<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/01/12?registers=between Wed, 20 Aug 2025 01:39:46 -0700 Wed, 20 Aug 2025 01:39:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/01/12?registers=between Notice - Self-Regulatory Organizations; Order Approving a Proposed Rule Change and Amendments No. 1 and No. 2 Thereto by the American Stock Exchange LLC Relating to Revisions to Amex Rule 111 https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-90.html https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-90.html Wed, 12 Jan 2005 00:00:00 -0800 E5-90 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-90.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting and Compliance Engine (“TRACE”) Fees and Implementation Date of Stage Two of Dissemination of TRACE Transaction Information https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-89.html https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-89.html Wed, 12 Jan 2005 00:00:00 -0800 E5-89 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-89.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Suspension of the Specialist's and Registered Traders' Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock® https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-74.html https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-74.html Wed, 12 Jan 2005 00:00:00 -0800 E5-74 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-74.pdf Notice - Issuer Delisting; Notice of Application of microHelix, Inc., To Withdraw Its Common Stock, No Par Value, and Class B Warrants (To Purchase One Share of Common Stock), From Listing and Registration on the Boston Stock Exchange, Inc., File No. 1-16781 https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-73.html https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-73.html Wed, 12 Jan 2005 00:00:00 -0800 E5-73 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-73.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Exchange Rule 17.10(d)-Review of Decision Not To Initiate Charges https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-72.html https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-72.html Wed, 12 Jan 2005 00:00:00 -0800 E5-72 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-72.pdf Notice - Issuer Delisting; Notice of Application of the Procter & Gamble Company To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the National Stock Exchange https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-70.html https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-70.html Wed, 12 Jan 2005 00:00:00 -0800 E5-70 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-70.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Institute Fines for Late Payment of Cash Obligations and Margin and To Institute Informal Hearing Procedures for Fine Disputes https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-68.html https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-68.html Wed, 12 Jan 2005 00:00:00 -0800 E5-68 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-68.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Chicago Board Options Exchange, Incorporated Relating to the SizeQuote Mechanism https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-67.html https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-67.html Wed, 12 Jan 2005 00:00:00 -0800 E5-67 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-67.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Extension of the Suspension of Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock® https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-66.html https://regulations.justia.com/regulations/fedreg/2005/01/12/E5-66.html Wed, 12 Jan 2005 00:00:00 -0800 E5-66 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/E5-66.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No.1 Thereto Relating to the Customer Large Trade Discount Program https://regulations.justia.com/regulations/fedreg/2005/01/12/05-592.html https://regulations.justia.com/regulations/fedreg/2005/01/12/05-592.html Wed, 12 Jan 2005 00:00:00 -0800 05-592 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-12/pdf/05-592.pdf