Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2020?limit=200®isters=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom2024-04-25T06:44:26-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2020/12/18/2020-27865.htmlNotice - Privacy Act of 1974; System of Records2020-12-18T00:00:00-08:002020-12-18T00:00:00-08:002020-27865Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-18/pdf/2020-27865.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/18/2020-26555.htmlRule - Swap Execution Facility Requirements2020-12-18T00:00:00-08:002020-12-18T00:00:00-08:002020-26555Rulehttps://www.govinfo.gov/content/pkg/FR-2020-12-18/pdf/2020-26555.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/07/2020-23810.htmlRule - Exemption From Registration for Certain Foreign Intermediaries2020-12-07T00:00:00-08:002020-12-07T00:00:00-08:002020-23810Rulehttps://www.govinfo.gov/content/pkg/FR-2020-12-07/pdf/2020-23810.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/04/2020-26791.htmlNotice - Sunshine Act Meetings2020-12-04T00:00:00-08:002020-12-04T00:00:00-08:002020-26791Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-04/pdf/2020-26791.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/02/2020-26557.htmlNotice - Agency Information Collection Activities: Proposed Revised Collection, Comment Request: “Real Time Public Reporting”2020-12-02T00:00:00-08:002020-12-02T00:00:00-08:002020-26557Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-02/pdf/2020-26557.pdfhttps://regulations.justia.com/regulations/fedreg/2020/12/02/2020-26556.htmlNotice - Agency Information Collection Activities: Proposed Revised Collection, Comment Request: “Swap Data Recordkeeping and Reporting Requirements”2020-12-02T00:00:00-08:002020-12-02T00:00:00-08:002020-26556Noticehttps://www.govinfo.gov/content/pkg/FR-2020-12-02/pdf/2020-26556.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/30/2020-25394.htmlRule - Swap Clearing Requirement Exemptions2020-11-30T00:00:00-08:002020-11-30T00:00:00-08:002020-25394Rulehttps://www.govinfo.gov/content/pkg/FR-2020-11-30/pdf/2020-25394.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26220.htmlNotice - Global Markets Advisory Committee; Meeting2020-11-27T00:00:00-08:002020-11-27T00:00:00-08:002020-26220Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-27/pdf/2020-26220.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26198.htmlNotice - Agency Information Collection Activities: Copies of Crop and Market Information Reports2020-11-27T00:00:00-08:002020-11-27T00:00:00-08:002020-26198Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-27/pdf/2020-26198.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26173.htmlNotice - Technology Advisory Committee2020-11-27T00:00:00-08:002020-11-27T00:00:00-08:002020-26173Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-27/pdf/2020-26173.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26170.htmlNotice - Agency Information Collection Activities: Notice of Intent to Renew Collection 3038-0026, Gross Collection of Exchange-Set Margins for Omnibus Accounts2020-11-27T00:00:00-08:002020-11-27T00:00:00-08:002020-26170Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-27/pdf/2020-26170.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/25/2020-21570.htmlRule - Certain Swap Data Repository and Data Reporting Requirements2020-11-25T00:00:00-08:002020-11-25T00:00:00-08:002020-21570Rulehttps://www.govinfo.gov/content/pkg/FR-2020-11-25/pdf/2020-21570.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/25/2020-21569.htmlRule - Swap Data Recordkeeping and Reporting Requirements2020-11-25T00:00:00-08:002020-11-25T00:00:00-08:002020-21569Rulehttps://www.govinfo.gov/content/pkg/FR-2020-11-25/pdf/2020-21569.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/25/2020-21568.htmlRule - Real-Time Public Reporting Requirements2020-11-25T00:00:00-08:002020-11-25T00:00:00-08:002020-21568Rulehttps://www.govinfo.gov/content/pkg/FR-2020-11-25/pdf/2020-21568.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25911.htmlNotice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0082, Whistleblower Provision2020-11-24T00:00:00-08:002020-11-24T00:00:00-08:002020-25911Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25911.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24662.htmlRule - Foreign Futures and Options Transactions2020-11-24T00:00:00-08:002020-11-24T00:00:00-08:002020-24662Rulehttps://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24662.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24661.htmlRule - Foreign Futures and Options Transactions2020-11-24T00:00:00-08:002020-11-24T00:00:00-08:002020-24661Rulehttps://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24661.