<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/05/03?registers=between Fri, 25 Jul 2025 02:34:06 -0700 Fri, 25 Jul 2025 02:34:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/05/03?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Options Linkage https://regulations.justia.com/regulations/fedreg/2005/05/03/Z5-1878.html https://regulations.justia.com/regulations/fedreg/2005/05/03/Z5-1878.html Tue, 03 May 2005 00:00:00 -0700 Z5-1878 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/Z5-1878.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Incorporated Relating to Customer Portfolio and Cross-Margining Requirements https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2127.html https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2127.html Tue, 03 May 2005 00:00:00 -0700 E5-2127 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2127.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade ETFs Based on the Dow Jones STOXX 50 and the Dow Jones EURO STOXX 50 Indexes Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2126.html https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2126.html Tue, 03 May 2005 00:00:00 -0700 E5-2126 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2126.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto By the American Stock Exchange LLC Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2125.html https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2125.html Tue, 03 May 2005 00:00:00 -0700 E5-2125 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2125.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change By the Boston Stock Exchange, Inc. Relating to Remote Floor Brokers https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2120.html https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2120.html Tue, 03 May 2005 00:00:00 -0700 E5-2120 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2120.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the International Securities Exchange, Inc. To List and Trade Options on Various Russell Indexes https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2114.html https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2114.html Tue, 03 May 2005 00:00:00 -0700 E5-2114 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2114.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendment to Rule G-41, on Anti-Money Laundering Compliance Programs https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2105.html https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2105.html Tue, 03 May 2005 00:00:00 -0700 E5-2105 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2105.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto by the New York Stock Exchange, Inc. Relating to Customer Portfolio and Cross-Margining Requirements https://regulations.justia.com/regulations/fedreg/2005/05/03/05-8774.html https://regulations.justia.com/regulations/fedreg/2005/05/03/05-8774.html Tue, 03 May 2005 00:00:00 -0700 05-8774 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/05-8774.pdf