Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/01/14?limit=200&registers=between&mode=atom 2024-05-17T09:45:21-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/01/14/E5-156.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-34, on CUSIP Numbers and New Issue Requirements, To Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities 2005-01-14T00:00:00-08:00 2005-01-14T00:00:00-08:00 E5-156 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-156.pdf https://regulations.justia.com/regulations/fedreg/2005/01/14/E5-144.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Amendments to the NYSE Constitution and the Adoption of an Independence Policy of the NYSE Board of Directors 2005-01-14T00:00:00-08:00 2005-01-14T00:00:00-08:00 E5-144 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-144.pdf https://regulations.justia.com/regulations/fedreg/2005/01/14/E5-136.html Notice - Self-Regulatory Organizations; Notice of Filing of Amendment No. 3 to Proposed Rule Change by the New York Stock Exchange, Inc., Relating to Procedures for Companies That Fail To File Annual Reports in a Timely Manner 2005-01-14T00:00:00-08:00 2005-01-14T00:00:00-08:00 E5-136 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-136.pdf https://regulations.justia.com/regulations/fedreg/2005/01/14/E5-135.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated, Relating to Allowing Market Participants To Submit Orders for Automatic Execution 2005-01-14T00:00:00-08:00 2005-01-14T00:00:00-08:00 E5-135 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-135.pdf https://regulations.justia.com/regulations/fedreg/2005/01/14/E5-134.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc., Regarding Waiver of California Arbitrator Disclosure Standards 2005-01-14T00:00:00-08:00 2005-01-14T00:00:00-08:00 E5-134 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-134.pdf https://regulations.justia.com/regulations/fedreg/2005/01/14/E5-133.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Systematizing of Orders in the Standard and Poor's Depositary Receipts (“SPDR”) Option Class 2005-01-14T00:00:00-08:00 2005-01-14T00:00:00-08:00 E5-133 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-133.pdf https://regulations.justia.com/regulations/fedreg/2005/01/14/05-875.html Notice - Sunshine Act Meeting 2005-01-14T00:00:00-08:00 2005-01-14T00:00:00-08:00 05-875 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/05-875.pdf https://regulations.justia.com/regulations/fedreg/2005/01/14/05-603.html Proposed Rule - Certain Broker-Dealers Deemed Not To Be Investment Advisers 2005-01-14T00:00:00-08:00 2005-01-14T00:00:00-08:00 05-603 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/05-603.pdf https://regulations.justia.com/regulations/fedreg/2005/01/14/05-602.html Rule - Certain Broker-Dealers Deemed Not To Be Investment Advisers 2005-01-14T00:00:00-08:00 2005-01-14T00:00:00-08:00 05-602 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/05-602.pdf