Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2020?limit=200&registers=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom 2024-04-25T06:44:26-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/12/18/2020-27865.html Notice - Privacy Act of 1974; System of Records 2020-12-18T00:00:00-08:00 2020-12-18T00:00:00-08:00 2020-27865 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-18/pdf/2020-27865.pdf https://regulations.justia.com/regulations/fedreg/2020/12/18/2020-26555.html Rule - Swap Execution Facility Requirements 2020-12-18T00:00:00-08:00 2020-12-18T00:00:00-08:00 2020-26555 Rule https://www.govinfo.gov/content/pkg/FR-2020-12-18/pdf/2020-26555.pdf https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-23810.html Rule - Exemption From Registration for Certain Foreign Intermediaries 2020-12-07T00:00:00-08:00 2020-12-07T00:00:00-08:00 2020-23810 Rule https://www.govinfo.gov/content/pkg/FR-2020-12-07/pdf/2020-23810.pdf https://regulations.justia.com/regulations/fedreg/2020/12/04/2020-26791.html Notice - Sunshine Act Meetings 2020-12-04T00:00:00-08:00 2020-12-04T00:00:00-08:00 2020-26791 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-04/pdf/2020-26791.pdf https://regulations.justia.com/regulations/fedreg/2020/12/02/2020-26557.html Notice - Agency Information Collection Activities: Proposed Revised Collection, Comment Request: “Real Time Public Reporting” 2020-12-02T00:00:00-08:00 2020-12-02T00:00:00-08:00 2020-26557 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-02/pdf/2020-26557.pdf https://regulations.justia.com/regulations/fedreg/2020/12/02/2020-26556.html Notice - Agency Information Collection Activities: Proposed Revised Collection, Comment Request: “Swap Data Recordkeeping and Reporting Requirements” 2020-12-02T00:00:00-08:00 2020-12-02T00:00:00-08:00 2020-26556 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-02/pdf/2020-26556.pdf https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-25394.html Rule - Swap Clearing Requirement Exemptions 2020-11-30T00:00:00-08:00 2020-11-30T00:00:00-08:00 2020-25394 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-30/pdf/2020-25394.pdf https://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26220.html Notice - Global Markets Advisory Committee; Meeting 2020-11-27T00:00:00-08:00 2020-11-27T00:00:00-08:00 2020-26220 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-27/pdf/2020-26220.pdf https://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26198.html Notice - Agency Information Collection Activities: Copies of Crop and Market Information Reports 2020-11-27T00:00:00-08:00 2020-11-27T00:00:00-08:00 2020-26198 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-27/pdf/2020-26198.pdf https://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26173.html Notice - Technology Advisory Committee 2020-11-27T00:00:00-08:00 2020-11-27T00:00:00-08:00 2020-26173 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-27/pdf/2020-26173.pdf https://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26170.html Notice - Agency Information Collection Activities: Notice of Intent to Renew Collection 3038-0026, Gross Collection of Exchange-Set Margins for Omnibus Accounts 2020-11-27T00:00:00-08:00 2020-11-27T00:00:00-08:00 2020-26170 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-27/pdf/2020-26170.pdf https://regulations.justia.com/regulations/fedreg/2020/11/25/2020-21570.html Rule - Certain Swap Data Repository and Data Reporting Requirements 2020-11-25T00:00:00-08:00 2020-11-25T00:00:00-08:00 2020-21570 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-25/pdf/2020-21570.pdf https://regulations.justia.com/regulations/fedreg/2020/11/25/2020-21569.html Rule - Swap Data Recordkeeping and Reporting Requirements 2020-11-25T00:00:00-08:00 2020-11-25T00:00:00-08:00 2020-21569 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-25/pdf/2020-21569.pdf https://regulations.justia.com/regulations/fedreg/2020/11/25/2020-21568.html Rule - Real-Time Public Reporting Requirements 2020-11-25T00:00:00-08:00 2020-11-25T00:00:00-08:00 2020-21568 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-25/pdf/2020-21568.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25911.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0082, Whistleblower Provision 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-25911 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25911.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24662.html Rule - Foreign Futures and Options Transactions 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-24662 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24662.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24661.html Rule - Foreign Futures and Options Transactions 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-24661 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24661.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24660.html Rule - Foreign Futures and Options Transactions 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-24660 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24660.