Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/01?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-30T03:30:47-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/01/31/E5-356.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-01-31T00:00:00-08:002005-01-31T00:00:00-08:00E5-356Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-31/pdf/E5-356.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/31/E5-353.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Increase Position Limits and Exercise Limits for Options on Standard and Poor's Depositary Receipts (SPDRs®)2005-01-31T00:00:00-08:002005-01-31T00:00:00-08:00E5-353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-31/pdf/E5-353.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/31/E5-352.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to Options Transaction Fees in Connection With the Standard & Poor's Depositary Receipts2005-01-31T00:00:00-08:002005-01-31T00:00:00-08:00E5-352Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-31/pdf/E5-352.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/31/05-1697.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc., To Establish Rules Governing the Operation of Nasdaq's Brut Facility2005-01-31T00:00:00-08:002005-01-31T00:00:00-08:0005-1697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-31/pdf/05-1697.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/28/E5-327.htmlNotice - Self-Regulatory Organizations; Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 3, 4, 5, 6, and 7 Thereto by the Pacific Exchange, Inc. To Require the Immediate Display of Customer Limit Orders2005-01-28T00:00:00-08:002005-01-28T00:00:00-08:00E5-327Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-327.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/28/E5-326.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc., Relating to Exchange Fees and Charges2005-01-28T00:00:00-08:002005-01-28T00:00:00-08:00E5-326Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-326.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/28/E5-325.htmlNotice - Self-Regulatory Organizations; the Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 2 Thereto by the Pacific Exchange, Inc., Relating to the Exchange's Rules Under Its Minor Rule Plan and Recommended Fine Schedule2005-01-28T00:00:00-08:002005-01-28T00:00:00-08:00E5-325Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-325.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/28/E5-324.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto To Require the Immediate Display of Customer Options Limit Orders2005-01-28T00:00:00-08:002005-01-28T00:00:00-08:00E5-324Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-324.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/28/E5-323.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc., Relating To Imposing a New Licensing Fee in Connection With the Firm-Related Equity Option and Index Option Fee Cap2005-01-28T00:00:00-08:002005-01-28T00:00:00-08:00E5-323Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-323.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/28/E5-322.htmlNotice - Submission for OMB Review; Comment Request2005-01-28T00:00:00-08:002005-01-28T00:00:00-08:00E5-322Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-322.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/28/E5-321.htmlNotice - Submission for OMB Review; Comment Request2005-01-28T00:00:00-08:002005-01-28T00:00:00-08:00E5-321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-321.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/28/E5-320.htmlNotice - Self Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Amendments to Section 13 of Schedule A to the NASD By-Laws (Review Charge for Advertisement, Sales Literature, and Other Such Material Filed With or Submitted to NASD)2005-01-28T00:00:00-08:002005-01-28T00:00:00-08:00E5-320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-320.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/28/E5-319.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend Exchange Rule 104 to Require Specialists To Yield Orally-Consummated Proprietary Trades to Later-Arriving System Orders2005-01-28T00:00:00-08:002005-01-28T00:00:00-08:00E5-319Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-319.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/28/E5-318.htmlNotice - Self-Regulatory Organizations; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto by the Chicago Board Options Exchange, Inc. To Require the Immediate Display of Customer Limit Orders2005-01-28T00:00:00-08:002005-01-28T00:00:00-08:00E5-318Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-318.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/28/E5-317.htmlNotice - Self-Regulatory Organizations; Order Approving a Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5, and 6 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 7 and 8 Thereto by the American Stock Exchange LLC To Require the Immediate Display of Customer Options Limit Orders2005-01-28T00:00:00-08:002005-01-28T00:00:00-08:00E5-317Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-317.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/28/E5-316.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Application and Continuing Membership Standards of the Government Securities Division and the Mortgage-Backed Securities Division2005-01-28T00:00:00-08:002005-01-28T00:00:00-08:00E5-316Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-316.