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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/07/06?registers=between
Mon, 14 Jul 2025 20:51:13 -0700Mon, 14 Jul 2025 20:51:13 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/07/06?registers=between
Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Non-Professional” and Use of TRACE Transaction Data
https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3544.html
https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3544.htmlWed, 06 Jul 2005 00:00:00 -0700E5-3544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3544.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material
https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3543.html
https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3543.htmlWed, 06 Jul 2005 00:00:00 -0700E5-3543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3543.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Honorarium for Arbitrators Deciding Discovery-Related Motions
https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3542.html
https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3542.htmlWed, 06 Jul 2005 00:00:00 -0700E5-3542Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3542.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 445
https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3539.html
https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3539.htmlWed, 06 Jul 2005 00:00:00 -0700E5-3539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3539.pdfNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto To Permit Lead Market Makers To Operate From a Remote Location
https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3538.html
https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3538.htmlWed, 06 Jul 2005 00:00:00 -0700E5-3538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3538.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Non-Members Using the New Testing Facility
https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3537.html
https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3537.htmlWed, 06 Jul 2005 00:00:00 -0700E5-3537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3537.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for NASD Members Using the New Testing Facility
https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3536.html
https://regulations.justia.com/regulations/fedreg/2005/07/06/E5-3536.htmlWed, 06 Jul 2005 00:00:00 -0700E5-3536Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/E5-3536.pdfNotice - In the Matter of St. George Metals, Inc.; Order of Suspension of Trading
https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13329.html
https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13329.htmlWed, 06 Jul 2005 00:00:00 -070005-13329Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13329.pdfNotice - Issuer Delisting; Notice of Application of Leucadia National Corporation to Withdraw its Common Stock, $1.00 par value, from Listing and Registration on the Pacific Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13233.html
https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13233.htmlWed, 06 Jul 2005 00:00:00 -070005-13233Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13233.pdfNotice - Issuer Delisting; Notice of Application of Varian Medical Systems, Inc. To Withdraw its Common Stock, $1.00 Par Value, and Associated Preferred Stock Purchase Rights, From Listing and Registration on the Pacific Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13232.html
https://regulations.justia.com/regulations/fedreg/2005/07/06/05-13232.htmlWed, 06 Jul 2005 00:00:00 -070005-13232Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-07-06/pdf/05-13232.pdf