Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/06?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-04T04:00:18-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3440.htmlNotice - Issuer Delisting; Notice of Application of Canada Southern Petroleum Ltd. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Pacific Exchange, Inc.2005-06-30T00:00:00-07:002005-06-30T00:00:00-07:00E5-3440Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3440.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3439.htmlNotice - Issuer Delisting; Notice of Application of Canada Southern Petroleum Ltd. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the Boston Stock Exchange, Inc.2005-06-30T00:00:00-07:002005-06-30T00:00:00-07:00E5-3439Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3439.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3438.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Amending the Arbitration Fees Applicable to Certain Statutory Employment Discrimination Claims2005-06-30T00:00:00-07:002005-06-30T00:00:00-07:00E5-3438Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3438.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3437.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Release of Information Through the Public Disclosure Program2005-06-30T00:00:00-07:002005-06-30T00:00:00-07:00E5-3437Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3437.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3432.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSX's Board of Directors2005-06-30T00:00:00-07:002005-06-30T00:00:00-07:00E5-3432Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3432.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/30/E5-3431.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency2005-06-30T00:00:00-07:002005-06-30T00:00:00-07:00E5-3431Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/E5-3431.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/30/05-12886.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Membership Dues Fee2005-06-30T00:00:00-07:002005-06-30T00:00:00-07:0005-12886Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-30/pdf/05-12886.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3386.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Amendment No. 5 to a Proposed Rule Change Relating to Enhancements to the Exchange's Existing Automatic Execution Facility Pilot (NYSE Direct+®)2005-06-29T00:00:00-07:002005-06-29T00:00:00-07:00E5-3386Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3386.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3385.htmlNotice - Self-Regulatory Organizations: Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Electronic Submission of Financial Reports2005-06-29T00:00:00-07:002005-06-29T00:00:00-07:00E5-3385Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3385.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3384.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes for Transactions in Options on the Standard & Poor's Depository Receipts®2005-06-29T00:00:00-07:002005-06-29T00:00:00-07:00E5-3384Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3384.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3383.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Directed Orders2005-06-29T00:00:00-07:002005-06-29T00:00:00-07:00E5-3383Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3383.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3382.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Require Semi-Annual Financial Reporting by Foreign Private Issuers2005-06-29T00:00:00-07:002005-06-29T00:00:00-07:00E5-3382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3382.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3381.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Trade Submission Requirements and Pre-Netting2005-06-29T00:00:00-07:002005-06-29T00:00:00-07:00E5-3381Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3381.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3380.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Rescind the “Nine-Bond” Rule2005-06-29T00:00:00-07:002005-06-29T00:00:00-07:00E5-3380Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3380.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3379.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and No. 3 Thereto To Adopt Rule 405A (“Non-Managed Fee-Based Account Programs-Disclosure and Monitoring”)2005-06-29T00:00:00-07:002005-06-29T00:00:00-07:00E5-3379Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3379.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3369.htmlNotice - Issuer Delisting; Notice of Application of TurboChef Technologies Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-323342005-06-29T00:00:00-07:002005-06-29T00:00:00-07:00E5-3369Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3369.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/29/E5-3368.htmlNotice - Issuer Delisting; Notice of Application of Brooke Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-136982005-06-29T00:00:00-07:002005-06-29T00:00:00-07:00E5-3368Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/E5-3368.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/29/05-11802.htmlRule - Regulation NMS2005-06-29T00:00:00-07:002005-06-29T00:00:00-07:0005-11802Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-29/pdf/05-11802.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3349.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Expand the Types of Trusts Permitted to Directly Own Amex Memberships2005-06-28T00:00:00-07:002005-06-28T00:00:00-07:00E5-3349Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3349.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3348.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Create an Enterprise License Fee for the TotalView Entitlement2005-06-28T00:00:00-07:002005-06-28T00:00:00-07:00E5-3348Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3348.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3347.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Amend Sections 1101, 134, and 1003 of the Amex Company Guide To Make Clarifying and Simplifying Changes Relating To Filing and Notice Requirements With the Exchange Applicable to Amex Listed Issuers2005-06-28T00:00:00-07:002005-06-28T00:00:00-07:00E5-3347Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3347.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3346.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-402005-06-28T00:00:00-07:002005-06-28T00:00:00-07:00E5-3346Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3346.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/28/E5-3338.htmlNotice - Issuer Delisting; Notice of Application of CSX Transportation, Inc. To Withdraw Its Monon Railroad 6 Percent Income Debentures (Due January 1, 2007), From Listing and Registration on the New York Stock Exchange, Inc. File No. 1-033592005-06-28T00:00:00-07:002005-06-28T00:00:00-07:00E5-3338Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/E5-3338.