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24659.html Rule - Foreign Futures and Options Transactions 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-24659 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24659.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24658.html Rule - Foreign Futures and Options Transactions 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-24658 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24658.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24353.html Rule - Customer Margin Rules Relating to Security Futures 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-24353 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24353.pdf https://regulations.justia.com/regulations/fedreg/2020/11/10/2020-22874.html Rule - Compliance Requirements for Commodity Pool Operators on Form CPO-PQR 2020-11-10T00:00:00-08:00 2020-11-10T00:00:00-08:00 2020-22874 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-10/pdf/2020-22874.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-23473.html Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-23473 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-23473.pdf https://regulations.justia.com/regulations/fedreg/2020/11/05/2020-23928.html Proposed Rule - Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps 2020-11-05T00:00:00-08:00 2020-11-05T00:00:00-08:00 2020-23928 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-11-05/pdf/2020-23928.pdf https://regulations.justia.com/regulations/fedreg/2020/11/03/2020-24351.html Notice - Privacy Act of 1974; System of Records 2020-11-03T00:00:00-08:00 2020-11-03T00:00:00-08:00 2020-24351 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-03/pdf/2020-24351.pdf https://regulations.justia.com/regulations/fedreg/2020/11/03/2020-23167.html Rule - Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Correction 2020-11-03T00:00:00-08:00 2020-11-03T00:00:00-08:00 2020-23167 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-03/pdf/2020-23167.pdf https://regulations.justia.com/regulations/fedreg/2020/11/02/2020-24315.html Notice - Sunshine Act Meetings 2020-11-02T00:00:00-08:00 2020-11-02T00:00:00-08:00 2020-24315 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-02/pdf/2020-24315.pdf https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-24039.html Notice - Sunshine Act Meetings 2020-10-29T00:00:00-07:00 2020-10-29T00:00:00-07:00 2020-24039 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-29/pdf/2020-24039.pdf https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23833.html Notice - Agency Information Collection Activities Under OMB Review 2020-10-28T00:00:00-07:00 2020-10-28T00:00:00-07:00 2020-23833 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23833.pdf https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23793.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports) 2020-10-28T00:00:00-07:00 2020-10-28T00:00:00-07:00 2020-23793 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23793.pdf https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23671.html Notice - Agency Information Collection Activities Under OMB Review 2020-10-26T00:00:00-07:00 2020-10-26T00:00:00-07:00 2020-23671 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23671.pdf https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23670.html Notice - Agency Information Collection Activities Under OMB Review 2020-10-26T00:00:00-07:00 2020-10-26T00:00:00-07:00 2020-23670 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23670.pdf https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23669.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0062: Off-Exchange Foreign Currency Transactions 2020-10-26T00:00:00-07:00 2020-10-26T00:00:00-07:00 2020-23669 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23669.pdf https://regulations.justia.com/regulations/fedreg/2020/10/21/2020-21306.html Rule - Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations 2020-10-21T00:00:00-07:00 2020-10-21T00:00:00-07:00 2020-21306 Rule https://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-21306.pdf https://regulations.justia.com/regulations/fedreg/2020/10/20/2020-23249.html Notice - Sunshine Act Meetings 2020-10-20T00:00:00-07:00 2020-10-20T00:00:00-07:00 2020-23249 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-20/pdf/2020-23249.pdf https://regulations.justia.com/regulations/fedreg/2020/10/20/2020-23168.html Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection, Comment Request: Adoption of Revised Notice of Exemption 2020-10-20T00:00:00-07:00 2020-10-20T00:00:00-07:00 2020-23168 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-20/pdf/2020-23168.pdf https://regulations.justia.com/regulations/fedreg/2020/10/14/2020-22759.html Notice - Sunshine Act Meetings 2020-10-14T00:00:00-07:00 2020-10-14T00:00:00-07:00 2020-22759 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-14/pdf/2020-22759.pdf