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/27/E5-311.htmlNotice - Self-Regulatory Organization; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 by the Pacific Exchange, Inc. Relating to Trading, Either by Listing or Pursuant to Unlisted Trading Privileges, Commodity-Based Trust Shares and Trading, Pursuant to Unlisted Trading Privileges, iShares® COMEX Gold Trust2005-01-27T00:00:00-08:002005-01-27T00:00:00-08:00E5-311Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-27/pdf/E5-311.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/27/E5-310.htmlNotice - AIG SunAmerica Asset Management Corp., et al.; Notice of Application2005-01-27T00:00:00-08:002005-01-27T00:00:00-08:00E5-310Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-27/pdf/E5-310.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/27/E5-308.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-01-27T00:00:00-08:002005-01-27T00:00:00-08:00E5-308Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-27/pdf/E5-308.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/27/05-1579.htmlNotice - Sunshine Act Meeting2005-01-27T00:00:00-08:002005-01-27T00:00:00-08:0005-1579Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-27/pdf/05-1579.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/26/E5-283.htmlNotice - Self-Regulatory Organizations; Order Granting Approval of Proposed Rule Change and Amendment Nos. 2, 3 and 4 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 by the American Stock Exchange LLC Relating to the Listing and Trading of the iShares® COMEX Gold Trust2005-01-26T00:00:00-08:002005-01-26T00:00:00-08:00E5-283Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-26/pdf/E5-283.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/26/E5-282.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc., Amending Its Marketing Fee2005-01-26T00:00:00-08:002005-01-26T00:00:00-08:00E5-282Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-26/pdf/E5-282.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/26/E5-281.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Maker Quote Obligations Under the Rules of the Boston Options Exchange Facility2005-01-26T00:00:00-08:002005-01-26T00:00:00-08:00E5-281Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-26/pdf/E5-281.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/26/E5-280.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to System-Assisted Quotation Services2005-01-26T00:00:00-08:002005-01-26T00:00:00-08:00E5-280Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-26/pdf/E5-280.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/26/E5-279.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Proposed Changes to Exchange Rules 440F (“Public Short Sale Transactions Effected on the Exchange”) and 440G (“Transactions in Stocks and Warrants for the Accounts of Members, Allied Members and Member Organizations”)2005-01-26T00:00:00-08:002005-01-26T00:00:00-08:00E5-279Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-26/pdf/E5-279.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/26/E5-278.htmlNotice - Self Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 thereto Relating to the Listing and Trading of Contingent Principal Protected Notes Linked to the Performance of the Russell 20002005-01-26T00:00:00-08:002005-01-26T00:00:00-08:00E5-278Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-26/pdf/E5-278.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/24/E5-257.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Position Limits and Exercise Limits for Options on Standard and Poor's Depositary Receipts2005-01-24T00:00:00-08:002005-01-24T00:00:00-08:00E5-257Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-257.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/24/E5-256.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Position Limits and Exercise Limits for Options on Standard and Poor's Depositary Receipts®2005-01-24T00:00:00-08:002005-01-24T00:00:00-08:00E5-256Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-256.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/24/E5-255.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Position Limits and Exercise Limits for Options on Standard and Poor's Depositary Receipts®2005-01-24T00:00:00-08:002005-01-24T00:00:00-08:00E5-255Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-255.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/24/E5-254.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval to Proposed Rule Change To Amend PCXE Rule 4.5 To Require All Financial/Operations Principals of PCXE ETP Firms to Successfully Complete the Series 27 Examination and To Add PCXE Rule 6.18(d) To Require All Compliance Supervisors of PCXE ETP Firms To Successfully Complete the Series 24 Examination2005-01-24T00:00:00-08:002005-01-24T00:00:00-08:00E5-254Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-254.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/24/E5-253.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Increase Position Limits and Exercise Limits for Options on Standard and Poor's Depositary Receipts2005-01-24T00:00:00-08:002005-01-24T00:00:00-08:00E5-253Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-253.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/24/E5-252.htmlNotice - Proposed Collection; Comment Request; Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 205492005-01-24T00:00:00-08:002005-01-24T00:00:00-08:00E5-252Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-252.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/24/E5-219.