Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/02/25?limit=200&registers=between&mode=atom 2024-12-29T10:47:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-778.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nikkei 225 Index 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-778 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-778.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-777.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PCX Rules 6.33 and 6.44, Amending Procedural Requirements for the PCX Market Maker and Floor Broker Examinations 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-777 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-777.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-776.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 2320(a) Governing Best Execution 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-776 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-776.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-775.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Modify Pricing for Non-Members Using Nasdaq's Brut Facility 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-775 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-775.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-774.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Modify Restrictions on Computer-Generated Quoting 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-774 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-774.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-773.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt NASD Rule 2111 To Prohibit Members From Trading Ahead of Customer Market Orders 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-773 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-773.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-772.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-772 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-772.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-771.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Modifications to the Nasdaq Opening Process For Nasdaq-Listed Stocks 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-771 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-771.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-770.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Reduced-Value Options on the Russell 2000 Stock Index 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-770 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-770.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/05-3678.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments To Require Limit Order Protection and To Expand the Application of Manning Obligations to Exchange-Listed Securities 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 05-3678 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/05-3678.pdf