<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2021?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Sun, 28 Apr 2024 10:25:41 -0700 Sun, 28 Apr 2024 10:25:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2021?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28293.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28293.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28293 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28293.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2021/12/09/2021-26632.html https://regulations.justia.com/regulations/fedreg/2021/12/09/2021-26632.html Thu, 09 Dec 2021 00:00:00 -0800 2021-26632 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-09/pdf/2021-26632.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0104: Clearing Exemption for Swaps Between Certain Affiliated Entities https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25483.html https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25483.html Tue, 23 Nov 2021 00:00:00 -0800 2021-25483 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-23/pdf/2021-25483.pdf Proposed Rule - Swap Clearing Requirement To Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25450.html https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25450.html Tue, 23 Nov 2021 00:00:00 -0800 2021-25450 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-11-23/pdf/2021-25450.pdf Rule - Changing Position Title of Judgment Officer to Administrative Judge https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-24449.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-24449.html Thu, 18 Nov 2021 00:00:00 -0800 2021-24449 Rule https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-24449.pdf Notice - Agency Information Collection Activities: Proposed Revised Collection, Comment Request: Swap Execution Facilities Final Rule; Notice of Intent To Revise Collection 3038-0074: Core Principles and Other Requirements for Swap Execution Facilities https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23856.html https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23856.html Tue, 02 Nov 2021 00:00:00 -0700 2021-23856 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-02/pdf/2021-23856.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23443.html https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23443.html Thu, 28 Oct 2021 00:00:00 -0700 2021-23443 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23443.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection, Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration, and Member Responsibility Actions https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23442.html https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23442.html Thu, 28 Oct 2021 00:00:00 -0700 2021-23442 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23442.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23441.html https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23441.html Thu, 28 Oct 2021 00:00:00 -0700 2021-23441 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23441.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-22038.html https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-22038.html Thu, 07 Oct 2021 00:00:00 -0700 2021-22038 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-22038.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/09/28/2021-21162.html https://regulations.justia.com/regulations/fedreg/2021/09/28/2021-21162.html Tue, 28 Sep 2021 00:00:00 -0700 2021-21162 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-28/pdf/2021-21162.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/09/28/2021-21160.html https://regulations.justia.com/regulations/fedreg/2021/09/28/2021-21160.html Tue, 28 Sep 2021 00:00:00 -0700 2021-21160 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-28/pdf/2021-21160.pdf Notice - Global Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2021/09/24/2021-20790.html https://regulations.justia.com/regulations/fedreg/2021/09/24/2021-20790.html Fri, 24 Sep 2021 00:00:00 -0700 2021-20790 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-24/pdf/2021-20790.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20417.html https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20417.html Mon, 20 Sep 2021 00:00:00 -0700 2021-20417 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20417.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20416.html https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20416.html Mon, 20 Sep 2021 00:00:00 -0700 2021-20416 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20416.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0033, Notification of Pending Legal Proceedings https://regulations.justia.com/regulations/fedreg/2021/08/23/2021-18079.html https://regulations.justia.com/regulations/fedreg/2021/08/23/2021-18079.html Mon, 23 Aug 2021 00:00:00 -0700 2021-18079 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-23/pdf/2021-18079.