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Membership Standards Required of Insurance Companies2005-01-24T00:00:00-08:002005-01-24T00:00:00-08:00E5-219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-219.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/24/E5-218.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Clarify Certain Sections of the Loss Allocation Rule of its Government Securities Division2005-01-24T00:00:00-08:002005-01-24T00:00:00-08:00E5-218Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-218.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/24/E5-217.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto by the Philadelphia Stock Exchange, Inc. Relating To Adopting Phlx Rule 1017, Openings in Options, on a Permanent Basis2005-01-24T00:00:00-08:002005-01-24T00:00:00-08:00E5-217Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-217.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/24/E5-216.htmlNotice - Self-Regulatory Organizations; Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Amendment of the Fee Schedule to Revise Fees for Certain Services Provided by DTC2005-01-24T00:00:00-08:002005-01-24T00:00:00-08:00E5-216Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-216.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/24/E5-215.htmlNotice - Self-Regulatory Organizations; Notice of Extension of the Comment Period for the Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to the Prohibition of Certain Abuses in the Allocation and Distribution of Shares in Initial Public Offerings2005-01-24T00:00:00-08:002005-01-24T00:00:00-08:00E5-215Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-215.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/24/E5-214.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc., Relating to Fees for Transactions in Options on the Standard & Poor's Depository Receipts®2005-01-24T00:00:00-08:002005-01-24T00:00:00-08:00E5-214Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-214.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/24/E5-213.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated To Extend a Pilot Program and Eliminate the Rule Prohibiting Electronically Generated and Communicated Orders2005-01-24T00:00:00-08:002005-01-24T00:00:00-08:00E5-213Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-213.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/24/E5-212.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Instant Liquidity Access Rules2005-01-24T00:00:00-08:002005-01-24T00:00:00-08:00E5-212Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-212.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/21/E5-198.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change by the International Securities Exchange, Inc., Relating to Proposed Amendments to Its Certificate of Incorporation and Constitution and ISE Rule 3032005-01-21T00:00:00-08:002005-01-21T00:00:00-08:00E5-198Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-21/pdf/E5-198.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/19/E5-194.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Electronic Audit Trail for Orders in Options Overlying the Standard and Poor's Depositary Receipts2005-01-19T00:00:00-08:002005-01-19T00:00:00-08:00E5-194Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-194.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/19/E5-193.htmlNotice - Self-Regulatory Organizations; Order Granting Approval to a Proposed Rule Change by the National Stock Exchange To Eliminate the “CBOE Exerciser Member” Membership Class, To Eliminate the Exchange's Special Nominating Committee, and To Remove Certain Special Restrictions on Changes to Certain NSX By-Laws and Rules2005-01-19T00:00:00-08:002005-01-19T00:00:00-08:00E5-193Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-193.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/19/E5-178.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Electronic Order Capture System or Electronic Tablet Entry Requirements2005-01-19T00:00:00-08:002005-01-19T00:00:00-08:00E5-178Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-178.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/19/E5-177.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Frequency of Updates From the National Do-Not-Call Registry2005-01-19T00:00:00-08:002005-01-19T00:00:00-08:00E5-177Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-177.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/19/E5-176.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increasing the Firm-Related Equity Option and Index Option Comparison and Transaction Cap2005-01-19T00:00:00-08:002005-01-19T00:00:00-08:00E5-176Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-176.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/19/E5-175.htmlNotice - Wachovia Corporation, et al.; Notice of Application and Temporary Order2005-01-19T00:00:00-08:002005-01-19T00:00:00-08:00E5-175Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-175.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/19/E5-174.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Reminder Notice Regarding Rule G-17, on Disclosure of Material Facts-Disclosure of Original Issue Discount Bonds2005-01-19T00:00:00-08:002005-01-19T00:00:00-08:00E5-174Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-174.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/19/E5-173.htmlNotice - Self-Regulatory Organizations; Notice of a Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Changes to Rule 3360 in Light of the SEC Regulation SHO2005-01-19T00:00:00-08:002005-01-19T00:00:00-08:00E5-173Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-173.