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24660.htmlRule - Foreign Futures and Options Transactions2020-11-24T00:00:00-08:002020-11-24T00:00:00-08:002020-24660Rulehttps://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24660.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24659.htmlRule - Foreign Futures and Options Transactions2020-11-24T00:00:00-08:002020-11-24T00:00:00-08:002020-24659Rulehttps://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24659.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24658.htmlRule - Foreign Futures and Options Transactions2020-11-24T00:00:00-08:002020-11-24T00:00:00-08:002020-24658Rulehttps://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24658.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24353.htmlRule - Customer Margin Rules Relating to Security Futures2020-11-24T00:00:00-08:002020-11-24T00:00:00-08:002020-24353Rulehttps://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24353.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/10/2020-22874.htmlRule - Compliance Requirements for Commodity Pool Operators on Form CPO-PQR2020-11-10T00:00:00-08:002020-11-10T00:00:00-08:002020-22874Rulehttps://www.govinfo.gov/content/pkg/FR-2020-11-10/pdf/2020-22874.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/09/2020-23473.htmlRule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants2020-11-09T00:00:00-08:002020-11-09T00:00:00-08:002020-23473Rulehttps://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-23473.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/05/2020-23928.htmlProposed Rule - Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps2020-11-05T00:00:00-08:002020-11-05T00:00:00-08:002020-23928Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-11-05/pdf/2020-23928.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/03/2020-24351.htmlNotice - Privacy Act of 1974; System of Records2020-11-03T00:00:00-08:002020-11-03T00:00:00-08:002020-24351Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-03/pdf/2020-24351.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/03/2020-23167.htmlRule - Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Correction2020-11-03T00:00:00-08:002020-11-03T00:00:00-08:002020-23167Rulehttps://www.govinfo.gov/content/pkg/FR-2020-11-03/pdf/2020-23167.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/02/2020-24315.htmlNotice - Sunshine Act Meetings2020-11-02T00:00:00-08:002020-11-02T00:00:00-08:002020-24315Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-02/pdf/2020-24315.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/29/2020-24039.htmlNotice - Sunshine Act Meetings2020-10-29T00:00:00-07:002020-10-29T00:00:00-07:002020-24039Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-29/pdf/2020-24039.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23833.htmlNotice - Agency Information Collection Activities Under OMB Review2020-10-28T00:00:00-07:002020-10-28T00:00:00-07:002020-23833Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23833.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23793.htmlNotice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)2020-10-28T00:00:00-07:002020-10-28T00:00:00-07:002020-23793Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23793.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23671.htmlNotice - Agency Information Collection Activities Under OMB Review2020-10-26T00:00:00-07:002020-10-26T00:00:00-07:002020-23671Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23671.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23670.htmlNotice - Agency Information Collection Activities Under OMB Review2020-10-26T00:00:00-07:002020-10-26T00:00:00-07:002020-23670Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23670.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23669.htmlNotice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0062: Off-Exchange Foreign Currency Transactions2020-10-26T00:00:00-07:002020-10-26T00:00:00-07:002020-23669Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23669.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-21306.htmlRule - Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-21306Rulehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-21306.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/20/2020-23249.htmlNotice - Sunshine Act Meetings2020-10-20T00:00:00-07:002020-10-20T00:00:00-07:002020-23249Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-20/pdf/2020-23249.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/20/2020-23168.htmlNotice - Agency Information Collection Activities: Notice of Intent To Revise Collection, Comment Request: Adoption of Revised Notice of Exemption2020-10-20T00:00:00-07:002020-10-20T00:00:00-07:002020-23168Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-20/pdf/2020-23168.