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/28/05-12835.htmlNotice - Busybox.com, Inc.; Order of Suspension of Trading2005-06-28T00:00:00-07:002005-06-28T00:00:00-07:0005-12835Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/05-12835.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/28/05-12663.htmlNotice - List of Foreign Issuers That Have Submitted Information Under the Exemption Relating to Certain Foreign Securities2005-06-28T00:00:00-07:002005-06-28T00:00:00-07:0005-12663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-28/pdf/05-12663.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3334.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Submission of Immediate or Cancel CHXpress Orders2005-06-27T00:00:00-07:002005-06-27T00:00:00-07:00E5-3334Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3334.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3333.htmlNotice - Issuer Delisting; Notice of Application of IVAX Diagnostics, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Boston Stock Exchange, Inc. File No. 1-147982005-06-27T00:00:00-07:002005-06-27T00:00:00-07:00E5-3333Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3333.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3332.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System2005-06-27T00:00:00-07:002005-06-27T00:00:00-07:00E5-3332Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3332.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3331.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Options, Including LEAPS, on Full and Reduced Values of the Nasdaq 100 Index2005-06-27T00:00:00-07:002005-06-27T00:00:00-07:00E5-3331Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3331.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3330.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Update Its By-Laws and Rules Pertaining to the Settlement of Exercised Cross-Rate Foreign Currency Options2005-06-27T00:00:00-07:002005-06-27T00:00:00-07:00E5-3330Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3330.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3329.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Amendment No. 2 to Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Amendments To Order Audit Trail System Rules2005-06-27T00:00:00-07:002005-06-27T00:00:00-07:00E5-3329Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3329.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3328.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Number of Extended Settlement Days for Fixed Income Securities2005-06-27T00:00:00-07:002005-06-27T00:00:00-07:00E5-3328Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3328.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3327.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Hybrid Trading System and Hybrid 2.0 Platform2005-06-27T00:00:00-07:002005-06-27T00:00:00-07:00E5-3327Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3327.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3326.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Dow Jones Industrial Average2005-06-27T00:00:00-07:002005-06-27T00:00:00-07:00E5-3326Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3326.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3325.htmlNotice - Proposed Collection; Comment Request2005-06-27T00:00:00-07:002005-06-27T00:00:00-07:00E5-3325Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3325.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/27/E5-3324.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Establishing a Sponsored Membership Program2005-06-27T00:00:00-07:002005-06-27T00:00:00-07:00E5-3324Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-27/pdf/E5-3324.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3295.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Sales Value Fee2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3295Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3295.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3294.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Listing Fees2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3294Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3294.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3287.htmlNotice - Submission for OMB Review; Comment Request2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3287Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3287.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3286.htmlNotice - Submission for OMB Review; Comment Request2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3286Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3286.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3285.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3285Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3285.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3284.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Specialist Marketing and Investor Education Fee for Investment Company Units2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3284Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3284.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3283.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to a Modification of the Fee Structure2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3283Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3283.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3282.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3282Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3282.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3281.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3281Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3281.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3280.htmlNotice - Submission for OMB Review; Comment Request2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3280Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3280.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3279.htmlNotice - GE Life and Annuity Assurance Company, et al., Notice of Application2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3279Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3279.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3278.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Portfolio Depositary Receipts and Index Fund Shares2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3278Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3278.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3276.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 918-ANTE(a)(4) Regarding Closing Rotations2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3276Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3276.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3275.