0700 E5-4002 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-4002.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify Its Rate Schedule Retroactively to January 1, 2002 To Cap the Fees on Multiple Options Issues Transfers https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4001.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4001.html Wed, 27 Jul 2005 00:00:00 -0700 E5-4001 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-4001.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to an Amendment to Section 703.16 of the Listed Company Manual Regarding Dissemination of Index Value and Indicative Value https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4000.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-4000.html Wed, 27 Jul 2005 00:00:00 -0700 E5-4000 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-4000.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3999.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3999.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3999 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3999.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards and Position Limits for Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3998.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3998.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3998 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3998.pdf Notice - Issuer Delisting; Notice of Application of General Dynamics Corporation to Withdraw its Common Stock, $1.00 par value, from Listing and Registration on the Chicago Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3997.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3997.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3997 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3997.pdf Notice - Issuer Delisting; Notice of Application of Corrpro Companies, Inc. to Withdraw its Common Stock, no par value, from Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3996.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3996.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3996 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3996.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Extend the Pilot Program for Preferenced Orders https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3992.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3992.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3992 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3992.pdf Notice - Issuer Delisting; Notice of Application of NL Industries, Inc. To Withdraw its Common Stock, $.125 par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3991.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3991.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3991 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3991.pdf Notice - Issuer Delisting; Notice of Application of The Zweig Fund, Inc. To Withdraw its Common Stock, $.10 par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3990.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3990.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3990 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3990.pdf Notice - Self Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Interpretation of a Rule Change Submission and Making Certain Technical Changes https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3989.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3989.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3989 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3989.pdf Notice - Issuer Delisting; Notice of Application of Valhi, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3988.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3988.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3988 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3988.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Procedure for Fine Waivers and To Make Other Technical and Administrative Amendments https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3987.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3987.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3987 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3987.pdf Notice - Joint Industry Plan; Notice Filing of Amendment No. 17 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Modifying the 80/20 Test for Determining Limitations on Principal Order Access to Linkage https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3986.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3986.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3986 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3986.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3985.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3985.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3985 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3985.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3984.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3984.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3984 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3984.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to the 80/20 Test of the Plan for the Purpose of Creating and Operating an Intermarket Linkage https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3983.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3983.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3983 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3983.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Establishing a De Minimus Exception to the 80/20 Test Relating to Linkage Trades on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3982.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3982.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3982 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3982.pdf Notice - Self-Regulatory Organizations; The Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Establishing a De Minimus Exception to the 80/20 Test https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3981.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3981.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3981 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3981.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Standards for Manual Execution of Market and Marketable Limit Orders https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3980.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3980.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3980 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3980.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3979.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3979.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3979 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3979.pdf Notice - Self-Regulatory Organizations; The Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Sending Principal Orders Via the Intermarket Options Linkage https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3978.