<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/05/19?registers=between Sun, 29 Dec 2024 10:44:54 -0800 Sun, 29 Dec 2024 10:44:54 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/05/19?registers=between Notice - Mutual Fund Redemption Fees https://regulations.justia.com/regulations/fedreg/2005/05/19/05-9970.html https://regulations.justia.com/regulations/fedreg/2005/05/19/05-9970.html Thu, 19 May 2005 00:00:00 -0700 05-9970 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/05-9970.pdf Notice - In Sino Silver Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/05/19/05-10091.html https://regulations.justia.com/regulations/fedreg/2005/05/19/05-10091.html Thu, 19 May 2005 00:00:00 -0700 05-10091 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/05-10091.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Honorarium for Arbitrators Deciding Discovery-Related Motions https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2506.html https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2506.html Thu, 19 May 2005 00:00:00 -0700 E5-2506 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2506.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation Date of Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2505.html https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2505.html Thu, 19 May 2005 00:00:00 -0700 E5-2505 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2505.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, To Clarify That Specialists May Not Charge Commissions With Respect to the Execution of CHXpress Orders https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2504.html https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2504.html Thu, 19 May 2005 00:00:00 -0700 E5-2504 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2504.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change Relating to Corporate Governance of Listed Issuers https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2503.html https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2503.html Thu, 19 May 2005 00:00:00 -0700 E5-2503 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2503.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation Date of Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2502.html https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2502.html Thu, 19 May 2005 00:00:00 -0700 E5-2502 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2502.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2501.html https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2501.html Thu, 19 May 2005 00:00:00 -0700 E5-2501 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2501.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Waiver of May 2005 Member Dues for CBOE Market-Makers https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2500.html https://regulations.justia.com/regulations/fedreg/2005/05/19/E5-2500.html Thu, 19 May 2005 00:00:00 -0700 E5-2500 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-19/pdf/E5-2500.pdf