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/19/E5-172.htmlNotice - Consolidated Tape Association; Notice of Filing of the Seventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Fifth Substantive Amendment to the Restated Consolidated Quotation Plan2005-01-19T00:00:00-08:002005-01-19T00:00:00-08:00E5-172Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-172.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/19/E5-171.htmlNotice - Self-Regulatory Organizations; Emerging Markets Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Establish Procedures for Exiting Open Fail Positions Prior to Dissolution2005-01-19T00:00:00-08:002005-01-19T00:00:00-08:00E5-171Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-171.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/19/C5-53.htmlRule - Asset-Backed Securities2005-01-19T00:00:00-08:002005-01-19T00:00:00-08:00C5-53Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/C5-53.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/18/E5-161.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Changes to Membership Requirements2005-01-18T00:00:00-08:002005-01-18T00:00:00-08:00E5-161Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-18/pdf/E5-161.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/18/E5-160.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Membership Requirements2005-01-18T00:00:00-08:002005-01-18T00:00:00-08:00E5-160Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-18/pdf/E5-160.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/18/E5-159.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, by the Pacific Exchange, Inc. Relating To Changing the Opening Time and the Commencement of the Opening Auction on the Archipelago Exchange2005-01-18T00:00:00-08:002005-01-18T00:00:00-08:00E5-159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-18/pdf/E5-159.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/18/E5-155.htmlNotice - Issuer Delisting; Notice of Application of Corautus Genetics Inc. to Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-158332005-01-18T00:00:00-08:002005-01-18T00:00:00-08:00E5-155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-18/pdf/E5-155.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/18/E5-154.htmlNotice - Issuer Delisting; Notice of Application of Edison International to Withdraw Its Common Stock, No Par Value, and Rights to Purchase Series A Junior Participating Cumulative Preferred Stock, No Par Value, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-099362005-01-18T00:00:00-08:002005-01-18T00:00:00-08:00E5-154Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-18/pdf/E5-154.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/18/E5-153.htmlNotice - Issuer Delisting; Notice of Application of Southern California Edison Company to Withdraw Its Cumulative Preferred Stock, 4.08% Series, 4.24% Series, 4.32% Series, and 4.78% Series, $25 Par Value, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-023132005-01-18T00:00:00-08:002005-01-18T00:00:00-08:00E5-153Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-18/pdf/E5-153.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/18/E5-152.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Eliminate Entry and Application Fees for Exchange-Listed Issuers Transferring Listings to Nasdaq2005-01-18T00:00:00-08:002005-01-18T00:00:00-08:00E5-152Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-18/pdf/E5-152.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/18/E5-151.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Establish Fees for Companies With a Dual Listing on the New York Stock Exchange and Nasdaq2005-01-18T00:00:00-08:002005-01-18T00:00:00-08:00E5-151Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-18/pdf/E5-151.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/18/E5-150.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Allocations of Securities2005-01-18T00:00:00-08:002005-01-18T00:00:00-08:00E5-150Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-18/pdf/E5-150.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/18/E5-149.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, Inc., Establishing Fees for Transactions in Options on the Standard & Poor's Depository Receipts®2005-01-18T00:00:00-08:002005-01-18T00:00:00-08:00E5-149Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-18/pdf/E5-149.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/18/C4-27969.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by American Stock Exchange LLC Relating to the Amendment of Exchange Rule 153 and Amendment No. 1 Thereto2005-01-18T00:00:00-08:002005-01-18T00:00:00-08:00C4-27969Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-18/pdf/C4-27969.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/18/05-886.htmlProposed Rule - Fair Administration and Governance of Self-Regulatory Organizations; Disclosure and Regulatory Reporting by Self-Regulatory Organizations; Recordkeeping Requirements for Self-Regulatory Organizations; Ownership and Voting Limitations for Members of Self-Regulatory Organizations; Ownership Reporting Requirements for Members of Self-Regulatory Organizations; Listing and Trading of Affiliated Securities by a Self-Regulatory Organization2005-01-18T00:00:00-08:002005-01-18T00:00:00-08:0005-886Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-18/pdf/05-886.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/E5-156.