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Amend NASD Rule 7010(k) Relating to TRACE Transaction Data2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3275Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3275.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/E5-3274.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change, and Amendments No. 1, 2, 3, and 4 Thereto, Relating to the Composition of the Board of Directors and Executive Committee of Boston Options Exchange Regulation LLC2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:00E5-3274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/E5-3274.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/24/05-12647.htmlNotice - Sunshine Act Meetings2005-06-24T00:00:00-07:002005-06-24T00:00:00-07:0005-12647Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-24/pdf/05-12647.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3268.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto To Amend NASD Arbitration Rules for Customer Disputes2005-06-23T00:00:00-07:002005-06-23T00:00:00-07:00E5-3268Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3268.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3267.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Amend NASD Arbitration Rules for Mediation Proceedings2005-06-23T00:00:00-07:002005-06-23T00:00:00-07:00E5-3267Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3267.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3266.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, 3, and 4 Thereto to Amend NASD Arbitration Rules for Industry Disputes2005-06-23T00:00:00-07:002005-06-23T00:00:00-07:00E5-3266Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3266.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3265.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Regarding a New Order Type for the Pre-Market Trading Session2005-06-23T00:00:00-07:002005-06-23T00:00:00-07:00E5-3265Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3265.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3264.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for an Additional Two-Year Period NASD's Authority Under the Cease and Desist Pilot Program2005-06-23T00:00:00-07:002005-06-23T00:00:00-07:00E5-3264Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3264.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3263.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change to Incorporate the Brut System Book Feed Into the TotalView Entitlement2005-06-23T00:00:00-07:002005-06-23T00:00:00-07:00E5-3263Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3263.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3262.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc., Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Relating to Amendments to Exchange Rule 6072005-06-23T00:00:00-07:002005-06-23T00:00:00-07:00E5-3262Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3262.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/23/E5-3257.htmlNotice - Business Men's Assurance Company of America, et al.; Notice of Application2005-06-23T00:00:00-07:002005-06-23T00:00:00-07:00E5-3257Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-23/pdf/E5-3257.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3238.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2005-06-22T00:00:00-07:002005-06-22T00:00:00-07:00E5-3238Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-22/pdf/E5-3238.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3220.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Market Center Rules for Trade Reporting of Exchange-Listed Securities2005-06-22T00:00:00-07:002005-06-22T00:00:00-07:00E5-3220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-22/pdf/E5-3220.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3219.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Providing an Electronic, Auditable Means of Receiving Orders and Cancels to Those Orders2005-06-22T00:00:00-07:002005-06-22T00:00:00-07:00E5-3219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-22/pdf/E5-3219.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/22/E5-3218.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-06-22T00:00:00-07:002005-06-22T00:00:00-07:00E5-3218Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-22/pdf/E5-3218.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3196.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rule 7090 To Modify the Annual Listing and Administrative Fees2005-06-21T00:00:00-07:002005-06-21T00:00:00-07:00E5-3196Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3196.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3195.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Calculating Net Capital Under OCC Rule 3072005-06-21T00:00:00-07:002005-06-21T00:00:00-07:00E5-3195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3195.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3194.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority2005-06-21T00:00:00-07:002005-06-21T00:00:00-07:00E5-3194Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3194.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3193.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change to Create the ModelView Entitlement2005-06-21T00:00:00-07:002005-06-21T00:00:00-07:00E5-3193Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3193.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3192.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Text of NASD Trade Reporting Rules to Reflect the Implementation of SR-NASD-2003-1592005-06-21T00:00:00-07:002005-06-21T00:00:00-07:00E5-3192Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3192.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3191.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Retroactive Amendment of Exchange Rule 640(a) Pertaining to the Continuing Education Regulatory Element Requirement2005-06-21T00:00:00-07:002005-06-21T00:00:00-07:00E5-3191Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3191.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3185.htmlNotice - Issuer Delisting; Notice of Application of Kimberly-Clark Corporation To Withdraw Its Common Stock, $1.25 Par Value, Per Share, From Listing and Registration on the Pacific Exchange, Inc.2005-06-20T00:00:00-07:002005-06-20T00:00:00-07:00E5-3185Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3185.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3184.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE DJIA BuyWrite Index(sm)2005-06-20T00:00:00-07:002005-06-20T00:00:00-07:00E5-3184Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3184.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3179.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Establishing a Directed Order Process2005-06-20T00:00:00-07:002005-06-20T00:00:00-07:00E5-3179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3179.