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/14/2020-22759.htmlNotice - Sunshine Act Meetings2020-10-14T00:00:00-07:002020-10-14T00:00:00-07:002020-22759Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-14/pdf/2020-22759.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/14/2020-22673.htmlNotice - Public Availability of Fiscal Year 2018 Service Contract Inventory2020-10-14T00:00:00-07:002020-10-14T00:00:00-07:002020-22673Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-14/pdf/2020-22673.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/02/2020-21912.htmlNotice - Sunshine Act Meetings2020-10-02T00:00:00-07:002020-10-02T00:00:00-07:002020-21912Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-02/pdf/2020-21912.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21423.htmlNotice - Privacy Act of 1974; System of Records2020-09-29T00:00:00-07:002020-09-29T00:00:00-07:002020-21423Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-29/pdf/2020-21423.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21396.htmlNotice - Request for Nominations for a Subcommittee Under the Agricultural Advisory Committee2020-09-29T00:00:00-07:002020-09-29T00:00:00-07:002020-21396Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-29/pdf/2020-21396.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21224.htmlNotice - Agency Information Collection Activities Under OMB Review2020-09-25T00:00:00-07:002020-09-25T00:00:00-07:002020-21224Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-25/pdf/2020-21224.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21100.htmlRule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction2020-09-25T00:00:00-07:002020-09-25T00:00:00-07:002020-21100Rulehttps://www.govinfo.gov/content/pkg/FR-2020-09-25/pdf/2020-21100.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21131.htmlNotice - Sunshine Act Meetings2020-09-24T00:00:00-07:002020-09-24T00:00:00-07:002020-21131Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-24/pdf/2020-21131.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21097.htmlNotice - Agency Information Collection Activities Under OMB Review2020-09-24T00:00:00-07:002020-09-24T00:00:00-07:002020-21097Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-24/pdf/2020-21097.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21096.htmlNotice - Agency Information Collection Activities Under OMB Review2020-09-24T00:00:00-07:002020-09-24T00:00:00-07:002020-21096Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-24/pdf/2020-21096.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21005.htmlProposed Rule - Bankruptcy Regulations2020-09-24T00:00:00-07:002020-09-24T00:00:00-07:002020-21005Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-09-24/pdf/2020-21005.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/23/2020-18303.htmlProposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants2020-09-23T00:00:00-07:002020-09-23T00:00:00-07:002020-18303Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-09-23/pdf/2020-18303.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20903.htmlNotice - Renewal of the Technology Advisory Committee2020-09-22T00:00:00-07:002020-09-22T00:00:00-07:002020-20903Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-22/pdf/2020-20903.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/22/2020-18222.htmlProposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants2020-09-22T00:00:00-07:002020-09-22T00:00:00-07:002020-18222Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-09-22/pdf/2020-18222.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/16/2020-20425.htmlNotice - Renewal of the Global Markets Advisory Committee2020-09-16T00:00:00-07:002020-09-16T00:00:00-07:002020-20425Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-16/pdf/2020-20425.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20367.htmlNotice - Sunshine Act Meetings2020-09-15T00:00:00-07:002020-09-15T00:00:00-07:002020-20367Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20367.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/15/2020-16492.htmlRule - Capital Requirements of Swap Dealers and Major Swap Participants2020-09-15T00:00:00-07:002020-09-15T00:00:00-07:002020-16492Rulehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-16492.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/14/2020-16489.htmlRule - Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants2020-09-14T00:00:00-07:002020-09-14T00:00:00-07:002020-16489Rulehttps://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-16489.