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-34, on CUSIP Numbers and New Issue Requirements, To Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:00E5-156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-156.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/E5-144.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Amendments to the NYSE Constitution and the Adoption of an Independence Policy of the NYSE Board of Directors2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:00E5-144Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-144.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/E5-136.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Amendment No. 3 to Proposed Rule Change by the New York Stock Exchange, Inc., Relating to Procedures for Companies That Fail To File Annual Reports in a Timely Manner2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:00E5-136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-136.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/E5-135.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated, Relating to Allowing Market Participants To Submit Orders for Automatic Execution2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:00E5-135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-135.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/E5-134.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc., Regarding Waiver of California Arbitrator Disclosure Standards2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:00E5-134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-134.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/E5-133.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Systematizing of Orders in the Standard and Poor's Depositary Receipts (“SPDR”) Option Class2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:00E5-133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-133.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/05-875.htmlNotice - Sunshine Act Meeting2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:0005-875Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/05-875.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/05-603.htmlProposed Rule - Certain Broker-Dealers Deemed Not To Be Investment Advisers2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:0005-603Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/05-603.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/05-602.htmlRule - Certain Broker-Dealers Deemed Not To Be Investment Advisers2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:0005-602Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/05-602.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/13/E5-130.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2005-01-13T00:00:00-08:002005-01-13T00:00:00-08:00E5-130Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-130.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/13/E5-128.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the Chicago Board Options Exchange, Inc., Relating to the Systematizing of Orders in Connection With the Requirement To Design and Implement a Consolidated Options Audit Trail System2005-01-13T00:00:00-08:002005-01-13T00:00:00-08:00E5-128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-128.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/13/E5-127.htmlNotice - Self-Regulatory Organizations; Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto by American Stock Exchange LLC Relating to the Amendment of Exchange Rule 1532005-01-13T00:00:00-08:002005-01-13T00:00:00-08:00E5-127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-127.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/13/E5-126.htmlNotice - Self-Regulatory Organizations; Order Granting Accelerated Approval of Proposed Rule Change by Pacific Exchange, Inc., Relating to the Implementation of a New Order Audit Trail System2005-01-13T00:00:00-08:002005-01-13T00:00:00-08:00E5-126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-126.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/13/E5-124.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated, Relating to a Delay of the Operative Period for Rule 6.45A(c)(iii)2005-01-13T00:00:00-08:002005-01-13T00:00:00-08:00E5-124Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-124.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/13/E5-123.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the Philadelphia Stock Exchange, Inc. and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2, 3, 4 and 5 Relating to the Options Floor Broker Management System2005-01-13T00:00:00-08:002005-01-13T00:00:00-08:00E5-123Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-123.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/13/E5-118.htmlNotice - Self Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Fees for Filing Documents Pursuant to NASD Rule 2710 (Corporate Financing Rule-Underwriting Terms and Arrangements)2005-01-13T00:00:00-08:002005-01-13T00:00:00-08:00E5-118Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-118.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/13/E5-117.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Conforming Change in Rule 1106(a)(3)2005-01-13T00:00:00-08:002005-01-13T00:00:00-08:00E5-117Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-117.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/13/E5-116.