https://regulations.justia.com/regulations/fedreg/2020/10/14/2020-22673.html Notice - Public Availability of Fiscal Year 2018 Service Contract Inventory 2020-10-14T00:00:00-07:00 2020-10-14T00:00:00-07:00 2020-22673 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-14/pdf/2020-22673.pdf https://regulations.justia.com/regulations/fedreg/2020/10/02/2020-21912.html Notice - Sunshine Act Meetings 2020-10-02T00:00:00-07:00 2020-10-02T00:00:00-07:00 2020-21912 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-02/pdf/2020-21912.pdf https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21423.html Notice - Privacy Act of 1974; System of Records 2020-09-29T00:00:00-07:00 2020-09-29T00:00:00-07:00 2020-21423 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-29/pdf/2020-21423.pdf https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21396.html Notice - Request for Nominations for a Subcommittee Under the Agricultural Advisory Committee 2020-09-29T00:00:00-07:00 2020-09-29T00:00:00-07:00 2020-21396 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-29/pdf/2020-21396.pdf https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21224.html Notice - Agency Information Collection Activities Under OMB Review 2020-09-25T00:00:00-07:00 2020-09-25T00:00:00-07:00 2020-21224 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-25/pdf/2020-21224.pdf https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21100.html Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction 2020-09-25T00:00:00-07:00 2020-09-25T00:00:00-07:00 2020-21100 Rule https://www.govinfo.gov/content/pkg/FR-2020-09-25/pdf/2020-21100.pdf https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21131.html Notice - Sunshine Act Meetings 2020-09-24T00:00:00-07:00 2020-09-24T00:00:00-07:00 2020-21131 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-24/pdf/2020-21131.pdf https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21097.html Notice - Agency Information Collection Activities Under OMB Review 2020-09-24T00:00:00-07:00 2020-09-24T00:00:00-07:00 2020-21097 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-24/pdf/2020-21097.pdf https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21096.html Notice - Agency Information Collection Activities Under OMB Review 2020-09-24T00:00:00-07:00 2020-09-24T00:00:00-07:00 2020-21096 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-24/pdf/2020-21096.pdf https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21005.html Proposed Rule - Bankruptcy Regulations 2020-09-24T00:00:00-07:00 2020-09-24T00:00:00-07:00 2020-21005 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-09-24/pdf/2020-21005.pdf https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-18303.html Proposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2020-09-23T00:00:00-07:00 2020-09-23T00:00:00-07:00 2020-18303 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-09-23/pdf/2020-18303.pdf https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20903.html Notice - Renewal of the Technology Advisory Committee 2020-09-22T00:00:00-07:00 2020-09-22T00:00:00-07:00 2020-20903 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-22/pdf/2020-20903.pdf https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-18222.html Proposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2020-09-22T00:00:00-07:00 2020-09-22T00:00:00-07:00 2020-18222 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-09-22/pdf/2020-18222.pdf https://regulations.justia.com/regulations/fedreg/2020/09/16/2020-20425.html Notice - Renewal of the Global Markets Advisory Committee 2020-09-16T00:00:00-07:00 2020-09-16T00:00:00-07:00 2020-20425 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-16/pdf/2020-20425.pdf https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20367.html Notice - Sunshine Act Meetings 2020-09-15T00:00:00-07:00 2020-09-15T00:00:00-07:00 2020-20367 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20367.pdf https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-16492.html Rule - Capital Requirements of Swap Dealers and Major Swap Participants 2020-09-15T00:00:00-07:00 2020-09-15T00:00:00-07:00 2020-16492 Rule https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-16492.pdf https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-16489.html Rule - Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants 2020-09-14T00:00:00-07:00 2020-09-14T00:00:00-07:00 2020-16489 Rule https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-16489.pdf https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19775.html Notice - Agricultural Advisory Committee 2020-09-08T00:00:00-07:00 2020-09-08T00:00:00-07:00 2020-19775 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19775.pdf https://regulations.justia.com/regulations/fedreg/2020/09/04/2020-19797.html Notice - Sunshine Act Meetings 2020-09-04T00:00:00-07:00 2020-09-04T00:00:00-07:00 2020-19797 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-04/pdf/2020-19797.pdf https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19077.html Notice - Renewal of the Agricultural Advisory Committee 2020-08-31T00:00:00-07:00 2020-08-31T00:00:00-07:00 2020-19077 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19077.pdf https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18118.