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3178.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to Quotes in Nasdaq UTP Stocks To Be Disseminated by Amex Specialists Before 9:30 a.m.2005-06-20T00:00:00-07:002005-06-20T00:00:00-07:00E5-3178Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3178.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3163.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Designated Primary Market-Maker Participation Entitlement for Orders Specifying a Preferred DPM2005-06-20T00:00:00-07:002005-06-20T00:00:00-07:00E5-3163Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3163.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3158.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Fee Cap for Options Merger Spread Transactions2005-06-20T00:00:00-07:002005-06-20T00:00:00-07:00E5-3158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3158.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3157.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner2005-06-20T00:00:00-07:002005-06-20T00:00:00-07:00E5-3157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3157.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3156.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 4, 5, 6, and 7 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 8 Thereto to Amend Its Original and Continued Quantitative Listing Standards2005-06-20T00:00:00-07:002005-06-20T00:00:00-07:00E5-3156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3156.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3155.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Impose a New Licensing Fee in Connection With the Firm-Related Equity Option and Index Option Fee Cap2005-06-20T00:00:00-07:002005-06-20T00:00:00-07:00E5-3155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3155.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3154.htmlNotice - Issuer Delisting; Notice of Application of Renasant Corporation To Withdraw its Common Stock, $5.00 Par Value, From Listing and Registration on the American Stock Exchange LLC2005-06-20T00:00:00-07:002005-06-20T00:00:00-07:00E5-3154Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3154.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3153.htmlNotice - Issuer Delisting; Notice of Application of Pioneer Railcorp To Withdraw Its Class A Common Stock, $.001 Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc.2005-06-20T00:00:00-07:002005-06-20T00:00:00-07:00E5-3153Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3153.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3152.htmlNotice - Issuer Delisting; Notice of Application of Fab Industries, Inc. To Withdraw Its Common Stock, $.20 Par Value, From Listing and Registration on the American Stock Exchange LLC2005-06-20T00:00:00-07:002005-06-20T00:00:00-07:00E5-3152Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3152.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3151.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rescinding the Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration2005-06-20T00:00:00-07:002005-06-20T00:00:00-07:00E5-3151Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3151.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3150.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Terms of Index Option Contracts Listed on the Exchange2005-06-20T00:00:00-07:002005-06-20T00:00:00-07:00E5-3150Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3150.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3128.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Trading Rules on the Hybrid System for Index Options and Options on ETFs2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3128.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3127.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3127.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3126.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3126.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3125.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3125Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3125.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3121.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3121.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3120.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3120Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3120.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3119.htmlNotice - Proposed Collection; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3119Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3119.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3118.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3118Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3118.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3117.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3117Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3117.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3116.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3116Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3116.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3107.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3107Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3107.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3106.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3106Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3106.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3105.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3105.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3104.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3104Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3104.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3103.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3103Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3103.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3102.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3102Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3102.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/17/E5-3097.htmlNotice - Submission for OMB Review; Comment Request2005-06-17T00:00:00-07:002005-06-17T00:00:00-07:00E5-3097Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-17/pdf/E5-3097.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3095.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Preferencing of Orders to Exchange Market Makers2005-06-16T00:00:00-07:002005-06-16T00:00:00-07:00E5-3095Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/E5-3095.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3094.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis2005-06-16T00:00:00-07:002005-06-16T00:00:00-07:00E5-3094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/E5-3094.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3093.