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC To Reduce Options Transaction Fees for Exchange Specialists and Registered Options Traders2005-01-13T00:00:00-08:002005-01-13T00:00:00-08:00E5-116Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-116.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/13/E5-115.htmlNotice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend Guideline 2 of the Capacity Guidelines Adopted in Accordance With the Plan2005-01-13T00:00:00-08:002005-01-13T00:00:00-08:00E5-115Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-115.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/13/C5-79.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities2005-01-13T00:00:00-08:002005-01-13T00:00:00-08:00C5-79Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/C5-79.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/13/C4-28669.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Amend the Exchange's Rule Relating to its Regulatory Transaction Fee2005-01-13T00:00:00-08:002005-01-13T00:00:00-08:00C4-28669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/C4-28669.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/13/05-704.htmlNotice - Issuer Delisting; Notice of Application of Premier Farnell Plc To Withdraw Its Ordinary Shares, (5 pence each) (“Ordinary Shares”), Its $1.35 and 89.2p Cumulative Convertible Redeemable Preference Shares (£1 each) (“Preference Shares”), and the American Depositary Shares Representing the Ordinary Shares and Preference Shares, From Listing and Registration on the New York Stock Exchange, Inc.2005-01-13T00:00:00-08:002005-01-13T00:00:00-08:0005-704Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/05-704.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/12/E5-90.htmlNotice - Self-Regulatory Organizations; Order Approving a Proposed Rule Change and Amendments No. 1 and No. 2 Thereto by the American Stock Exchange LLC Relating to Revisions to Amex Rule 1112005-01-12T00:00:00-08:002005-01-12T00:00:00-08:00E5-90Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-90.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/12/E5-89.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting and Compliance Engine (“TRACE”) Fees and Implementation Date of Stage Two of Dissemination of TRACE Transaction Information2005-01-12T00:00:00-08:002005-01-12T00:00:00-08:00E5-89Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-89.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/12/E5-74.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Suspension of the Specialist's and Registered Traders' Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®2005-01-12T00:00:00-08:002005-01-12T00:00:00-08:00E5-74Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-74.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/12/E5-73.htmlNotice - Issuer Delisting; Notice of Application of microHelix, Inc., To Withdraw Its Common Stock, No Par Value, and Class B Warrants (To Purchase One Share of Common Stock), From Listing and Registration on the Boston Stock Exchange, Inc., File No. 1-167812005-01-12T00:00:00-08:002005-01-12T00:00:00-08:00E5-73Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-73.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/12/E5-72.htmlNotice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Exchange Rule 17.10(d)-Review of Decision Not To Initiate Charges2005-01-12T00:00:00-08:002005-01-12T00:00:00-08:00E5-72Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-72.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/12/E5-70.htmlNotice - Issuer Delisting; Notice of Application of the Procter & Gamble Company To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the National Stock Exchange2005-01-12T00:00:00-08:002005-01-12T00:00:00-08:00E5-70Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-70.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/12/E5-68.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Institute Fines for Late Payment of Cash Obligations and Margin and To Institute Informal Hearing Procedures for Fine Disputes2005-01-12T00:00:00-08:002005-01-12T00:00:00-08:00E5-68Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-68.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/12/E5-67.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Chicago Board Options Exchange, Incorporated Relating to the SizeQuote Mechanism2005-01-12T00:00:00-08:002005-01-12T00:00:00-08:00E5-67Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-67.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/12/E5-66.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Extension of the Suspension of Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®2005-01-12T00:00:00-08:002005-01-12T00:00:00-08:00E5-66Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-66.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/12/05-592.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No.1 Thereto Relating to the Customer Large Trade Discount Program2005-01-12T00:00:00-08:002005-01-12T00:00:00-08:0005-592Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/05-592.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/11/E5-59.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”); National Fuel Gas Company (70-10273)2005-01-11T00:00:00-08:002005-01-11T00:00:00-08:00E5-59Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-11/pdf/E5-59.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/11/E5-56.