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19775.htmlNotice - Agricultural Advisory Committee2020-09-08T00:00:00-07:002020-09-08T00:00:00-07:002020-19775Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19775.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/04/2020-19797.htmlNotice - Sunshine Act Meetings2020-09-04T00:00:00-07:002020-09-04T00:00:00-07:002020-19797Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-04/pdf/2020-19797.pdfhttps://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19077.htmlNotice - Renewal of the Agricultural Advisory Committee2020-08-31T00:00:00-07:002020-08-31T00:00:00-07:002020-19077Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19077.pdfhttps://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18118.htmlNotice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)2020-08-19T00:00:00-07:002020-08-19T00:00:00-07:002020-18118Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-19/pdf/2020-18118.pdfhttps://regulations.justia.com/regulations/fedreg/2020/08/18/2020-18039.htmlNotice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0059: Part 41, Relating to Security Futures Products2020-08-18T00:00:00-07:002020-08-18T00:00:00-07:002020-18039Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-18039.pdfhttps://regulations.justia.com/regulations/fedreg/2020/08/17/2020-17896.htmlNotice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0092, Customer Clearing Documentation and Timing of Acceptance for Clearing2020-08-17T00:00:00-07:002020-08-17T00:00:00-07:002020-17896Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-17/pdf/2020-17896.pdfhttps://regulations.justia.com/regulations/fedreg/2020/08/17/2020-17892.htmlNotice - Agency Information Collection Activities: Notice of Intent To Renew Collection; 3038-0097, Process for Review of Swaps for Mandatory Clearing2020-08-17T00:00:00-07:002020-08-17T00:00:00-07:002020-17892Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-17/pdf/2020-17892.pdfhttps://regulations.justia.com/regulations/fedreg/2020/08/05/2020-17046.htmlNotice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0005, Adoption of Revised Notice of Exemption Under Regulation 4.13(b)(1)2020-08-05T00:00:00-07:002020-08-05T00:00:00-07:002020-17046Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-05/pdf/2020-17046.pdfhttps://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15525.htmlRule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds2020-07-31T00:00:00-07:002020-07-31T00:00:00-07:002020-15525Rulehttps://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-15525.pdfhttps://regulations.justia.com/regulations/fedreg/2020/07/24/2020-14343.htmlRule - Post-Trade Name Give-Up on Swap Execution Facilities2020-07-24T00:00:00-07:002020-07-24T00:00:00-07:002020-14343Rulehttps://www.govinfo.gov/content/pkg/FR-2020-07-24/pdf/2020-14343.pdfhttps://regulations.justia.com/regulations/fedreg/2020/07/22/2020-14390.htmlRule - Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures2020-07-22T00:00:00-07:002020-07-22T00:00:00-07:002020-14390Rulehttps://www.govinfo.gov/content/pkg/FR-2020-07-22/pdf/2020-14390.pdfhttps://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15604.htmlNotice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0079: Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards With Counterparties2020-07-20T00:00:00-07:002020-07-20T00:00:00-07:002020-15604Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15604.pdfhttps://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15466.htmlNotice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0091: Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral2020-07-17T00:00:00-07:002020-07-17T00:00:00-07:002020-15466Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15466.pdfhttps://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15429.htmlNotice - Sunshine Act Meetings2020-07-15T00:00:00-07:002020-07-15T00:00:00-07:002020-15429Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15429.pdfhttps://regulations.justia.com/regulations/fedreg/2020/07/15/2020-14383.htmlProposed Rule - Regulation Automated Trading; Withdrawal2020-07-15T00:00:00-07:002020-07-15T00:00:00-07:002020-14383Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-14383.pdfhttps://regulations.justia.com/regulations/fedreg/2020/07/15/2020-14381.htmlProposed Rule - Electronic Trading Risk Principles2020-07-15T00:00:00-07:002020-07-15T00:00:00-07:002020-14381Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-14381.pdfhttps://regulations.justia.com/regulations/fedreg/2020/07/10/2020-14254.htmlProposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants2020-07-10T00:00:00-07:002020-07-10T00:00:00-07:002020-14254Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-07-10/pdf/2020-14254.pdfhttps://regulations.justia.com/regulations/fedreg/2020/07/10/2020-12033.htmlRule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants2020-07-10T00:00:00-07:002020-07-10T00:00:00-07:002020-12033Rulehttps://www.govinfo.gov/content/pkg/FR-2020-07-10/pdf/2020-12033.pdfhttps://regulations.justia.com/regulations/fedreg/2020/07/08/2020-12607.htmlRule - Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications2020-07-08T00:00:00-07:002020-07-08T00:00:00-07:002020-12607Rulehttps://www.govinfo.gov/content/pkg/FR-2020-07-08/pdf/2020-12607.pdfhttps://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14378.htmlNotice - Market Risk Advisory Committee2020-07-06T00:00:00-07:002020-07-06T00:00:00-07:002020-14378Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14378.pdfhttps://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14127.htmlNotice - Agency Information Collection Activities Under OMB Review2020-07-01T00:00:00-07:002020-07-01T00:00:00-07:002020-14127Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14127.pdfhttps://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13905.htmlNotice - Technology Advisory Committee2020-06-29T00:00:00-07:002020-06-29T00:00:00-07:002020-13905Noticehttps://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13905.pdfhttps://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13466.htmlNotice - Agency Information Collection Activities: Notice of Intent To Revise Collections, Comment Request: Adoption of Revised Registration Form 8-R2020-06-24T00:00:00-07:002020-06-24T00:00:00-07:002020-13466Noticehttps://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13466.pdfhttps://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13465.htmlNotice - Adoption of Revised Registration Form 8-R2020-06-24T00:00:00-07:002020-06-24T00:00:00-07:002020-13465Noticehttps://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13465.pdfhttps://regulations.justia.com/regulations/fedreg/2020/06/24/2020-11827.htmlRule - Retail Commodity Transactions Involving Certain Digital Assets2020-06-24T00:00:00-07:002020-06-24T00:00:00-07:002020-11827Rulehttps://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-11827.pdfhttps://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13572.htmlNotice - Sunshine Act Meetings2020-06-23T00:00:00-07:002020-06-23T00:00:00-07:002020-13572Noticehttps://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13572.pdfhttps://regulations.justia.com/regulations/fedreg/2020/06/12/2020-12034.htmlProposed Rule - Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools2020-06-12T00:00:00-07:002020-06-12T00:00:00-07:002020-12034Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-06-12/pdf/2020-12034.pdfhttps://regulations.justia.com/regulations/fedreg/2020/06/12/2020-10809.htmlRule - Derivatives Clearing Organization General Provisions and Core Principles2020-06-12T00:00:00-07:002020-06-12T00:00:00-07:002020-10809Rulehttps://www.govinfo.gov/content/pkg/FR-2020-06-12/pdf/2020-10809.pdfhttps://regulations.justia.com/regulations/fedreg/2020/06/12/2020-08482.htmlProposed Rule - Bankruptcy Regulations2020-06-12T00:00:00-07:002020-06-12T00:00:00-07:002020-08482Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-06-12/pdf/2020-08482.pdfhttps://regulations.justia.com/regulations/fedreg/2020/06/02/2020-11918.htmlNotice - Sunshine Act Meetings2020-06-02T00:00:00-07:002020-06-02T00:00:00-07:002020-11918Noticehttps://www.govinfo.gov/content/pkg/FR-2020-06-02/pdf/2020-11918.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11631.htmlNotice - Sunshine Act Meetings2020-05-28T00:00:00-07:002020-05-28T00:00:00-07:002020-11631Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-28/pdf/2020-11631.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11409.htmlNotice - Sunshine Act Meetings2020-05-27T00:00:00-07:002020-05-27T00:00:00-07:002020-11409Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11409.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11296.htmlNotice - Agency Information Collection Activities Under OMB Review2020-05-27T00:00:00-07:002020-05-27T00:00:00-07:002020-11296Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11296.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/19/2020-10676.htmlNotice - CFTC 2020-2024 Strategic Plan2020-05-19T00:00:00-07:002020-05-19T00:00:00-07:002020-10676Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-19/pdf/2020-10676.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/18/2020-10540.htmlNotice - Agency Information Collection Activities Under OMB Review2020-05-18T00:00:00-07:002020-05-18T00:00:00-07:002020-10540Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-18/pdf/2020-10540.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/18/2020-08552.htmlRule - Privacy of Consumer Financial Information2020-05-18T00:00:00-07:002020-05-18T00:00:00-07:002020-08552Rulehttps://www.govinfo.gov/content/pkg/FR-2020-05-18/pdf/2020-08552.