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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/05/06?registers=between
Tue, 15 Jul 2025 04:52:02 -0700Tue, 15 Jul 2025 04:52:02 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/05/06?registers=between
Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite Index(sm)
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2213.html
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2213.htmlFri, 06 May 2005 00:00:00 -0700E5-2213Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2213.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to an Exemption from the Research Analyst Qualification Examination for Certain Associated Persons Employed by Non-Member Foreign Affiliates Who Contribute to the Preparation of Member Research Reports
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2212.html
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2212.htmlFri, 06 May 2005 00:00:00 -0700E5-2212Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2212.pdfNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2211.html
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2211.htmlFri, 06 May 2005 00:00:00 -0700E5-2211Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2211.pdfNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Revisions to the Implementation Date of the ANTE System
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2210.html
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2210.htmlFri, 06 May 2005 00:00:00 -0700E5-2210Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2210.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Participant Fees and Credits
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2205.html
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2205.htmlFri, 06 May 2005 00:00:00 -0700E5-2205Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2205.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc; Notice of Filing of a Proposed Rule Change To Remove Incorrect Reference in Its Rule Relating to Failure To Honor an Arbitration Award
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2203.html
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2203.htmlFri, 06 May 2005 00:00:00 -0700E5-2203Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2203.pdfNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2202.html
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2202.htmlFri, 06 May 2005 00:00:00 -0700E5-2202Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2202.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the National Association of Securities Dealers, Inc. To Modify the Pricing for Non-NASD Members Using Nasdaq's Brut Facility
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2201.html
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2201.htmlFri, 06 May 2005 00:00:00 -0700E5-2201Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2201.pdfNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, by the Philadelphia Stock Exchange, Inc. Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2200.html
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2200.htmlFri, 06 May 2005 00:00:00 -0700E5-2200Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2200.pdfNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. Relating to the Deletion of Obsolete or Unnecessary Rules
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2199.html
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2199.htmlFri, 06 May 2005 00:00:00 -0700E5-2199Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2199.pdfNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2198.html
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2198.htmlFri, 06 May 2005 00:00:00 -0700E5-2198Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2198.pdfNotice - Issuer Delisting; Notice of Application of Top Image Systems Ltd. To Withdraw Its Ordinary Shares, .04 NIS Par Value, From Listing and Registration on the Boston Stock Exchange, Inc., File No. 1-14552
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2197.html
https://regulations.justia.com/regulations/fedreg/2005/05/06/E5-2197.htmlFri, 06 May 2005 00:00:00 -0700E5-2197Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-05-06/pdf/E5-2197.pdf