<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/03/16?registers=between Sun, 29 Dec 2024 09:55:09 -0800 Sun, 29 Dec 2024 09:55:09 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/03/16?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Allow NASD, on a Pilot Basis, To Review Denial of Access Complaints Related to the Alternative Display Facility https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1157.html https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1157.html Wed, 16 Mar 2005 00:00:00 -0800 E5-1157 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1157.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Clarify Certain Sections of the Loss Allocation Rule of Its Government Securities Division https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1156.html https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1156.html Wed, 16 Mar 2005 00:00:00 -0800 E5-1156 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1156.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Provide Interpretive Guidance to Members Regarding the Criteria Used To Place Members on Surveillance Status https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1155.html https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1155.html Wed, 16 Mar 2005 00:00:00 -0800 E5-1155 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1155.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees for Options on the Mini-Nasdaq-100 Index and Options on the Nasdaq-100 Index https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1153.html https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1153.html Wed, 16 Mar 2005 00:00:00 -0800 E5-1153 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1153.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule Change Relating to Clearing Member Trade Assignment Processing https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1143.html https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1143.html Wed, 16 Mar 2005 00:00:00 -0800 E5-1143 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1143.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Relating to Listing Standards for Options on Narrow-Based Security Indexes https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1141.html https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1141.html Wed, 16 Mar 2005 00:00:00 -0800 E5-1141 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1141.pdf Notice - The Brazilian Equity Fund, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1133.html https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1133.html Wed, 16 Mar 2005 00:00:00 -0800 E5-1133 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1133.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5, 6, and 7 Thereto by the New York Stock Exchange, Inc., To Amend Its Original and Continued Quantitative Listing Standards https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1132.html https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1132.html Wed, 16 Mar 2005 00:00:00 -0800 E5-1132 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1132.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to System Changes to the Exchange's Automated Options Market (AUTOM) System https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1131.html https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1131.html Wed, 16 Mar 2005 00:00:00 -0800 E5-1131 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1131.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Split Price Priority https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1130.html https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1130.html Wed, 16 Mar 2005 00:00:00 -0800 E5-1130 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1130.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to TRACE Market Data Fees https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1129.html https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1129.html Wed, 16 Mar 2005 00:00:00 -0800 E5-1129 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1129.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/03/16/05-5267.html https://regulations.justia.com/regulations/fedreg/2005/03/16/05-5267.html Wed, 16 Mar 2005 00:00:00 -0800 05-5267 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/05-5267.pdf