Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/03/14?limit=200&registers=between&mode=atom 2024-12-29T10:10:22-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/03/14/Z5-800.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SIG Indices, LLLP 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 Z5-800 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/Z5-800.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1063.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to a New Customers' Lien Account 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1063 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1063.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1062.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Unsegregation of Long Option Positions 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1062 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1062.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1061.html Notice - Submission for OMB Review; Comment Request 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1061 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1061.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1060.html Notice - Submission for OMB Review; Comment Request 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1060 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1060.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1059.html Notice - Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 1934 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1059 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1059.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1058.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Discontinuation of the Nasdaq PostData Pilot Program 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1058 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1058.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1057.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Rescind a Type of Order Known as an Institutional XPress ® Order Through Amendments to Exchange Rules 13, 60 and 72 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1057 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1057.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1056.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to a Proposal To Adopt a New IM-10308 on Mediators Serving as Arbitrators 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1056 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1056.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1052.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Establish Rules Governing the Operation of Nasdaq's Brut Facility 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1052 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1052.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1051.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the International Securities Exchange, Inc., Relating to the Nomination of Its Class B Directors Pursuant to Its Amended and Restated Constitution 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1051 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1051.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/C5-4177.html Notice - Intent to Prepare a Joint Supplemental Environmental Impact Statement/Supplemental Environmental Impact Report for the San Luis Rey River Flood Control Project, Operations and Maintenance Plan; San Diego County, CA 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 C5-4177 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/C5-4177.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/05-4946.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 14 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Cincinnati Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc. 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 05-4946 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/05-4946.pdf