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Thereto Relating to the Trading of Market Orders on the Boston Options Exchange2005-06-16T00:00:00-07:002005-06-16T00:00:00-07:00E5-3093Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/E5-3093.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/16/E5-3092.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in Options on a Pilot Basis2005-06-16T00:00:00-07:002005-06-16T00:00:00-07:00E5-3092Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/E5-3092.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/16/05-11927.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish a Unitary Fee Schedule for Distribution of Real Time Data Feed Products Containing Nasdaq Market Center Data2005-06-16T00:00:00-07:002005-06-16T00:00:00-07:0005-11927Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-16/pdf/05-11927.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/15/E5-3080.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Liquidity Provider Rebate and Fee Program2005-06-15T00:00:00-07:002005-06-15T00:00:00-07:00E5-3080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-15/pdf/E5-3080.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/15/E5-3079.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits2005-06-15T00:00:00-07:002005-06-15T00:00:00-07:00E5-3079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-15/pdf/E5-3079.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/15/E5-3078.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Multiple Market Participant Identifiers2005-06-15T00:00:00-07:002005-06-15T00:00:00-07:00E5-3078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-15/pdf/E5-3078.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/14/E5-3063.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees in Options on the Russell 2000 Index2005-06-14T00:00:00-07:002005-06-14T00:00:00-07:00E5-3063Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/E5-3063.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/14/E5-3061.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Calculation of the National Best Bid or Offer When Another Market Is Disconnected From the Intermarket Option Linkage2005-06-14T00:00:00-07:002005-06-14T00:00:00-07:00E5-3061Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/E5-3061.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/14/E5-3060.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary2005-06-14T00:00:00-07:002005-06-14T00:00:00-07:00E5-3060Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/E5-3060.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/14/05-11681.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of a Third Party to Maintain a Member's Books and Records2005-06-14T00:00:00-07:002005-06-14T00:00:00-07:0005-11681Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/05-11681.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/14/05-11680.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Exchange Fees and Charges2005-06-14T00:00:00-07:002005-06-14T00:00:00-07:0005-11680Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-14/pdf/05-11680.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3057.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc; Order Approving Proposed Rule Change and Amendment No. 1 To Eliminate the Requirement That a Floor Official Approve Certain Transactions on the Exchange's Automated Bond System2005-06-13T00:00:00-07:002005-06-13T00:00:00-07:00E5-3057Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3057.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3056.htmlNotice - The Brazil Fund; Notice of Application2005-06-13T00:00:00-07:002005-06-13T00:00:00-07:00E5-3056Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3056.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3055.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. Notice of Filing of Proposed Rule Change Relating to the Publication of Any Decision Issued by the National Adjudicatory Council Pursuant to Rule 10152005-06-13T00:00:00-07:002005-06-13T00:00:00-07:00E5-3055Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3055.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3052.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges2005-06-13T00:00:00-07:002005-06-13T00:00:00-07:00E5-3052Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3052.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3051.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Correct a Typographical Error in Its Schedule of Fees and Charges2005-06-13T00:00:00-07:002005-06-13T00:00:00-07:00E5-3051Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3051.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/13/E5-3049.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Collection of Fees for Services Provided by Other Entities2005-06-13T00:00:00-07:002005-06-13T00:00:00-07:00E5-3049Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/E5-3049.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/13/05-11713.htmlNotice - In the Matter of U.S. Windfarming, Inc.; Order of Suspension of Trading2005-06-13T00:00:00-07:002005-06-13T00:00:00-07:0005-11713Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-13/pdf/05-11713.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2940.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 to Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals2005-06-08T00:00:00-07:002005-06-08T00:00:00-07:00E5-2940Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2940.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2939.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto To Modify the Distribution of the DPM Participation Entitlement for Orders Specifying a Preferred DPM Under CBOE Rule 8.872005-06-08T00:00:00-07:002005-06-08T00:00:00-07:00E5-2939Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2939.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2938.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 3 Thereto Relating to Procedures for Companies That Fail To File Annual Reports in a Timely Manner2005-06-08T00:00:00-07:002005-06-08T00:00:00-07:00E5-2938Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2938.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2937.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2005-06-08T00:00:00-07:002005-06-08T00:00:00-07:00E5-2937Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2937.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2936.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Rule Change Relating to Transactions in Certain Odd-Lot Orders2005-06-08T00:00:00-07:002005-06-08T00:00:00-07:00E5-2936Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2936.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2935.htmlNotice - Proposed Collection; Comment Request2005-06-08T00:00:00-07:002005-06-08T00:00:00-07:00E5-2935Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2935.