Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/03/16?limit=200®isters=between&mode=atom2024-12-29T09:56:39-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1157.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Allow NASD, on a Pilot Basis, To Review Denial of Access Complaints Related to the Alternative Display Facility2005-03-16T00:00:00-08:002005-03-16T00:00:00-08:00E5-1157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1157.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1156.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Clarify Certain Sections of the Loss Allocation Rule of Its Government Securities Division2005-03-16T00:00:00-08:002005-03-16T00:00:00-08:00E5-1156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1156.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1155.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Provide Interpretive Guidance to Members Regarding the Criteria Used To Place Members on Surveillance Status2005-03-16T00:00:00-08:002005-03-16T00:00:00-08:00E5-1155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1155.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1153.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees for Options on the Mini-Nasdaq-100 Index and Options on the Nasdaq-100 Index2005-03-16T00:00:00-08:002005-03-16T00:00:00-08:00E5-1153Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1153.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1143.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule Change Relating to Clearing Member Trade Assignment Processing2005-03-16T00:00:00-08:002005-03-16T00:00:00-08:00E5-1143Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1143.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1141.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Relating to Listing Standards for Options on Narrow-Based Security Indexes2005-03-16T00:00:00-08:002005-03-16T00:00:00-08:00E5-1141Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1141.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1133.htmlNotice - The Brazilian Equity Fund, Inc., et al.; Notice of Application2005-03-16T00:00:00-08:002005-03-16T00:00:00-08:00E5-1133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1133.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1132.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5, 6, and 7 Thereto by the New York Stock Exchange, Inc., To Amend Its Original and Continued Quantitative Listing Standards2005-03-16T00:00:00-08:002005-03-16T00:00:00-08:00E5-1132Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1132.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1131.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to System Changes to the Exchange's Automated Options Market (AUTOM) System2005-03-16T00:00:00-08:002005-03-16T00:00:00-08:00E5-1131Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1131.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1130.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Split Price Priority2005-03-16T00:00:00-08:002005-03-16T00:00:00-08:00E5-1130Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1130.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1129.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to TRACE Market Data Fees2005-03-16T00:00:00-08:002005-03-16T00:00:00-08:00E5-1129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1129.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/16/05-5267.htmlNotice - Sunshine Act Meeting2005-03-16T00:00:00-08:002005-03-16T00:00:00-08:0005-5267Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/05-5267.pdf