<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/02/25?registers=between Sun, 29 Dec 2024 10:54:53 -0800 Sun, 29 Dec 2024 10:54:53 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/02/25?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nikkei 225 Index https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-778.html https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-778.html Fri, 25 Feb 2005 00:00:00 -0800 E5-778 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-778.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PCX Rules 6.33 and 6.44, Amending Procedural Requirements for the PCX Market Maker and Floor Broker Examinations https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-777.html https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-777.html Fri, 25 Feb 2005 00:00:00 -0800 E5-777 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-777.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 2320(a) Governing Best Execution https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-776.html https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-776.html Fri, 25 Feb 2005 00:00:00 -0800 E5-776 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-776.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Modify Pricing for Non-Members Using Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-775.html https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-775.html Fri, 25 Feb 2005 00:00:00 -0800 E5-775 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-775.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Modify Restrictions on Computer-Generated Quoting https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-774.html https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-774.html Fri, 25 Feb 2005 00:00:00 -0800 E5-774 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-774.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt NASD Rule 2111 To Prohibit Members From Trading Ahead of Customer Market Orders https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-773.html https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-773.html Fri, 25 Feb 2005 00:00:00 -0800 E5-773 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-773.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-772.html https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-772.html Fri, 25 Feb 2005 00:00:00 -0800 E5-772 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-772.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Modifications to the Nasdaq Opening Process For Nasdaq-Listed Stocks https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-771.html https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-771.html Fri, 25 Feb 2005 00:00:00 -0800 E5-771 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-771.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Reduced-Value Options on the Russell 2000 Stock Index https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-770.html https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-770.html Fri, 25 Feb 2005 00:00:00 -0800 E5-770 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-770.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments To Require Limit Order Protection and To Expand the Application of Manning Obligations to Exchange-Listed Securities https://regulations.justia.com/regulations/fedreg/2005/02/25/05-3678.html https://regulations.justia.com/regulations/fedreg/2005/02/25/05-3678.html Fri, 25 Feb 2005 00:00:00 -0800 05-3678 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/05-3678.pdf