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. to Extend the Effective Date of Amendments, Approved Pursuant to File No. SR-NYSE-2002-36, From December 17, 2004 to January 31, 2005 To Conform With the Effective Date of Corresponding Rule Amendments Filed by the National Association of Securities Dealers, Inc. (“NASD”)2005-01-11T00:00:00-08:002005-01-11T00:00:00-08:00E5-56Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-11/pdf/E5-56.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/11/E5-50.htmlNotice - Submission for OMB Review; Comment Request2005-01-11T00:00:00-08:002005-01-11T00:00:00-08:00E5-50Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-11/pdf/E5-50.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/11/E5-47.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Implement Phase II of the IMS Service2005-01-11T00:00:00-08:002005-01-11T00:00:00-08:00E5-47Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-11/pdf/E5-47.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/11/E5-42.htmlNotice - IDS Life Insurance Company, et al., Notice of Application2005-01-11T00:00:00-08:002005-01-11T00:00:00-08:00E5-42Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-11/pdf/E5-42.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/11/E5-41.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Eliminate the Maximum Order Delivery Size Over the AUTOM System2005-01-11T00:00:00-08:002005-01-11T00:00:00-08:00E5-41Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-11/pdf/E5-41.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/11/05-463.htmlNotice - Submission for OMB Review; Comment Request2005-01-11T00:00:00-08:002005-01-11T00:00:00-08:0005-463Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-11/pdf/05-463.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/10/E5-38.htmlNotice - Neuberger Berman Equity Funds, et al.; Notice of Application2005-01-10T00:00:00-08:002005-01-10T00:00:00-08:00E5-38Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-10/pdf/E5-38.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/10/05-464.htmlNotice - Sunshine Act Meeting2005-01-10T00:00:00-08:002005-01-10T00:00:00-08:0005-464Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-10/pdf/05-464.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/10/05-396.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Establish the Minimum Quotation Increment for the BRUT ECN System2005-01-10T00:00:00-08:002005-01-10T00:00:00-08:0005-396Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-10/pdf/05-396.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/07/E5-32.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Participants Fund Deposit Requirements of Its Mortgage-Backed Securities Division2005-01-07T00:00:00-08:002005-01-07T00:00:00-08:00E5-32Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-32.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/07/E5-26.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to the Phase-In of PCX Plus2005-01-07T00:00:00-08:002005-01-07T00:00:00-08:00E5-26Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-26.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/07/E5-25.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval to Proposed Rule Change Relating to Concentration Limit Listing Standards in Phlx Rule 1009A2005-01-07T00:00:00-08:002005-01-07T00:00:00-08:00E5-25Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-25.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/07/E5-24.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Amending Phlx Rule 1072 in View of Commission Regulation SHO2005-01-07T00:00:00-08:002005-01-07T00:00:00-08:00E5-24Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-24.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/07/E5-23.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Clearing Fees for Securities Option Contracts2005-01-07T00:00:00-08:002005-01-07T00:00:00-08:00E5-23Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-23.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/07/E5-22.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Short Sales of Securities2005-01-07T00:00:00-08:002005-01-07T00:00:00-08:00E5-22Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-22.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/07/E5-21.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the New York Stock Exchange, Inc. To Amend Exchange Rules Relating to the Return of Membership Certificates, Notice and Return of Exchange-Issued Identification Cards, and Minor Violations of Rules2005-01-07T00:00:00-08:002005-01-07T00:00:00-08:00E5-21Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-21.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/07/E5-20.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Regulation SHO2005-01-07T00:00:00-08:002005-01-07T00:00:00-08:00E5-20Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-20.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/07/E5-19.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Regulatory Reporting Transmission Agreements With Self-Regulatory Organizations2005-01-07T00:00:00-08:002005-01-07T00:00:00-08:00E5-19Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-19.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/07/E5-18.htmlNotice - Principal Life Insurance Company, et al.;2005-01-07T00:00:00-08:002005-01-07T00:00:00-08:00E5-18Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-18.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/07/C4-28655.htmlNotice - Establishing a Docket for the Development of Plasma Standards Public Workshop; Notice2005-01-07T00:00:00-08:002005-01-07T00:00:00-08:00C4-28655Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/C4-28655.