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0007, Regulation of Domestic Exchange-Traded Options https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17719.html https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17719.html Wed, 18 Aug 2021 00:00:00 -0700 2021-17719 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17719.pdf Notice - Public Availability of Fiscal Year 2019 Service Contract Inventory https://regulations.justia.com/regulations/fedreg/2021/07/16/2021-15166.html https://regulations.justia.com/regulations/fedreg/2021/07/16/2021-15166.html Fri, 16 Jul 2021 00:00:00 -0700 2021-15166 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-16/pdf/2021-15166.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2021/07/14/2021-14960.html https://regulations.justia.com/regulations/fedreg/2021/07/14/2021-14960.html Wed, 14 Jul 2021 00:00:00 -0700 2021-14960 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-14/pdf/2021-14960.pdf Notice - Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13692.html https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13692.html Mon, 28 Jun 2021 00:00:00 -0700 2021-13692 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13692.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/06/17/2021-12975.html https://regulations.justia.com/regulations/fedreg/2021/06/17/2021-12975.html Thu, 17 Jun 2021 00:00:00 -0700 2021-12975 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-17/pdf/2021-12975.pdf Notice - Agricultural Advisory Committee https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-11031.html https://regulations.justia.com/regulations/fedreg/2021/05/25/2021-11031.html Tue, 25 May 2021 00:00:00 -0700 2021-11031 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-25/pdf/2021-11031.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2021/05/19/2021-10558.html https://regulations.justia.com/regulations/fedreg/2021/05/19/2021-10558.html Wed, 19 May 2021 00:00:00 -0700 2021-10558 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-19/pdf/2021-10558.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Information Collection 3038-0115, Reparations Complaint, CFTC Form 30 https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09894.html https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09894.html Tue, 11 May 2021 00:00:00 -0700 2021-09894 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-11/pdf/2021-09894.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0074: Core Principles and Other Requirements for Swap Execution Facilities https://regulations.justia.com/regulations/fedreg/2021/04/16/2021-07870.html https://regulations.justia.com/regulations/fedreg/2021/04/16/2021-07870.html Fri, 16 Apr 2021 00:00:00 -0700 2021-07870 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-16/pdf/2021-07870.pdf Rule - Bankruptcy Regulations https://regulations.justia.com/regulations/fedreg/2021/04/13/2020-28300.html https://regulations.justia.com/regulations/fedreg/2021/04/13/2020-28300.html Tue, 13 Apr 2021 00:00:00 -0700 2020-28300 Rule https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2020-28300.pdf Proposed Rule - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2021/03/31/2021-04339.html https://regulations.justia.com/regulations/fedreg/2021/03/31/2021-04339.html Wed, 31 Mar 2021 00:00:00 -0700 2021-04339 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-03-31/pdf/2021-04339.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04667.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04667.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04667 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04667.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04666.html https://regulations.justia.com/regulations/fedreg/2021/03/08/2021-04666.html Mon, 08 Mar 2021 00:00:00 -0800 2021-04666 Notice https://www.govinfo.gov/content/pkg/FR-2021-03-08/pdf/2021-04666.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0095; Large Trader Reporting for Physical Commodity Swaps https://regulations.justia.com/regulations/fedreg/2021/02/24/2021-03817.html https://regulations.justia.com/regulations/fedreg/2021/02/24/2021-03817.html Wed, 24 Feb 2021 00:00:00 -0800 2021-03817 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-24/pdf/2021-03817.pdf Notice - Global Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03405.html https://regulations.justia.com/regulations/fedreg/2021/02/19/2021-03405.html Fri, 19 Feb 2021 00:00:00 -0800 2021-03405 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-19/pdf/2021-03405.pdf Proposed Rule - Swap Execution Facilities and Trade Execution Requirement