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2934.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-06-08T00:00:00-07:002005-06-08T00:00:00-07:00E5-2934Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2934.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2933.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Closing Time of Crossing Session II and to Amend its Crossing Sessions III and IV to Eliminate the Share Size Restriction and the Process by Which an Order is Executed if There is No Execution Prior to 4 p.m.2005-06-08T00:00:00-07:002005-06-08T00:00:00-07:00E5-2933Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2933.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/08/E5-2932.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Accelerated Approval of a Proposed Rule Change To Establish a Confirmation and Matching Service for Over-the-Counter U.S. Equity Options Transactions2005-06-08T00:00:00-07:002005-06-08T00:00:00-07:00E5-2932Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-08/pdf/E5-2932.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2900.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals2005-06-07T00:00:00-07:002005-06-07T00:00:00-07:00E5-2900Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2900.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2899.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals2005-06-07T00:00:00-07:002005-06-07T00:00:00-07:00E5-2899Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2899.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2898.htmlNotice - Notice of Proposal To Amend Articles of Incorporation; Order Authorizing the Solicitation of Proxies2005-06-07T00:00:00-07:002005-06-07T00:00:00-07:00E5-2898Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2898.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2897.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 to Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals2005-06-07T00:00:00-07:002005-06-07T00:00:00-07:00E5-2897Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2897.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2896.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to OTP Holders and OTP Firms Borrowing From or Lending to Their Customers2005-06-07T00:00:00-07:002005-06-07T00:00:00-07:00E5-2896Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2896.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2895.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain Fees for Connecting to the Nasdaq Market Center and Nasdaq's Brut Facility2005-06-07T00:00:00-07:002005-06-07T00:00:00-07:00E5-2895Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2895.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2894.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to ETP Holders Borrowing from or Lending to Their Customers2005-06-07T00:00:00-07:002005-06-07T00:00:00-07:00E5-2894Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2894.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2893.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals2005-06-07T00:00:00-07:002005-06-07T00:00:00-07:00E5-2893Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2893.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2892.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSX's Board of Directors and Committees2005-06-07T00:00:00-07:002005-06-07T00:00:00-07:00E5-2892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2892.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2891.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals2005-06-07T00:00:00-07:002005-06-07T00:00:00-07:00E5-2891Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2891.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2890.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain Fees for Connecting to the Nasdaq Market Center and Nasdaq's Brut Facility for Non-Members2005-06-07T00:00:00-07:002005-06-07T00:00:00-07:00E5-2890Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2890.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2889.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Partial Amendment No. 1 To Amend Rules Relating to Margin Treatment on Stock Transactions Effected by an Options Market Maker to Hedge Options Positions2005-06-07T00:00:00-07:002005-06-07T00:00:00-07:00E5-2889Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2889.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/07/E5-2888.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits2005-06-07T00:00:00-07:002005-06-07T00:00:00-07:00E5-2888Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-07/pdf/E5-2888.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2876.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Membership Dues Fee2005-06-06T00:00:00-07:002005-06-06T00:00:00-07:00E5-2876Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2876.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2875.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Establish a Firm Deadline by Which Members of the Government Securities Division Must Satisfy Clearing Fund Deficiencies2005-06-06T00:00:00-07:002005-06-06T00:00:00-07:00E5-2875Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2875.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2874.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Establish a Firm Deadline by which Members of the Government Securities Division Must Satisfy Clearing Fund Deficiencies2005-06-06T00:00:00-07:002005-06-06T00:00:00-07:00E5-2874Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2874.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2873.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Enhance Automated Customer Account Transfer Service To Permit the Automated Notification of Changes to the Broker-Dealer of Record for Applicable Insurance Products2005-06-06T00:00:00-07:002005-06-06T00:00:00-07:00E5-2873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2873.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2872.htmlNotice - Intermarket Trading System; Notice of Filing of the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments2005-06-06T00:00:00-07:002005-06-06T00:00:00-07:00E5-2872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2872.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2871.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto To Establish a Directed Order Process for Orders Delivered to the Phlx Via AUTOM2005-06-06T00:00:00-07:002005-06-06T00:00:00-07:00E5-2871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2871.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/06/E5-2870.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Remote Market-Maker Transaction Fees2005-06-06T00:00:00-07:002005-06-06T00:00:00-07:00E5-2870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-06/pdf/E5-2870.