<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/06/20?registers=between Sun, 29 Dec 2024 11:40:07 -0800 Sun, 29 Dec 2024 11:40:07 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/06/20?registers=between Notice - Issuer Delisting; Notice of Application of Kimberly-Clark Corporation To Withdraw Its Common Stock, $1.25 Par Value, Per Share, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3185.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3185.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3185 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3185.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE DJIA BuyWrite Index(sm) https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3184.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3184.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3184 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3184.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Establishing a Directed Order Process https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3179.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3179.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3179 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3179.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to Quotes in Nasdaq UTP Stocks To Be Disseminated by Amex Specialists Before 9:30 a.m. https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3178.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3178.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3178 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3178.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Designated Primary Market-Maker Participation Entitlement for Orders Specifying a Preferred DPM https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3163.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3163.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3163 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3163.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Fee Cap for Options Merger Spread Transactions https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3158.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3158.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3158 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3158.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3157.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3157.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3157 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3157.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 4, 5, 6, and 7 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 8 Thereto to Amend Its Original and Continued Quantitative Listing Standards https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3156.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3156.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3156 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3156.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Impose a New Licensing Fee in Connection With the Firm-Related Equity Option and Index Option Fee Cap https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3155.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3155.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3155 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3155.pdf Notice - Issuer Delisting; Notice of Application of Renasant Corporation To Withdraw its Common Stock, $5.00 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3154.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3154.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3154 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3154.pdf Notice - Issuer Delisting; Notice of Application of Pioneer Railcorp To Withdraw Its Class A Common Stock, $.001 Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3153.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3153.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3153 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3153.pdf Notice - Issuer Delisting; Notice of Application of Fab Industries, Inc. To Withdraw Its Common Stock, $.20 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3152.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3152.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3152 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3152.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rescinding the Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3151.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3151.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3151 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3151.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Terms of Index Option Contracts Listed on the Exchange https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3150.html https://regulations.justia.com/regulations/fedreg/2005/06/20/E5-3150.html Mon, 20 Jun 2005 00:00:00 -0700 E5-3150 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-06-20/pdf/E5-3150.pdf