Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/01/14?limit=200®isters=between&mode=atom2024-05-17T09:45:21-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/01/14/E5-156.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-34, on CUSIP Numbers and New Issue Requirements, To Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:00E5-156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-156.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/E5-144.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Amendments to the NYSE Constitution and the Adoption of an Independence Policy of the NYSE Board of Directors2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:00E5-144Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-144.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/E5-136.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Amendment No. 3 to Proposed Rule Change by the New York Stock Exchange, Inc., Relating to Procedures for Companies That Fail To File Annual Reports in a Timely Manner2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:00E5-136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-136.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/E5-135.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated, Relating to Allowing Market Participants To Submit Orders for Automatic Execution2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:00E5-135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-135.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/E5-134.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc., Regarding Waiver of California Arbitrator Disclosure Standards2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:00E5-134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-134.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/E5-133.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Systematizing of Orders in the Standard and Poor's Depositary Receipts (“SPDR”) Option Class2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:00E5-133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/E5-133.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/05-875.htmlNotice - Sunshine Act Meeting2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:0005-875Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/05-875.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/05-603.htmlProposed Rule - Certain Broker-Dealers Deemed Not To Be Investment Advisers2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:0005-603Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/05-603.pdfhttps://regulations.justia.com/regulations/fedreg/2005/01/14/05-602.htmlRule - Certain Broker-Dealers Deemed Not To Be Investment Advisers2005-01-14T00:00:00-08:002005-01-14T00:00:00-08:0005-602Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-01-14/pdf/05-602.pdf