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports) 2020-08-19T00:00:00-07:00 2020-08-19T00:00:00-07:00 2020-18118 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-19/pdf/2020-18118.pdf https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-18039.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0059: Part 41, Relating to Security Futures Products 2020-08-18T00:00:00-07:00 2020-08-18T00:00:00-07:00 2020-18039 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-18039.pdf https://regulations.justia.com/regulations/fedreg/2020/08/17/2020-17896.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0092, Customer Clearing Documentation and Timing of Acceptance for Clearing 2020-08-17T00:00:00-07:00 2020-08-17T00:00:00-07:00 2020-17896 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-17/pdf/2020-17896.pdf https://regulations.justia.com/regulations/fedreg/2020/08/17/2020-17892.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection; 3038-0097, Process for Review of Swaps for Mandatory Clearing 2020-08-17T00:00:00-07:00 2020-08-17T00:00:00-07:00 2020-17892 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-17/pdf/2020-17892.pdf https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-17046.html Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0005, Adoption of Revised Notice of Exemption Under Regulation 4.13(b)(1) 2020-08-05T00:00:00-07:00 2020-08-05T00:00:00-07:00 2020-17046 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-05/pdf/2020-17046.pdf https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15525.html Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds 2020-07-31T00:00:00-07:00 2020-07-31T00:00:00-07:00 2020-15525 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-15525.pdf https://regulations.justia.com/regulations/fedreg/2020/07/24/2020-14343.html Rule - Post-Trade Name Give-Up on Swap Execution Facilities 2020-07-24T00:00:00-07:00 2020-07-24T00:00:00-07:00 2020-14343 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-24/pdf/2020-14343.pdf https://regulations.justia.com/regulations/fedreg/2020/07/22/2020-14390.html Rule - Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures 2020-07-22T00:00:00-07:00 2020-07-22T00:00:00-07:00 2020-14390 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-22/pdf/2020-14390.pdf https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15604.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0079: Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards With Counterparties 2020-07-20T00:00:00-07:00 2020-07-20T00:00:00-07:00 2020-15604 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15604.pdf https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15466.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0091: Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral 2020-07-17T00:00:00-07:00 2020-07-17T00:00:00-07:00 2020-15466 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15466.pdf https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15429.html Notice - Sunshine Act Meetings 2020-07-15T00:00:00-07:00 2020-07-15T00:00:00-07:00 2020-15429 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15429.pdf https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-14383.html Proposed Rule - Regulation Automated Trading; Withdrawal 2020-07-15T00:00:00-07:00 2020-07-15T00:00:00-07:00 2020-14383 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-14383.pdf https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-14381.html Proposed Rule - Electronic Trading Risk Principles 2020-07-15T00:00:00-07:00 2020-07-15T00:00:00-07:00 2020-14381 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-14381.pdf https://regulations.justia.com/regulations/fedreg/2020/07/10/2020-14254.html Proposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2020-07-10T00:00:00-07:00 2020-07-10T00:00:00-07:00 2020-14254 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-07-10/pdf/2020-14254.pdf https://regulations.justia.com/regulations/fedreg/2020/07/10/2020-12033.html Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2020-07-10T00:00:00-07:00 2020-07-10T00:00:00-07:00 2020-12033 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-10/pdf/2020-12033.pdf https://regulations.justia.com/regulations/fedreg/2020/07/08/2020-12607.html Rule - Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications 2020-07-08T00:00:00-07:00 2020-07-08T00:00:00-07:00 2020-12607 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-08/pdf/2020-12607.pdf https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14378.html Notice - Market Risk Advisory Committee 2020-07-06T00:00:00-07:00 2020-07-06T00:00:00-07:00 2020-14378 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14378.pdf