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/07/C4-27934.htmlProposed Rule - Regulation NMS2005-01-07T00:00:00-08:002005-01-07T00:00:00-08:00C4-27934Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/C4-27934.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/07/05-53.htmlRule - Asset-Backed Securities2005-01-07T00:00:00-08:002005-01-07T00:00:00-08:0005-53Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/05-53.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/07/05-309.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Short Sales2005-01-07T00:00:00-08:002005-01-07T00:00:00-08:0005-309Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/05-309.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/05/05-175.htmlNotice - Proposed Collection; Comment Request2005-01-05T00:00:00-08:002005-01-05T00:00:00-08:0005-175Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-05/pdf/05-175.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/05/05-174.htmlNotice - Proposed Collection; Comment Request2005-01-05T00:00:00-08:002005-01-05T00:00:00-08:0005-174Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-05/pdf/05-174.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/05/05-129.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402005-01-05T00:00:00-08:002005-01-05T00:00:00-08:0005-129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-05/pdf/05-129.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/05/05-128.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees in Connection With the iShares® FTSE/Xinhua China 25 Index Fund2005-01-05T00:00:00-08:002005-01-05T00:00:00-08:0005-128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-05/pdf/05-128.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/05/05-127.htmlNotice - Proposed Collection; Comment Request2005-01-05T00:00:00-08:002005-01-05T00:00:00-08:0005-127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-05/pdf/05-127.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/05/05-126.htmlNotice - Self-Regulatory Organizations, National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Regarding Minor Modifications to the Nasdaq Opening Process for Nasdaq-Listed Stocks2005-01-05T00:00:00-08:002005-01-05T00:00:00-08:0005-126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-05/pdf/05-126.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/04/E4-3923.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rule and Amendment No. 1 Amending Bylaws2005-01-04T00:00:00-08:002005-01-04T00:00:00-08:00E4-3923Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-04/pdf/E4-3923.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/04/05-81.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, incorporated; Notice of Filing and Immediate Effectiveness of Extension of Pilot Rule Change Relating to Transactions in Certain Exchange-Traded Funds2005-01-04T00:00:00-08:002005-01-04T00:00:00-08:0005-81Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-04/pdf/05-81.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/04/05-80.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment Nos. 1 and No. 2 by the International Securities Exchange, Inc., Relating to the Listing and Trading of Options on the S&P 1000 Index2005-01-04T00:00:00-08:002005-01-04T00:00:00-08:0005-80Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-04/pdf/05-80.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/04/05-79.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities2005-01-04T00:00:00-08:002005-01-04T00:00:00-08:0005-79Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-04/pdf/05-79.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/04/05-78.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. Relating to Amendments to Exchange Rule 633, 634, and 6352005-01-04T00:00:00-08:002005-01-04T00:00:00-08:0005-78Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-04/pdf/05-78.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/03/E4-3907.htmlNotice - Self-Regulatory Organizations; Order Approving a Proposed Rule Change, and Amendment Nos. 1, 2 and 3 Thereto, by National Association of Securities Dealers, Inc. Relating to Divestiture of Its Interest in the American Stock Exchange LLC2005-01-03T00:00:00-08:002005-01-03T00:00:00-08:00E4-3907Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-03/pdf/E4-3907.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/03/04-28671.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating To Split Price Priority2005-01-03T00:00:00-08:002005-01-03T00:00:00-08:0004-28671Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-03/pdf/04-28671.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/03/04-28670.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto To Amend the Exchange's Guaranteed Participation Rule Relating to Facilitation and Crossing Transactions2005-01-03T00:00:00-08:002005-01-03T00:00:00-08:0004-28670Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-03/pdf/04-28670.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/03/04-28669.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Amend the Exchange's Rule Relating to its Regulatory Transaction Fee2005-01-03T00:00:00-08:002005-01-03T00:00:00-08:0004-28669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-03/pdf/04-28669.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/03/04-27942.htmlNotice - Self Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change Modifying the Other Securities Fee Schedule2005-01-03T00:00:00-08:002005-01-03T00:00:00-08:0004-27942Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-03/pdf/04-27942.pdf