Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/05/03?limit=200&registers=between&mode=atom 2024-12-29T11:32:58-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/05/03/Z5-1878.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Options Linkage 2005-05-03T00:00:00-07:00 2005-05-03T00:00:00-07:00 Z5-1878 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/Z5-1878.pdf https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2127.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Incorporated Relating to Customer Portfolio and Cross-Margining Requirements 2005-05-03T00:00:00-07:00 2005-05-03T00:00:00-07:00 E5-2127 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2127.pdf https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2126.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade ETFs Based on the Dow Jones STOXX 50 and the Dow Jones EURO STOXX 50 Indexes Pursuant to Unlisted Trading Privileges 2005-05-03T00:00:00-07:00 2005-05-03T00:00:00-07:00 E5-2126 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2126.pdf https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2125.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto By the American Stock Exchange LLC Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary 2005-05-03T00:00:00-07:00 2005-05-03T00:00:00-07:00 E5-2125 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2125.pdf https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2120.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change By the Boston Stock Exchange, Inc. Relating to Remote Floor Brokers 2005-05-03T00:00:00-07:00 2005-05-03T00:00:00-07:00 E5-2120 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2120.pdf https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2114.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the International Securities Exchange, Inc. To List and Trade Options on Various Russell Indexes 2005-05-03T00:00:00-07:00 2005-05-03T00:00:00-07:00 E5-2114 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2114.pdf https://regulations.justia.com/regulations/fedreg/2005/05/03/E5-2105.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendment to Rule G-41, on Anti-Money Laundering Compliance Programs 2005-05-03T00:00:00-07:00 2005-05-03T00:00:00-07:00 E5-2105 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/E5-2105.pdf https://regulations.justia.com/regulations/fedreg/2005/05/03/05-8774.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto by the New York Stock Exchange, Inc. Relating to Customer Portfolio and Cross-Margining Requirements 2005-05-03T00:00:00-07:00 2005-05-03T00:00:00-07:00 05-8774 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-03/pdf/05-8774.pdf