https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14127.html Notice - Agency Information Collection Activities Under OMB Review 2020-07-01T00:00:00-07:00 2020-07-01T00:00:00-07:00 2020-14127 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14127.pdf https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13905.html Notice - Technology Advisory Committee 2020-06-29T00:00:00-07:00 2020-06-29T00:00:00-07:00 2020-13905 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13905.pdf https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13466.html Notice - Agency Information Collection Activities: Notice of Intent To Revise Collections, Comment Request: Adoption of Revised Registration Form 8-R 2020-06-24T00:00:00-07:00 2020-06-24T00:00:00-07:00 2020-13466 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13466.pdf https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13465.html Notice - Adoption of Revised Registration Form 8-R 2020-06-24T00:00:00-07:00 2020-06-24T00:00:00-07:00 2020-13465 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13465.pdf https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-11827.html Rule - Retail Commodity Transactions Involving Certain Digital Assets 2020-06-24T00:00:00-07:00 2020-06-24T00:00:00-07:00 2020-11827 Rule https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-11827.pdf https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13572.html Notice - Sunshine Act Meetings 2020-06-23T00:00:00-07:00 2020-06-23T00:00:00-07:00 2020-13572 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13572.pdf https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-12034.html Proposed Rule - Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools 2020-06-12T00:00:00-07:00 2020-06-12T00:00:00-07:00 2020-12034 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-06-12/pdf/2020-12034.pdf https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-10809.html Rule - Derivatives Clearing Organization General Provisions and Core Principles 2020-06-12T00:00:00-07:00 2020-06-12T00:00:00-07:00 2020-10809 Rule https://www.govinfo.gov/content/pkg/FR-2020-06-12/pdf/2020-10809.pdf https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-08482.html Proposed Rule - Bankruptcy Regulations 2020-06-12T00:00:00-07:00 2020-06-12T00:00:00-07:00 2020-08482 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-06-12/pdf/2020-08482.pdf https://regulations.justia.com/regulations/fedreg/2020/06/02/2020-11918.html Notice - Sunshine Act Meetings 2020-06-02T00:00:00-07:00 2020-06-02T00:00:00-07:00 2020-11918 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-02/pdf/2020-11918.pdf https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11631.html Notice - Sunshine Act Meetings 2020-05-28T00:00:00-07:00 2020-05-28T00:00:00-07:00 2020-11631 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-28/pdf/2020-11631.pdf https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11409.html Notice - Sunshine Act Meetings 2020-05-27T00:00:00-07:00 2020-05-27T00:00:00-07:00 2020-11409 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11409.pdf https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11296.html Notice - Agency Information Collection Activities Under OMB Review 2020-05-27T00:00:00-07:00 2020-05-27T00:00:00-07:00 2020-11296 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11296.pdf https://regulations.justia.com/regulations/fedreg/2020/05/19/2020-10676.html Notice - CFTC 2020-2024 Strategic Plan 2020-05-19T00:00:00-07:00 2020-05-19T00:00:00-07:00 2020-10676 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-19/pdf/2020-10676.pdf https://regulations.justia.com/regulations/fedreg/2020/05/18/2020-10540.html Notice - Agency Information Collection Activities Under OMB Review 2020-05-18T00:00:00-07:00 2020-05-18T00:00:00-07:00 2020-10540 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-18/pdf/2020-10540.pdf https://regulations.justia.com/regulations/fedreg/2020/05/18/2020-08552.html Rule - Privacy of Consumer Financial Information 2020-05-18T00:00:00-07:00 2020-05-18T00:00:00-07:00 2020-08552 Rule https://www.govinfo.gov/content/pkg/FR-2020-05-18/pdf/2020-08552.pdf https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-08603.html Proposed Rule - Swap Clearing Requirement Exemptions 2020-05-12T00:00:00-07:00 2020-05-12T00:00:00-07:00 2020-08603 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-08603.pdf https://regulations.justia.com/regulations/fedreg/2020/05/11/2020-08601.html Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2020-05-11T00:00:00-07:00 2020-05-11T00:00:00-07:00 2020-08601 Rule https://www.govinfo.gov/content/pkg/FR-2020-05-11/pdf/2020-08601.pdf https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09554.html Notice - Renewal of the Market Risk Advisory Committee 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09554 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09554.pdf https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-08496.html Proposed Rule - Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR 2020-05-04T00:00:00-07:00 2020-05-04T00:00:00-07:00 2020-08496 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-08496.