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/12/2020-08603.htmlProposed Rule - Swap Clearing Requirement Exemptions2020-05-12T00:00:00-07:002020-05-12T00:00:00-07:002020-08603Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-08603.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/11/2020-08601.htmlRule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants2020-05-11T00:00:00-07:002020-05-11T00:00:00-07:002020-08601Rulehttps://www.govinfo.gov/content/pkg/FR-2020-05-11/pdf/2020-08601.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09554.htmlNotice - Renewal of the Market Risk Advisory Committee2020-05-05T00:00:00-07:002020-05-05T00:00:00-07:002020-09554Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09554.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/04/2020-08496.htmlProposed Rule - Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR2020-05-04T00:00:00-07:002020-05-04T00:00:00-07:002020-08496Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-08496.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/27/2020-09015.htmlNotice - Sunshine Act Meetings2020-04-27T00:00:00-07:002020-04-27T00:00:00-07:002020-09015Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-09015.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08837.htmlNotice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-00902020-04-27T00:00:00-07:002020-04-27T00:00:00-07:002020-08837Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08837.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08799.htmlNotice - Agency Information Collection Activities Under OMB Review2020-04-27T00:00:00-07:002020-04-27T00:00:00-07:002020-08799Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08799.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08608.htmlNotice - Global Markets Advisory Committee2020-04-23T00:00:00-07:002020-04-23T00:00:00-07:002020-08608Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08608.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08109.htmlProposed Rule - Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic2020-04-23T00:00:00-07:002020-04-23T00:00:00-07:002020-08109Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08109.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08313.htmlNotice - Agricultural Advisory Committee Meeting2020-04-21T00:00:00-07:002020-04-21T00:00:00-07:002020-08313Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08313.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/20/2020-08347.htmlNotice - Energy and Environmental Markets Advisory Committee2020-04-20T00:00:00-07:002020-04-20T00:00:00-07:002020-08347Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-20/pdf/2020-08347.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/20/2020-08243.htmlNotice - Climate-Related Market Risk Subcommittee Under the Market Risk Advisory Committee; Correction2020-04-20T00:00:00-07:002020-04-20T00:00:00-07:002020-08243Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-20/pdf/2020-08243.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/17/2020-04407.htmlProposed Rule - Swap Data Recordkeeping and Reporting Requirements2020-04-17T00:00:00-07:002020-04-17T00:00:00-07:002020-04407Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-04-17/pdf/2020-04407.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/17/2020-04405.htmlProposed Rule - Real-Time Public Reporting Requirements2020-04-17T00:00:00-07:002020-04-17T00:00:00-07:002020-04405Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-04-17/pdf/2020-04405.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/17/2020-04404.htmlProposed Rule - Certain Swap Data Repository and Data Reporting Requirements2020-04-17T00:00:00-07:002020-04-17T00:00:00-07:002020-04404Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-04-17/pdf/2020-04404.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/14/2020-07860.htmlNotice - Climate-Related Market Risk Subcommittee Under the Market Risk Advisory Committee2020-04-14T00:00:00-07:002020-04-14T00:00:00-07:002020-07860Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-14/pdf/2020-07860.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/10/2020-07755.htmlNotice - Sunshine Act Meetings2020-04-10T00:00:00-07:002020-04-10T00:00:00-07:002020-07755Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-10/pdf/2020-07755.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/10/2020-07671.htmlNotice - Sunshine Act Meetings2020-04-10T00:00:00-07:002020-04-10T00:00:00-07:002020-07671Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-10/pdf/2020-07671.