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3978.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3978 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3978.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Automatic Execution of Option Transactions During Crossed Markets https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3977.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3977.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3977 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3977.pdf Notice - Issuer Delisting; Notice of Application of Kimberly-Clark Corporation to Withdraw its Common Stock, $1.25 Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc. File No. 1-00225 https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3976.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3976.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3976 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3976.pdf Notice - Issuer Delisting; Notice of Application of The Zweig Total Return Fund, Inc. to Withdraw Its Common Stock, $.001 Par value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3975.html https://regulations.justia.com/regulations/fedreg/2005/07/27/E5-3975.html Wed, 27 Jul 2005 00:00:00 -0700 E5-3975 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/E5-3975.pdf Rule - Rulemaking for EDGAR System https://regulations.justia.com/regulations/fedreg/2005/07/27/05-14712.html https://regulations.justia.com/regulations/fedreg/2005/07/27/05-14712.html Wed, 27 Jul 2005 00:00:00 -0700 05-14712 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-27/pdf/05-14712.pdf Notice - Issuer Delisting; Notice of Application of Marine Products Corporation To Withdraw its Common Stock, $.10 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3972.html https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3972.html Tue, 26 Jul 2005 00:00:00 -0700 E5-3972 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3972.pdf Notice - Issuer Delisting; Notice of Application of Allied Holdings, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3971.html https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3971.html Tue, 26 Jul 2005 00:00:00 -0700 E5-3971 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3971.pdf Notice - Issuer Delisting; Notice of Application of Puradyn Filter Technologies Incorporated to Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-11991 https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3970.html https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3970.html Tue, 26 Jul 2005 00:00:00 -0700 E5-3970 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3970.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Establishing a de minimus Exception to the 80/20 Test https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3969.html https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3969.html Tue, 26 Jul 2005 00:00:00 -0700 E5-3969 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3969.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3928.html https://regulations.justia.com/regulations/fedreg/2005/07/26/E5-3928.html Tue, 26 Jul 2005 00:00:00 -0700 E5-3928 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/E5-3928.pdf Notice - In the Matter of Host America Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/07/26/05-14802.html https://regulations.justia.com/regulations/fedreg/2005/07/26/05-14802.html Tue, 26 Jul 2005 00:00:00 -0700 05-14802 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-26/pdf/05-14802.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Rule 80A (Index Arbitrage Trading Restrictions) To Calculate Limitations on Index Arbitrage Trading Based on the NYSE Composite Index, Replacing the Current Usage of the Dow Jones Industrial Average https://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3947.html https://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3947.html Mon, 25 Jul 2005 00:00:00 -0700 E5-3947 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-25/pdf/E5-3947.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System https://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3946.html https://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3946.html Mon, 25 Jul 2005 00:00:00 -0700 E5-3946 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-25/pdf/E5-3946.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Impose a New Licensing Fee in Connection With the Firm-Related Equity Option and Index Option Fee Cap https://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3945.html https://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3945.html Mon, 25 Jul 2005 00:00:00 -0700 E5-3945 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-25/pdf/E5-3945.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36, and Rule G-11 https://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3944.html https://regulations.justia.com/regulations/fedreg/2005/07/25/E5-3944.html Mon, 25 Jul 2005 00:00:00 -0700 E5-3944 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-25/pdf/E5-3944.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to DPM Obligations for Maintaining Backup Autoquote Systems https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3916.html https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3916.html Fri, 22 Jul 2005 00:00:00 -0700 E5-3916 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3916.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to a New Customers' Lien Account https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3915.html https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3915.html Fri, 22 Jul 2005 00:00:00 -0700 E5-3915 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3915.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Unsegregation of Long Option Positions https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3914.html https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3914.html Fri, 22 Jul 2005 00:00:00 -0700 E5-3914 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3914.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange; Notice of Filing of Proposed Rule Change Relating to Trade Shredding https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3913.html https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3913.html Fri, 22 Jul 2005 00:00:00 -0700 E5-3913 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3913.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Reflect Nasdaq's Separation From NASD Upon Nasdaq's Anticipated Approval as a National Securities Exchange https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3912.html https://regulations.justia.com/regulations/fedreg/2005/07/22/E5-3912.html Fri, 22 Jul 2005 00:00:00 -0700 E5-3912 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/E5-3912.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/07/22/05-14647.html https://regulations.justia.com/regulations/fedreg/2005/07/22/05-14647.html Fri, 22 Jul 2005 00:00:00 -0700 05-14647 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/05-14647.pdf Rule - Removal From Listing and Registration of Securities Pursuant to Section 12(d) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2005/07/22/05-14229.html https://regulations.justia.com/regulations/fedreg/2005/07/22/05-14229.html Fri, 22 Jul 2005 00:00:00 -0700 05-14229 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-22/pdf/05-14229.