Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/07/21?limit=200&registers=between&mode=atom 2024-12-29T09:54:19-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3903.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers; Notice of Filing of Proposed Rule and Amendment No. 1 Thereto Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities; Corrected 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 E5-3903 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3903.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3901.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reducing Clearing Fees for Securities Option Contracts 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 E5-3901 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3901.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3900.html Notice - Advisory Committee on Smaller Public Companies 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 E5-3900 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3900.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3873.html Notice - Proposed Collection; Comment Request 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 E5-3873 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3873.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3872.html Notice - Proposed Collection; Comment Request 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 E5-3872 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3872.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3871.html Notice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 E5-3871 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3871.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/E5-3870.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Customer Portfolio and Cross-Margining Requirements 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 E5-3870 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/E5-3870.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14460.html Notice - 05-14460 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 05-14460 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14460.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14444.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Representation in Arbitration and Mediation 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 05-14444 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14444.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14316.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Customer Portfolio and Cross-Margining Requirements 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 05-14316 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14316.pdf https://regulations.justia.com/regulations/fedreg/2005/07/21/05-14311.html Rule - Use of Form S-8, Form 8-K, and Form 20-F by Shell Companies 2005-07-21T00:00:00-07:00 2005-07-21T00:00:00-07:00 05-14311 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-21/pdf/05-14311.pdf