<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/06/21?registers=between Sun, 29 Dec 2024 10:58:27 -0800 Sun, 29 Dec 2024 10:58:27 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/06/21?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rule 7090 To Modify the Annual Listing and Administrative Fees https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3196.html https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3196.html Tue, 21 Jun 2005 00:00:00 -0700 E5-3196 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3196.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Calculating Net Capital Under OCC Rule 307 https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3195.html https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3195.html Tue, 21 Jun 2005 00:00:00 -0700 E5-3195 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3195.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3194.html https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3194.html Tue, 21 Jun 2005 00:00:00 -0700 E5-3194 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3194.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change to Create the ModelView Entitlement https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3193.html https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3193.html Tue, 21 Jun 2005 00:00:00 -0700 E5-3193 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3193.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Text of NASD Trade Reporting Rules to Reflect the Implementation of SR-NASD-2003-159 https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3192.html https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3192.html Tue, 21 Jun 2005 00:00:00 -0700 E5-3192 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3192.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Retroactive Amendment of Exchange Rule 640(a) Pertaining to the Continuing Education Regulatory Element Requirement https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3191.html https://regulations.justia.com/regulations/fedreg/2005/06/21/E5-3191.html Tue, 21 Jun 2005 00:00:00 -0700 E5-3191 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-21/pdf/E5-3191.pdf