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2862.htmlNotice - Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-06-03T00:00:00-07:002005-06-03T00:00:00-07:00E5-2862Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2862.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2861.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402005-06-03T00:00:00-07:002005-06-03T00:00:00-07:00E5-2861Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2861.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2845.htmlNotice - Submission for OMB Review; Comment Request2005-06-03T00:00:00-07:002005-06-03T00:00:00-07:00E5-2845Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2845.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2844.htmlNotice - Submission for OMB Review; Comment Request2005-06-03T00:00:00-07:002005-06-03T00:00:00-07:00E5-2844Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2844.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2843.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses2005-06-03T00:00:00-07:002005-06-03T00:00:00-07:00E5-2843Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2843.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2833.htmlNotice - Self-Regulatory Organization; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to EFP Transaction Reporting Procedures2005-06-03T00:00:00-07:002005-06-03T00:00:00-07:00E5-2833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2833.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2832.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program2005-06-03T00:00:00-07:002005-06-03T00:00:00-07:00E5-2832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2832.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2831.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating To Delay of Implementation Date of Revisions to the Series 4 Examination Program2005-06-03T00:00:00-07:002005-06-03T00:00:00-07:00E5-2831Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2831.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2830.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to the Market Maker Risk Limitation Mechanism2005-06-03T00:00:00-07:002005-06-03T00:00:00-07:00E5-2830Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2830.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/03/E5-2829.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Relating to Dissemination of the Underlying Index Value for Portfolio Depository Receipts and Index Fund Shares2005-06-03T00:00:00-07:002005-06-03T00:00:00-07:00E5-2829Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/E5-2829.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/03/05-11159.htmlNotice - Sunshine Act Meeting2005-06-03T00:00:00-07:002005-06-03T00:00:00-07:0005-11159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-03/pdf/05-11159.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2810.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Uniform Branch Office Registration Form (“Form BR”) and Amendments to the Uniform Application for Securities Industry Registration or Transfer (“Form U4”) and the Uniform Termination Notice for Securities Industry Registration (“Form U5”)2005-06-02T00:00:00-07:002005-06-02T00:00:00-07:00E5-2810Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-02/pdf/E5-2810.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2809.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretation of Exchange Rules2005-06-02T00:00:00-07:002005-06-02T00:00:00-07:00E5-2809Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-02/pdf/E5-2809.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2808.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change Relating to the Exchange's Calculation of the National Best Bid or Offer When Another Exchange Is Disconnected From the Intermarket Option Linkage2005-06-02T00:00:00-07:002005-06-02T00:00:00-07:00E5-2808Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-02/pdf/E5-2808.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/02/E5-2807.htmlNotice - In the Matter of GLUV Corp.; Order of Suspension of Trading2005-06-02T00:00:00-07:002005-06-02T00:00:00-07:00E5-2807Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-02/pdf/E5-2807.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2767.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Certain Amendments to the Restated Certificate of Incorporation and the By-Laws of The Nasdaq Stock Market, Inc2005-06-01T00:00:00-07:002005-06-01T00:00:00-07:00E5-2767Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2767.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2766.htmlNotice - Proposed Collection; Comment Request2005-06-01T00:00:00-07:002005-06-01T00:00:00-07:00E5-2766Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2766.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2756.htmlNotice - Proposed Collection; Comment Request2005-06-01T00:00:00-07:002005-06-01T00:00:00-07:00E5-2756Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2756.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2755.htmlNotice - Proposed Collection; Comment Request2005-06-01T00:00:00-07:002005-06-01T00:00:00-07:00E5-2755Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2755.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2754.htmlNotice - Proposed Collection; Comment Request2005-06-01T00:00:00-07:002005-06-01T00:00:00-07:00E5-2754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2754.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2753.htmlNotice - Proposed Extension of Collection of Information; Comment Request2005-06-01T00:00:00-07:002005-06-01T00:00:00-07:00E5-2753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2753.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2752.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 27902005-06-01T00:00:00-07:002005-06-01T00:00:00-07:00E5-2752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2752.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2751.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendment to Rule G-8, on Recordkeeping, Relating to Delivery of Customer Agreements Containing Predispute Arbitration Clauses2005-06-01T00:00:00-07:002005-06-01T00:00:00-07:00E5-2751Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2751.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2750.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Advertisements of Municipal Fund Securities Under MSRB Rule G-212005-06-01T00:00:00-07:002005-06-01T00:00:00-07:00E5-2750Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2750.pdfhttps://regulations.justia.com/regulations/fedreg/2005/06/01/E5-2749.htmlNotice - Self-Regulatory Organizations; Notice of Application of Campbell Soup Company To Withdraw Its Common Stock, $.0375 Par Value, From Listing and Registration on the Philadelphia Stock Exchange, Inc., File No. 1-038222005-06-01T00:00:00-07:002005-06-01T00:00:00-07:00E5-2749Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-06-01/pdf/E5-2749.pdf