<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/01/07?registers=between Sun, 29 Dec 2024 10:13:04 -0800 Sun, 29 Dec 2024 10:13:04 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/01/07?registers=between Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Participants Fund Deposit Requirements of Its Mortgage-Backed Securities Division https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-32.html https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-32.html Fri, 07 Jan 2005 00:00:00 -0800 E5-32 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-32.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to the Phase-In of PCX Plus https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-26.html https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-26.html Fri, 07 Jan 2005 00:00:00 -0800 E5-26 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-26.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval to Proposed Rule Change Relating to Concentration Limit Listing Standards in Phlx Rule 1009A https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-25.html https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-25.html Fri, 07 Jan 2005 00:00:00 -0800 E5-25 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-25.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Amending Phlx Rule 1072 in View of Commission Regulation SHO https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-24.html https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-24.html Fri, 07 Jan 2005 00:00:00 -0800 E5-24 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-24.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Clearing Fees for Securities Option Contracts https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-23.html https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-23.html Fri, 07 Jan 2005 00:00:00 -0800 E5-23 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-23.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Short Sales of Securities https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-22.html https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-22.html Fri, 07 Jan 2005 00:00:00 -0800 E5-22 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-22.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the New York Stock Exchange, Inc. To Amend Exchange Rules Relating to the Return of Membership Certificates, Notice and Return of Exchange-Issued Identification Cards, and Minor Violations of Rules https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-21.html https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-21.html Fri, 07 Jan 2005 00:00:00 -0800 E5-21 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-21.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Regulation SHO https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-20.html https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-20.html Fri, 07 Jan 2005 00:00:00 -0800 E5-20 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-20.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Regulatory Reporting Transmission Agreements With Self-Regulatory Organizations https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-19.html https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-19.html Fri, 07 Jan 2005 00:00:00 -0800 E5-19 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-19.pdf Notice - Principal Life Insurance Company, et al.; https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-18.html https://regulations.justia.com/regulations/fedreg/2005/01/07/E5-18.html Fri, 07 Jan 2005 00:00:00 -0800 E5-18 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/E5-18.pdf Notice - Establishing a Docket for the Development of Plasma Standards Public Workshop; Notice https://regulations.justia.com/regulations/fedreg/2005/01/07/C4-28655.html https://regulations.justia.com/regulations/fedreg/2005/01/07/C4-28655.html Fri, 07 Jan 2005 00:00:00 -0800 C4-28655 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/C4-28655.pdf Proposed Rule - Regulation NMS https://regulations.justia.com/regulations/fedreg/2005/01/07/C4-27934.html https://regulations.justia.com/regulations/fedreg/2005/01/07/C4-27934.html Fri, 07 Jan 2005 00:00:00 -0800 C4-27934 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/C4-27934.pdf Rule - Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2005/01/07/05-53.html https://regulations.justia.com/regulations/fedreg/2005/01/07/05-53.html Fri, 07 Jan 2005 00:00:00 -0800 05-53 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/05-53.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Short Sales https://regulations.justia.com/regulations/fedreg/2005/01/07/05-309.html https://regulations.justia.com/regulations/fedreg/2005/01/07/05-309.html Fri, 07 Jan 2005 00:00:00 -0800 05-309 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-07/pdf/05-309.pdf