<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/02/04?registers=between Wed, 23 Jul 2025 00:28:07 -0700 Wed, 23 Jul 2025 00:28:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/02/04?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Arbitration Fees https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-434.html https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-434.html Fri, 04 Feb 2005 00:00:00 -0800 E5-434 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-04/pdf/E5-434.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, Inc. Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-433.html https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-433.html Fri, 04 Feb 2005 00:00:00 -0800 E5-433 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-04/pdf/E5-433.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. To Amend its Marketing Fee Program To Provide for a Monthly Refund of Any Surplus https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-432.html https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-432.html Fri, 04 Feb 2005 00:00:00 -0800 E5-432 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-04/pdf/E5-432.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Allow NASD To Review on a Pilot Basis Denial of Access Complaints Related to the Alternative Display Facility https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-431.html https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-431.html Fri, 04 Feb 2005 00:00:00 -0800 E5-431 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-04/pdf/E5-431.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Timing of Premium Assessment Pursuant to Rule 3 of the Government Securities Division for Violation of Minimum Financial Standards https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-430.html https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-430.html Fri, 04 Feb 2005 00:00:00 -0800 E5-430 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-04/pdf/E5-430.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto by the Chicago Board Options Exchange, Incorporated Relating to the Introduction of Remote Market-Makers https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-429.html https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-429.html Fri, 04 Feb 2005 00:00:00 -0800 E5-429 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-04/pdf/E5-429.pdf Notice - In the Matter of Mosaic Nutriceuticals Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/02/04/05-2264.html https://regulations.justia.com/regulations/fedreg/2005/02/04/05-2264.html Fri, 04 Feb 2005 00:00:00 -0800 05-2264 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-04/pdf/05-2264.pdf