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers; Notice of Filing of Proposed Rule and Amendment No. 1 Thereto Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities; Corrected https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3903.html https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3903.html Thu, 21 Jul 2005 00:00:00 -0700 E5-3903 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3903.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reducing Clearing Fees for Securities Option Contracts https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3901.html https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3901.html Thu, 21 Jul 2005 00:00:00 -0700 E5-3901 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3901.pdf Notice - Advisory Committee on Smaller Public Companies https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3900.html https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3900.html Thu, 21 Jul 2005 00:00:00 -0700 E5-3900 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3900.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3873.html https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3873.html Thu, 21 Jul 2005 00:00:00 -0700 E5-3873 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3873.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3872.html https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3872.html Thu, 21 Jul 2005 00:00:00 -0700 E5-3872 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3872.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3871.html https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3871.html Thu, 21 Jul 2005 00:00:00 -0700 E5-3871 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3871.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Customer Portfolio and Cross-Margining Requirements https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3870.html https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3870.html Thu, 21 Jul 2005 00:00:00 -0700 E5-3870 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3870.pdf Notice - 05-14460 https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14460.html https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14460.html Thu, 21 Jul 2005 00:00:00 -0700 05-14460 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14460.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Representation in Arbitration and Mediation https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14444.html https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14444.html Thu, 21 Jul 2005 00:00:00 -0700 05-14444 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14444.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Customer Portfolio and Cross-Margining Requirements https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14316.html https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14316.html Thu, 21 Jul 2005 00:00:00 -0700 05-14316 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14316.pdf Rule - Use of Form S-8, Form 8-K, and Form 20-F by Shell Companies https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14311.html https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14311.html Thu, 21 Jul 2005 00:00:00 -0700 05-14311 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14311.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3865.html https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3865.html Wed, 20 Jul 2005 00:00:00 -0700 E5-3865 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3865.pdf Notice - Proposed Collection, Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3864.html https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3864.html Wed, 20 Jul 2005 00:00:00 -0700 E5-3864 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3864.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a One-Year Pilot Extension for the Price Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3863.html https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3863.html Wed, 20 Jul 2005 00:00:00 -0700 E5-3863 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3863.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3861.html https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3861.html Wed, 20 Jul 2005 00:00:00 -0700 E5-3861 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3861.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Increasing the Class Quoting Limit in Options on DIAMONDS® https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3860.html https://regulations.justia.com/regulations/fedreg/2005/07/20/E5-3860.html Wed, 20 Jul 2005 00:00:00 -0700 E5-3860 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/E5-3860.pdf Notice - Final Supplemental Environmental Impact Statement for the Wyoming Valley Levee Raising Project, Wilkes-Barre, PA https://regulations.justia.com/regulations/fedreg/2005/07/20/C5-13855.html https://regulations.justia.com/regulations/fedreg/2005/07/20/C5-13855.html Wed, 20 Jul 2005 00:00:00 -0700 C5-13855 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/C5-13855.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Membership Dues Fee https://regulations.justia.com/regulations/fedreg/2005/07/20/C5-12886.html https://regulations.justia.com/regulations/fedreg/2005/07/20/C5-12886.html Wed, 20 Jul 2005 00:00:00 -0700 C5-12886 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/C5-12886.pdf Notice - In the Matter of Secure Solutions Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/07/20/05-14306.html https://regulations.justia.com/regulations/fedreg/2005/07/20/05-14306.html Wed, 20 Jul 2005 00:00:00 -0700 05-14306 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/05-14306.pdf Notice - In the Matter of NetCurrents Information Services, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/07/20/05-14305.html https://regulations.justia.com/regulations/fedreg/2005/07/20/05-14305.html Wed, 20 Jul 2005 00:00:00 -0700 05-14305 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/05-14305.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto To Extend the Closing Time of Crossing Session II, and To Amend Its Crossing Sessions III and IV To Eliminate the Share Size Restriction and the Process by Which an Order Is Executed if There Is No Execution Prior to 4 p.m. https://regulations.justia.com/regulations/fedreg/2005/07/20/05-14235.html https://regulations.justia.com/regulations/fedreg/2005/07/20/05-14235.html Wed, 20 Jul 2005 00:00:00 -0700 05-14235 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-20/pdf/05-14235.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 440H Relating to Activity Assessment Fees https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3832.html https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3832.html Tue, 19 Jul 2005 00:00:00 -0700 E5-3832 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3832.