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-09015.html Notice - Sunshine Act Meetings 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-09015 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-09015.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08837.html Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0090 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08837 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08837.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08799.html Notice - Agency Information Collection Activities Under OMB Review 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08799 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08799.pdf https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08608.html Notice - Global Markets Advisory Committee 2020-04-23T00:00:00-07:00 2020-04-23T00:00:00-07:00 2020-08608 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08608.pdf https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08109.html Proposed Rule - Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic 2020-04-23T00:00:00-07:00 2020-04-23T00:00:00-07:00 2020-08109 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08109.pdf https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08313.html Notice - Agricultural Advisory Committee Meeting 2020-04-21T00:00:00-07:00 2020-04-21T00:00:00-07:00 2020-08313 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08313.pdf https://regulations.justia.com/regulations/fedreg/2020/04/20/2020-08347.html Notice - Energy and Environmental Markets Advisory Committee 2020-04-20T00:00:00-07:00 2020-04-20T00:00:00-07:00 2020-08347 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-20/pdf/2020-08347.pdf https://regulations.justia.com/regulations/fedreg/2020/04/20/2020-08243.html Notice - Climate-Related Market Risk Subcommittee Under the Market Risk Advisory Committee; Correction 2020-04-20T00:00:00-07:00 2020-04-20T00:00:00-07:00 2020-08243 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-20/pdf/2020-08243.pdf https://regulations.justia.com/regulations/fedreg/2020/04/17/2020-04407.html Proposed Rule - Swap Data Recordkeeping and Reporting Requirements 2020-04-17T00:00:00-07:00 2020-04-17T00:00:00-07:00 2020-04407 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-04-17/pdf/2020-04407.pdf https://regulations.justia.com/regulations/fedreg/2020/04/17/2020-04405.html Proposed Rule - Real-Time Public Reporting Requirements 2020-04-17T00:00:00-07:00 2020-04-17T00:00:00-07:00 2020-04405 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-04-17/pdf/2020-04405.pdf https://regulations.justia.com/regulations/fedreg/2020/04/17/2020-04404.html Proposed Rule - Certain Swap Data Repository and Data Reporting Requirements 2020-04-17T00:00:00-07:00 2020-04-17T00:00:00-07:00 2020-04404 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-04-17/pdf/2020-04404.pdf https://regulations.justia.com/regulations/fedreg/2020/04/14/2020-07860.html Notice - Climate-Related Market Risk Subcommittee Under the Market Risk Advisory Committee 2020-04-14T00:00:00-07:00 2020-04-14T00:00:00-07:00 2020-07860 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-14/pdf/2020-07860.pdf https://regulations.justia.com/regulations/fedreg/2020/04/10/2020-07755.html Notice - Sunshine Act Meetings 2020-04-10T00:00:00-07:00 2020-04-10T00:00:00-07:00 2020-07755 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-10/pdf/2020-07755.pdf https://regulations.justia.com/regulations/fedreg/2020/04/10/2020-07671.html Notice - Sunshine Act Meetings 2020-04-10T00:00:00-07:00 2020-04-10T00:00:00-07:00 2020-07671 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-10/pdf/2020-07671.pdf https://regulations.justia.com/regulations/fedreg/2020/04/09/2020-06625.html Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2020-04-09T00:00:00-07:00 2020-04-09T00:00:00-07:00 2020-06625 Rule https://www.govinfo.gov/content/pkg/FR-2020-04-09/pdf/2020-06625.pdf https://regulations.justia.com/regulations/fedreg/2020/04/07/2020-07422.html Notice - Sunshine Act Meetings 2020-04-07T00:00:00-07:00 2020-04-07T00:00:00-07:00 2020-07422 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-07/pdf/2020-07422.pdf https://regulations.justia.com/regulations/fedreg/2020/03/19/2020-05981.html Notice - Sunshine Act Meetings 2020-03-19T00:00:00-07:00 2020-03-19T00:00:00-07:00 2020-05981 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-19/pdf/2020-05981.pdf https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05575.