<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/01/28?registers=between Fri, 17 May 2024 12:47:26 -0700 Fri, 17 May 2024 12:47:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/01/28?registers=between Notice - Self-Regulatory Organizations; Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 3, 4, 5, 6, and 7 Thereto by the Pacific Exchange, Inc. To Require the Immediate Display of Customer Limit Orders https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-327.html https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-327.html Fri, 28 Jan 2005 00:00:00 -0800 E5-327 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-327.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc., Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-326.html https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-326.html Fri, 28 Jan 2005 00:00:00 -0800 E5-326 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-326.pdf Notice - Self-Regulatory Organizations; the Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 2 Thereto by the Pacific Exchange, Inc., Relating to the Exchange's Rules Under Its Minor Rule Plan and Recommended Fine Schedule https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-325.html https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-325.html Fri, 28 Jan 2005 00:00:00 -0800 E5-325 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-325.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto To Require the Immediate Display of Customer Options Limit Orders https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-324.html https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-324.html Fri, 28 Jan 2005 00:00:00 -0800 E5-324 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-324.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc., Relating To Imposing a New Licensing Fee in Connection With the Firm-Related Equity Option and Index Option Fee Cap https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-323.html https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-323.html Fri, 28 Jan 2005 00:00:00 -0800 E5-323 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-323.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-322.html https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-322.html Fri, 28 Jan 2005 00:00:00 -0800 E5-322 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-322.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-321.html https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-321.html Fri, 28 Jan 2005 00:00:00 -0800 E5-321 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-321.pdf Notice - Self Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Amendments to Section 13 of Schedule A to the NASD By-Laws (Review Charge for Advertisement, Sales Literature, and Other Such Material Filed With or Submitted to NASD) https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-320.html https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-320.html Fri, 28 Jan 2005 00:00:00 -0800 E5-320 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-320.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend Exchange Rule 104 to Require Specialists To Yield Orally-Consummated Proprietary Trades to Later-Arriving System Orders https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-319.html https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-319.html Fri, 28 Jan 2005 00:00:00 -0800 E5-319 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-319.pdf Notice - Self-Regulatory Organizations; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto by the Chicago Board Options Exchange, Inc. To Require the Immediate Display of Customer Limit Orders https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-318.html https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-318.html Fri, 28 Jan 2005 00:00:00 -0800 E5-318 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-318.pdf Notice - Self-Regulatory Organizations; Order Approving a Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5, and 6 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 7 and 8 Thereto by the American Stock Exchange LLC To Require the Immediate Display of Customer Options Limit Orders https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-317.html https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-317.html Fri, 28 Jan 2005 00:00:00 -0800 E5-317 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-317.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Application and Continuing Membership Standards of the Government Securities Division and the Mortgage-Backed Securities Division https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-316.html https://regulations.justia.com/regulations/fedreg/2005/01/28/E5-316.html Fri, 28 Jan 2005 00:00:00 -0800 E5-316 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-28/pdf/E5-316.pdf