https://regulations.justia.com/regulations/fedreg/2021/02/12/2020-28945.html https://regulations.justia.com/regulations/fedreg/2021/02/12/2020-28945.html Fri, 12 Feb 2021 00:00:00 -0800 2020-28945 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-02-12/pdf/2020-28945.pdf Rule - Swap Execution Facilities https://regulations.justia.com/regulations/fedreg/2021/02/11/2020-28944.html https://regulations.justia.com/regulations/fedreg/2021/02/11/2020-28944.html Thu, 11 Feb 2021 00:00:00 -0800 2020-28944 Rule https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2020-28944.pdf Rule - Exemptions From Swap Trade Execution Requirement https://regulations.justia.com/regulations/fedreg/2021/02/11/2020-28943.html https://regulations.justia.com/regulations/fedreg/2021/02/11/2020-28943.html Thu, 11 Feb 2021 00:00:00 -0800 2020-28943 Rule https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2020-28943.pdf Notice - Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02440.html https://regulations.justia.com/regulations/fedreg/2021/02/05/2021-02440.html Fri, 05 Feb 2021 00:00:00 -0800 2021-02440 Notice https://www.govinfo.gov/content/pkg/FR-2021-02-05/pdf/2021-02440.pdf Rule - Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2021 https://regulations.justia.com/regulations/fedreg/2021/02/02/2021-00897.html https://regulations.justia.com/regulations/fedreg/2021/02/02/2021-00897.html Tue, 02 Feb 2021 00:00:00 -0800 2021-00897 Rule https://www.govinfo.gov/content/pkg/FR-2021-02-02/pdf/2021-00897.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01911.html https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01911.html Thu, 28 Jan 2021 00:00:00 -0800 2021-01911 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01911.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01841.html https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01841.html Thu, 28 Jan 2021 00:00:00 -0800 2021-01841 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01841.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0082, Whistleblower Provision https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01839.html https://regulations.justia.com/regulations/fedreg/2021/01/28/2021-01839.html Thu, 28 Jan 2021 00:00:00 -0800 2021-01839 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-28/pdf/2021-01839.pdf Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2021/01/25/2020-27508.html https://regulations.justia.com/regulations/fedreg/2021/01/25/2020-27508.html Mon, 25 Jan 2021 00:00:00 -0800 2020-27508 Rule https://www.govinfo.gov/content/pkg/FR-2021-01-25/pdf/2020-27508.pdf Notice - Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01145.html https://regulations.justia.com/regulations/fedreg/2021/01/21/2021-01145.html Thu, 21 Jan 2021 00:00:00 -0800 2021-01145 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-21/pdf/2021-01145.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0074: Core Principles and Other Requirements for Swap Execution Facilities https://regulations.justia.com/regulations/fedreg/2021/01/19/2021-01081.html https://regulations.justia.com/regulations/fedreg/2021/01/19/2021-01081.html Tue, 19 Jan 2021 00:00:00 -0800 2021-01081 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-19/pdf/2021-01081.pdf Rule - Position Limits for Derivatives https://regulations.justia.com/regulations/fedreg/2021/01/14/2020-25332.html https://regulations.justia.com/regulations/fedreg/2021/01/14/2020-25332.html Thu, 14 Jan 2021 00:00:00 -0800 2020-25332 Rule https://www.govinfo.gov/content/pkg/FR-2021-01-14/pdf/2020-25332.pdf Rule - Electronic Trading Risk Principles https://regulations.justia.com/regulations/fedreg/2021/01/11/2020-27622.html https://regulations.justia.com/regulations/fedreg/2021/01/11/2020-27622.html Mon, 11 Jan 2021 00:00:00 -0800 2020-27622 Rule https://www.govinfo.gov/content/pkg/FR-2021-01-11/pdf/2020-27622.pdf Rule - Exemption From Derivatives Clearing Organization Registration https://regulations.justia.com/regulations/fedreg/2021/01/07/2020-26527.html https://regulations.justia.com/regulations/fedreg/2021/01/07/2020-26527.html Thu, 07 Jan 2021 00:00:00 -0800 2020-26527 Rule https://www.govinfo.gov/content/pkg/FR-2021-01-07/pdf/2020-26527.pdf Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-27736.html https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-27736.html Tue, 05 Jan 2021 00:00:00 -0800 2020-27736 Rule https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-27736.pdf Rule - Portfolio Reconciliation Requirements for Swap Dealers and Major Swap Participants-Revision of “Material Terms” Definition https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-26536.html https://regulations.justia.com/regulations/fedreg/2021/01/05/2020-26536.html Tue, 05 Jan 2021 00:00:00 -0800 2020-26536 Rule https://www.govinfo.gov/content/pkg/FR-2021-01-05/pdf/2020-26536.pdf