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0049: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters 2020-03-18T00:00:00-07:00 2020-03-18T00:00:00-07:00 2020-05575 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05575.pdf https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05097.html Rule - Foreign Futures and Options Transactions 2020-03-18T00:00:00-07:00 2020-03-18T00:00:00-07:00 2020-05097 Rule https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05097.pdf https://regulations.justia.com/regulations/fedreg/2020/03/17/2020-05577.html Notice - Sunshine Act Meetings 2020-03-17T00:00:00-07:00 2020-03-17T00:00:00-07:00 2020-05577 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-17/pdf/2020-05577.pdf https://regulations.justia.com/regulations/fedreg/2020/03/12/2020-05124.html Notice - Sunshine Act Meetings 2020-03-12T00:00:00-07:00 2020-03-12T00:00:00-07:00 2020-05124 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-12/pdf/2020-05124.pdf https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04817.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0093, Part 40, Provisions Common to Registered Entities 2020-03-10T00:00:00-07:00 2020-03-10T00:00:00-07:00 2020-04817 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-10/pdf/2020-04817.pdf https://regulations.justia.com/regulations/fedreg/2020/03/06/2020-04622.html Notice - Energy and Environmental Markets Advisory Committee 2020-03-06T00:00:00-08:00 2020-03-06T00:00:00-08:00 2020-04622 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-06/pdf/2020-04622.pdf https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-02707.html Proposed Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds 2020-02-28T00:00:00-08:00 2020-02-28T00:00:00-08:00 2020-02707 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-02707.pdf https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-02320.html Proposed Rule - Position Limits for Derivatives 2020-02-27T00:00:00-08:00 2020-02-27T00:00:00-08:00 2020-02320 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-02320.pdf https://regulations.justia.com/regulations/fedreg/2020/02/19/2020-02721.html Proposed Rule - Swap Execution Facility Requirements and Real-Time Reporting Requirements 2020-02-19T00:00:00-08:00 2020-02-19T00:00:00-08:00 2020-02721 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-02-19/pdf/2020-02721.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03217.html Notice - Sunshine Act Meetings 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03217 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03217.pdf https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03056.html Notice - Agency Information Collection Activities Under OMB Review 2020-02-18T00:00:00-08:00 2020-02-18T00:00:00-08:00 2020-03056 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03056.pdf https://regulations.justia.com/regulations/fedreg/2020/02/14/2020-02965.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0101, Registration of Foreign Boards of Trade 2020-02-14T00:00:00-08:00 2020-02-14T00:00:00-08:00 2020-02965 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-14/pdf/2020-02965.pdf https://regulations.justia.com/regulations/fedreg/2020/02/11/2020-02623.html Notice - Technology Advisory Committee 2020-02-11T00:00:00-08:00 2020-02-11T00:00:00-08:00 2020-02623 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-11/pdf/2020-02623.pdf https://regulations.justia.com/regulations/fedreg/2020/02/05/2020-02385.html Notice - Sunshine Act Meetings 2020-02-05T00:00:00-08:00 2020-02-05T00:00:00-08:00 2020-02385 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-05/pdf/2020-02385.pdf https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01606.html Notice - Agency Information Collection Activities Under OMB Review 2020-01-30T00:00:00-08:00 2020-01-30T00:00:00-08:00 2020-01606 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01606.pdf https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01605.html Notice - Agency Information Collection Activities Under OMB Review 2020-01-30T00:00:00-08:00 2020-01-30T00:00:00-08:00 2020-01605 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01605.pdf https://regulations.justia.com/regulations/fedreg/2020/01/27/2020-01460.html Notice - Sunshine Act Meetings 2020-01-27T00:00:00-08:00 2020-01-27T00:00:00-08:00 2020-01460 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-27/pdf/2020-01460.pdf https://regulations.justia.com/regulations/fedreg/2020/01/27/2020-01065.html Rule - Derivatives Clearing Organization General Provisions and Core Principles 2020-01-27T00:00:00-08:00 2020-01-27T00:00:00-08:00 2020-01065 Rule https://www.govinfo.gov/content/pkg/FR-2020-01-27/pdf/2020-01065.pdf https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00313.html Rule - Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2020 2020-01-13T00:00:00-08:00 2020-01-13T00:00:00-08:00 2020-00313 Rule https://www.govinfo.gov/content/pkg/FR-2020-01-13/pdf/2020-00313.pdf https://regulations.justia.com/regulations/fedreg/2020/01/08/2019-28075.html Proposed Rule - Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants 2020-01-08T00:00:00-08:00 2020-01-08T00:00:00-08:00 2019-28075 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-01-08/pdf/2019-28075.pdf