<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/07/15?registers=between Sun, 29 Dec 2024 10:41:18 -0800 Sun, 29 Dec 2024 10:41:18 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/07/15?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Rules for the Trading of Unlisted Debt Securities on the Exchange's Automated Bond System https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3775.html https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3775.html Fri, 15 Jul 2005 00:00:00 -0700 E5-3775 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3775.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Adopt a Revenue Sharing Program for Trades in Tape B Securities https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3773.html https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3773.html Fri, 15 Jul 2005 00:00:00 -0700 E5-3773 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3773.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Relating to the Composition of the CBOE's Modified Trading System Appointments Committee https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3772.html https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3772.html Fri, 15 Jul 2005 00:00:00 -0700 E5-3772 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3772.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Extend Pilots Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3771.html https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3771.html Fri, 15 Jul 2005 00:00:00 -0700 E5-3771 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3771.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Provide Written Explanations in Arbitration Awards Upon the Request of Customers, or of Associated Persons in Industry Controversies https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3770.html https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3770.html Fri, 15 Jul 2005 00:00:00 -0700 E5-3770 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3770.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obvious Error Rule for Equity Options https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3769.html https://regulations.justia.com/regulations/fedreg/2005/07/15/E5-3769.html Fri, 15 Jul 2005 00:00:00 -0700 E5-3769 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-15/pdf/E5-3769.pdf