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit a Limited Suspension of Exchange Membership Transactions to Allow for the Dissemination of Information Deemed Material to the Value of Exchange Memberships https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3831.html https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3831.html Tue, 19 Jul 2005 00:00:00 -0700 E5-3831 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3831.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc; Order Granting Approval of a Proposed Rule Change To Remove Incorrect Reference in Its Rule Relating to Failure To Honor an Arbitration Award https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3830.html https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3830.html Tue, 19 Jul 2005 00:00:00 -0700 E5-3830 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3830.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Modify the Designated Primary Market-Maker Participation Entitlement for Orders Specifying a Preferred DPM https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3829.html https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3829.html Tue, 19 Jul 2005 00:00:00 -0700 E5-3829 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3829.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of PAR Officials https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3828.html https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3828.html Tue, 19 Jul 2005 00:00:00 -0700 E5-3828 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3828.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To List and Trade Short Term Option Series https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3812.html https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3812.html Tue, 19 Jul 2005 00:00:00 -0700 E5-3812 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3812.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend By-Laws and Rules To Accommodate Short-Term Options Proposed for Trading by the Chicago Board Options Exchange, Inc., the American Stock Exchange, LLC, the International Securities Exchange, Inc., and the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3811.html https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3811.html Tue, 19 Jul 2005 00:00:00 -0700 E5-3811 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3811.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade One Week Option Series https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3810.html https://regulations.justia.com/regulations/fedreg/2005/07/19/E5-3810.html Tue, 19 Jul 2005 00:00:00 -0700 E5-3810 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-19/pdf/E5-3810.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3788.html https://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3788.html Mon, 18 Jul 2005 00:00:00 -0700 E5-3788 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-18/pdf/E5-3788.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSX's Board of Directors and Committees https://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3787.html https://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3787.html Mon, 18 Jul 2005 00:00:00 -0700 E5-3787 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-18/pdf/E5-3787.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Short Term Option Series https://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3786.html https://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3786.html Mon, 18 Jul 2005 00:00:00 -0700 E5-3786 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-18/pdf/E5-3786.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Short Term Option Series https://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3785.html https://regulations.justia.com/regulations/fedreg/2005/07/18/E5-3785.html Mon, 18 Jul 2005 00:00:00 -0700 E5-3785 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-18/pdf/E5-3785.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Rules for the Trading of Unlisted Debt Securities on the Exchange's Automated Bond System https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3775.html https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3775.html Fri, 15 Jul 2005 00:00:00 -0700 E5-3775 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3775.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Adopt a Revenue Sharing Program for Trades in Tape B Securities https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3773.html https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3773.html Fri, 15 Jul 2005 00:00:00 -0700 E5-3773 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3773.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Relating to the Composition of the CBOE's Modified Trading System Appointments Committee https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3772.html https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3772.html Fri, 15 Jul 2005 00:00:00 -0700 E5-3772 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3772.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Extend Pilots Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3771.html https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3771.html Fri, 15 Jul 2005 00:00:00 -0700 E5-3771 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3771.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Provide Written Explanations in Arbitration Awards Upon the Request of Customers, or of Associated Persons in Industry Controversies https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3770.html https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3770.html Fri, 15 Jul 2005 00:00:00 -0700 E5-3770 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3770.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obvious Error Rule for Equity Options https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3769.html https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3769.html Fri, 15 Jul 2005 00:00:00 -0700 E5-3769 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3769.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend Its Summary Fine Schedule for Position Limit Violations https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3747.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3747.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3747 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3747.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend NASD's Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3746.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3746.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3746 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3746.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Assignment of RAES Orders to Logged-In Market-Makers Participating on RAES https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3745.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3745.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3745 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3745.