<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/07/14?registers=between
Mon, 14 Jul 2025 10:06:13 -0700Mon, 14 Jul 2025 10:06:13 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/07/14?registers=between
Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend Its Summary Fine Schedule for Position Limit Violations
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3747.html
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3747.htmlThu, 14 Jul 2005 00:00:00 -0700E5-3747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3747.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend NASD's Minor Rule Violation Plan
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3746.html
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3746.htmlThu, 14 Jul 2005 00:00:00 -0700E5-3746Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3746.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Assignment of RAES Orders to Logged-In Market-Makers Participating on RAES
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3745.html
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3745.htmlThu, 14 Jul 2005 00:00:00 -0700E5-3745Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3745.pdfNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Article XX, Rule 37(a)(3) of Its Rules To Eliminate Its Requirement That Specialists Guarantee Execution of Limit Orders When Certain Conditions Occur in Another Market
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3743.html
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3743.htmlThu, 14 Jul 2005 00:00:00 -0700E5-3743Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3743.pdfNotice - Notice of an Application of the New York Stock Exchange, Inc. for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 and Request for Comment
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3742.html
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3742.htmlThu, 14 Jul 2005 00:00:00 -0700E5-3742Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3742.pdfNotice - Intermarket Trading System; Order Granting Approval of the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3730.html
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3730.htmlThu, 14 Jul 2005 00:00:00 -0700E5-3730Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3730.pdfNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Add New Account Identification Codes
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3729.html
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3729.htmlThu, 14 Jul 2005 00:00:00 -0700E5-3729Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3729.pdfNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Market Data Rebate Program To Allow Equity Trading Permit Holders To Receive Rebates on an Estimated Basis
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3724.html
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3724.htmlThu, 14 Jul 2005 00:00:00 -0700E5-3724Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3724.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Temporary Reallocation of Securities Among Specialists
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3722.html
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3722.htmlThu, 14 Jul 2005 00:00:00 -0700E5-3722Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3722.pdfNotice - Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3721.html
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3721.htmlThu, 14 Jul 2005 00:00:00 -0700E5-3721Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3721.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Require Members That Use Appendix E To Calculate Net Capital To File Supplemental and Alternative Reports
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3720.html
https://regulations.justia.com/regulations/fedreg/2005/07/14/E5-3720.htmlThu, 14 Jul 2005 00:00:00 -0700E5-3720Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/E5-3720.pdfNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses
https://regulations.justia.com/regulations/fedreg/2005/07/14/05-13842.html
https://regulations.justia.com/regulations/fedreg/2005/07/14/05-13842.htmlThu, 14 Jul 2005 00:00:00 -070005-13842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-14/pdf/05-13842.pdf