<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/07/21?registers=between
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Sun, 20 Jul 2025 00:13:06 -0700
Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/07/21?registers=between
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Notice - Self-Regulatory Organizations; National Association of Securities Dealers; Notice of Filing of Proposed Rule and Amendment No. 1 Thereto Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities; Corrected
https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3903.html
https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3903.html
Thu, 21 Jul 2005 00:00:00 -0700
E5-3903
Notice
http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3903.pdf
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Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reducing Clearing Fees for Securities Option Contracts
https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3901.html
https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3901.html
Thu, 21 Jul 2005 00:00:00 -0700
E5-3901
Notice
http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3901.pdf
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Notice - Advisory Committee on Smaller Public Companies
https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3900.html
https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3900.html
Thu, 21 Jul 2005 00:00:00 -0700
E5-3900
Notice
http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3900.pdf
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Notice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3873.html
https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3873.html
Thu, 21 Jul 2005 00:00:00 -0700
E5-3873
Notice
http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3873.pdf
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Notice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3872.html
https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3872.html
Thu, 21 Jul 2005 00:00:00 -0700
E5-3872
Notice
http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3872.pdf
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Notice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing
https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3871.html
https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3871.html
Thu, 21 Jul 2005 00:00:00 -0700
E5-3871
Notice
http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3871.pdf
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Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Customer Portfolio and Cross-Margining Requirements
https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3870.html
https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3870.html
Thu, 21 Jul 2005 00:00:00 -0700
E5-3870
Notice
http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3870.pdf
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Notice - 05-14460
https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14460.html
https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14460.html
Thu, 21 Jul 2005 00:00:00 -0700
05-14460
Notice
http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14460.pdf
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Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Representation in Arbitration and Mediation
https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14444.html
https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14444.html
Thu, 21 Jul 2005 00:00:00 -0700
05-14444
Notice
http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14444.pdf
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Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Customer Portfolio and Cross-Margining Requirements
https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14316.html
https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14316.html
Thu, 21 Jul 2005 00:00:00 -0700
05-14316
Notice
http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14316.pdf
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Rule - Use of Form S-8, Form 8-K, and Form 20-F by Shell Companies
https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14311.html
https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14311.html
Thu, 21 Jul 2005 00:00:00 -0700
05-14311
Rule
http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14311.pdf