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Article XX, Rule 37(a)(3) of Its Rules To Eliminate Its Requirement That Specialists Guarantee Execution of Limit Orders When Certain Conditions Occur in Another Market https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3743.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3743.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3743 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3743.pdf Notice - Notice of an Application of the New York Stock Exchange, Inc. for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 and Request for Comment https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3742.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3742.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3742 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3742.pdf Notice - Intermarket Trading System; Order Granting Approval of the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3730.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3730.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3730 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3730.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Add New Account Identification Codes https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3729.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3729.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3729 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3729.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Market Data Rebate Program To Allow Equity Trading Permit Holders To Receive Rebates on an Estimated Basis https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3724.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3724.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3724 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3724.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Temporary Reallocation of Securities Among Specialists https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3722.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3722.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3722 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3722.pdf Notice - Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3721.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3721.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3721 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3721.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Require Members That Use Appendix E To Calculate Net Capital To File Supplemental and Alternative Reports https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3720.html https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3720.html Thu, 14 Jul 2005 00:00:00 -0700 E5-3720 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3720.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses https://regulations.justia.com/regulations/fedreg/2005/07/14/05-13842.html https://regulations.justia.com/regulations/fedreg/2005/07/14/05-13842.html Thu, 14 Jul 2005 00:00:00 -0700 05-13842 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/05-13842.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Odd-Lots in Nasdaq Securities https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3712.html https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3712.html Wed, 13 Jul 2005 00:00:00 -0700 E5-3712 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3712.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change to Provide for a 10-Day Notice Requirement Before a Party Issues a Subpoena to a Non-Party for Pre-Hearing Discovery https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3711.html https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3711.html Wed, 13 Jul 2005 00:00:00 -0700 E5-3711 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3711.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3710.html https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3710.html Wed, 13 Jul 2005 00:00:00 -0700 E5-3710 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3710.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3709.html https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3709.html Wed, 13 Jul 2005 00:00:00 -0700 E5-3709 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3709.pdf Notice - Securities Exchange Act of 1934; Release No. 51984/July 7, 2005; In the Matter of: The Philadelphia Stock Exchange, Inc.; Order of Summary Abrogation https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3708.html https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3708.html Wed, 13 Jul 2005 00:00:00 -0700 E5-3708 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3708.pdf Rule - Amendments to the Penny Stock Rules https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13737.html https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13737.html Wed, 13 Jul 2005 00:00:00 -0700 05-13737 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13737.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13715.html https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13715.html Wed, 13 Jul 2005 00:00:00 -0700 05-13715 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13715.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13712.html https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13712.html Wed, 13 Jul 2005 00:00:00 -0700 05-13712 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13712.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising Various Implementation Dates for the ANTE System https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3684.html https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3684.html Tue, 12 Jul 2005 00:00:00 -0700 E5-3684 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3684.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto To Eliminate Rule 496 and To Amend the Listed Company Manual Relating to Transfer Agents https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3683.html https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3683.html Tue, 12 Jul 2005 00:00:00 -0700 E5-3683 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3683.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Nikkei 225 Index https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3682.html https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3682.html Tue, 12 Jul 2005 00:00:00 -0700 E5-3682 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3682.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Facilitation of Complex Orders https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3667.html https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3667.html Tue, 12 Jul 2005 00:00:00 -0700 E5-3667 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3667.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obvious Error Rules https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3666.html https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3666.html Tue, 12 Jul 2005 00:00:00 -0700 E5-3666 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3666.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to a Prohibition on Using a Layoff Service Unless the Service Provides Required Information to the Exchange https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3665.html https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3665.html Tue, 12 Jul 2005 00:00:00 -0700 E5-3665 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3665.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3664.html https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3664.html Tue, 12 Jul 2005 00:00:00 -0700 E5-3664 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3664.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3663.html https://regulations.justia.com/regulations/fedreg/2005/07/12/E5-3663.html Tue, 12 Jul 2005 00:00:00 -0700 E5-3663 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/E5-3663.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13710.html https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13710.html Tue, 12 Jul 2005 00:00:00 -0700 05-13710 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13710.pdf Notice - Issuer Delisting; Notice of Application of NutriSystem, Inc., To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13605.html https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13605.html Tue, 12 Jul 2005 00:00:00 -0700 05-13605 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13605.pdf Notice - Issuer Delisting; Notice of Application of AMETEK, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-12981 https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13604.html https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13604.html Tue, 12 Jul 2005 00:00:00 -0700 05-13604 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13604.pdf Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13603.html https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13603.html Tue, 12 Jul 2005 00:00:00 -0700 05-13603 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13603.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to an Amendment to the Generic Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13602.html https://regulations.justia.com/regulations/fedreg/2005/07/12/05-13602.html Tue, 12 Jul 2005 00:00:00 -0700 05-13602 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-12/pdf/05-13602.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating to Manning Price-Improvement Standards for Decimals https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3624.html https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3624.html Mon, 11 Jul 2005 00:00:00 -0700 E5-3624 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3624.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes for Transactions in Options on the Standard & Poor's Depository Receipts ® on a Retroactive Basis https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3623.html https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3623.html Mon, 11 Jul 2005 00:00:00 -0700 E5-3623 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3623.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in the ANTE System on a Pilot Basis https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3622.html https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3622.html Mon, 11 Jul 2005 00:00:00 -0700 E5-3622 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3622.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Maximum Single Order Share Size Limits in Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3621.html https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3621.html Mon, 11 Jul 2005 00:00:00 -0700 E5-3621 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3621.pdf Notice - Self-Regulatory Organization; Chicago Mercantile Exchange; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3620.html https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3620.html Mon, 11 Jul 2005 00:00:00 -0700 E5-3620 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3620.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Charges for Communications Fees To Continue Operating Legacy Communication Networks https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3619.html https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3619.html Mon, 11 Jul 2005 00:00:00 -0700 E5-3619 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3619.pdf Notice - Self-Regulatory Organization; Chicago Mercantile Exchange; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Rules Governing Contract Specifications for Physically Delivered Single Security Futures https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3618.html https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3618.html Mon, 11 Jul 2005 00:00:00 -0700 E5-3618 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3618.pdf Notice - Self-Regulatory Organization; Chicago Mercantile Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rules Governing Security Futures Adjustments https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3617.html https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3617.html Mon, 11 Jul 2005 00:00:00 -0700 E5-3617 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3617.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical Amendment to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3616.html https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3616.html Mon, 11 Jul 2005 00:00:00 -0700 E5-3616 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3616.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities Under MSRB Rule G-21 https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3615.html https://regulations.justia.com/regulations/fedreg/2005/07/11/E5-3615.html Mon, 11 Jul 2005 00:00:00 -0700 E5-3615 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/E5-3615.pdf Notice - In the Matter of Asia4Sale.com, Inc., Pacific Vision Group, Inc., and Idoleyez Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/07/11/05-13631.html https://regulations.justia.com/regulations/fedreg/2005/07/11/05-13631.html Mon, 11 Jul 2005 00:00:00 -0700 05-13631 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/05-13631.pdf Notice - Issuer Delisting; Notice of Application of American Power Conversion Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/07/11/05-13547.html https://regulations.justia.com/regulations/fedreg/2005/07/11/05-13547.html Mon, 11 Jul 2005 00:00:00 -0700 05-13547 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/05-13547.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Securities in Subpenny Increments https://regulations.justia.com/regulations/fedreg/2005/07/11/05-13546.html https://regulations.justia.com/regulations/fedreg/2005/07/11/05-13546.html Mon, 11 Jul 2005 00:00:00 -0700 05-13546 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-11/pdf/05-13546.pdf Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Rule Interpretation Relating to Trading of Nasdaq National Market Securities in Subpenny Increments https://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3598.html https://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3598.html Fri, 08 Jul 2005 00:00:00 -0700 E5-3598 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-08/pdf/E5-3598.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Hybrid Opening System https://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3594.html https://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3594.html Fri, 08 Jul 2005 00:00:00 -0700 E5-3594 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-08/pdf/E5-3594.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Option Specialist Deficit (Shortfall) Fee https://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3593.html https://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3593.html Fri, 08 Jul 2005 00:00:00 -0700 E5-3593 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-08/pdf/E5-3593.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend an Existing Pilot Rule That Stipulates the Price Increment by Which Designated Dealers Must Better Customer Subpenny Orders https://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3592.html https://regulations.justia.com/regulations/fedreg/2005/07/08/E5-3592.html Fri, 08 Jul 2005 00:00:00 -0700 E5-3592 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-08/pdf/E5-3592.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/07/07/E5-3556.html https://regulations.justia.com/regulations/fedreg/2005/07/07/E5-3556.html Thu, 07 Jul 2005 00:00:00 -0700 E5-3556 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-07/pdf/E5-3556.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to an Amendment of Phlx Rule 1023 https://regulations.justia.com/regulations/fedreg/2005/07/07/E5-3555.html https://regulations.justia.com/regulations/fedreg/2005/07/07/E5-3555.html Thu, 07 Jul 2005 00:00:00 -0700 E5-3555 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-07/pdf/E5-3555.pdf Rule - Investment Company Governance https://regulations.justia.com/regulations/fedreg/2005/07/07/05-13314.html https://regulations.justia.com/regulations/fedreg/2005/07/07/05-13314.html Thu, 07 Jul 2005 00:00:00 -0700 05-13314 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-07/pdf/05-13314.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Non-Professional” and Use of TRACE Transaction Data https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3544.html https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3544.html Wed, 06 Jul 2005 00:00:00 -0700 E5-3544 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3544.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3543.html https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3543.html Wed, 06 Jul 2005 00:00:00 -0700 E5-3543 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3543.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Honorarium for Arbitrators Deciding Discovery-Related Motions https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3542.html https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3542.html Wed, 06 Jul 2005 00:00:00 -0700 E5-3542 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3542.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 445 https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3539.html https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3539.html Wed, 06 Jul 2005 00:00:00 -0700 E5-3539 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3539.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto To Permit Lead Market Makers To Operate From a Remote Location https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3538.html https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3538.html Wed, 06 Jul 2005 00:00:00 -0700 E5-3538 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3538.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Non-Members Using the New Testing Facility https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3537.html https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3537.html Wed, 06 Jul 2005 00:00:00 -0700 E5-3537 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3537.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for NASD Members Using the New Testing Facility https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3536.html https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3536.html Wed, 06 Jul 2005 00:00:00 -0700 E5-3536 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3536.pdf Notice - In the Matter of St. George Metals, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13329.html https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13329.html Wed, 06 Jul 2005 00:00:00 -0700 05-13329 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13329.pdf Notice - Issuer Delisting; Notice of Application of Leucadia National Corporation to Withdraw its Common Stock, $1.00 par value, from Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13233.html https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13233.html Wed, 06 Jul 2005 00:00:00 -0700 05-13233 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13233.pdf Notice - Issuer Delisting; Notice of Application of Varian Medical Systems, Inc. To Withdraw its Common Stock, $1.00 Par Value, and Associated Preferred Stock Purchase Rights, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13232.html https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13232.html Wed, 06 Jul 2005 00:00:00 -0700 05-13232 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13232.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3460.html https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3460.html Fri, 01 Jul 2005 00:00:00 -0700 E5-3460 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3460.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Relating to Back-up Trading Arrangements https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3459.html https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3459.html Fri, 01 Jul 2005 00:00:00 -0700 E5-3459 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3459.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Proposed Uniform Branch Office Form (“Form BR”) https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3458.html https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3458.html Fri, 01 Jul 2005 00:00:00 -0700 E5-3458 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3458.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to NYSE OpenBook® Exhibit C https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3457.html https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3457.html Fri, 01 Jul 2005 00:00:00 -0700 E5-3457 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3457.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to Trading Options on Full and Reduced Values of the ISE 250 Index, the ISE 100 Index and the ISE 50 Index, Including Long-Term Options https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3456.html https://regulations.justia.com/regulations/fedreg/2005/07/01/E5-3456.html Fri, 01 Jul 2005 00:00:00 -0700 E5-3456 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-01/pdf/E5-3456.pdf