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/09/2020-06625.htmlRule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants2020-04-09T00:00:00-07:002020-04-09T00:00:00-07:002020-06625Rulehttps://www.govinfo.gov/content/pkg/FR-2020-04-09/pdf/2020-06625.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/07/2020-07422.htmlNotice - Sunshine Act Meetings2020-04-07T00:00:00-07:002020-04-07T00:00:00-07:002020-07422Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-07/pdf/2020-07422.pdfhttps://regulations.justia.com/regulations/fedreg/2020/03/19/2020-05981.htmlNotice - Sunshine Act Meetings2020-03-19T00:00:00-07:002020-03-19T00:00:00-07:002020-05981Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-19/pdf/2020-05981.pdfhttps://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05575.htmlNotice - Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0049: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters2020-03-18T00:00:00-07:002020-03-18T00:00:00-07:002020-05575Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05575.pdfhttps://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05097.htmlRule - Foreign Futures and Options Transactions2020-03-18T00:00:00-07:002020-03-18T00:00:00-07:002020-05097Rulehttps://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05097.pdfhttps://regulations.justia.com/regulations/fedreg/2020/03/17/2020-05577.htmlNotice - Sunshine Act Meetings2020-03-17T00:00:00-07:002020-03-17T00:00:00-07:002020-05577Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-17/pdf/2020-05577.pdfhttps://regulations.justia.com/regulations/fedreg/2020/03/12/2020-05124.htmlNotice - Sunshine Act Meetings2020-03-12T00:00:00-07:002020-03-12T00:00:00-07:002020-05124Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-12/pdf/2020-05124.pdfhttps://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04817.htmlNotice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0093, Part 40, Provisions Common to Registered Entities2020-03-10T00:00:00-07:002020-03-10T00:00:00-07:002020-04817Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-10/pdf/2020-04817.pdfhttps://regulations.justia.com/regulations/fedreg/2020/03/06/2020-04622.htmlNotice - Energy and Environmental Markets Advisory Committee2020-03-06T00:00:00-08:002020-03-06T00:00:00-08:002020-04622Noticehttps://www.govinfo.gov/content/pkg/FR-2020-03-06/pdf/2020-04622.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/28/2020-02707.htmlProposed Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds2020-02-28T00:00:00-08:002020-02-28T00:00:00-08:002020-02707Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-02707.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/27/2020-02320.htmlProposed Rule - Position Limits for Derivatives2020-02-27T00:00:00-08:002020-02-27T00:00:00-08:002020-02320Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-02320.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/19/2020-02721.htmlProposed Rule - Swap Execution Facility Requirements and Real-Time Reporting Requirements2020-02-19T00:00:00-08:002020-02-19T00:00:00-08:002020-02721Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-02-19/pdf/2020-02721.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03217.htmlNotice - Sunshine Act Meetings2020-02-18T00:00:00-08:002020-02-18T00:00:00-08:002020-03217Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03217.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03056.htmlNotice - Agency Information Collection Activities Under OMB Review2020-02-18T00:00:00-08:002020-02-18T00:00:00-08:002020-03056Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03056.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/14/2020-02965.htmlNotice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0101, Registration of Foreign Boards of Trade2020-02-14T00:00:00-08:002020-02-14T00:00:00-08:002020-02965Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-14/pdf/2020-02965.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/11/2020-02623.htmlNotice - Technology Advisory Committee2020-02-11T00:00:00-08:002020-02-11T00:00:00-08:002020-02623Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-11/pdf/2020-02623.pdfhttps://regulations.justia.com/regulations/fedreg/2020/02/05/2020-02385.htmlNotice - Sunshine Act Meetings2020-02-05T00:00:00-08:002020-02-05T00:00:00-08:002020-02385Noticehttps://www.govinfo.gov/content/pkg/FR-2020-02-05/pdf/2020-02385.pdfhttps://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01606.htmlNotice - Agency Information Collection Activities Under OMB Review2020-01-30T00:00:00-08:002020-01-30T00:00:00-08:002020-01606Noticehttps://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01606.pdfhttps://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01605.htmlNotice - Agency Information Collection Activities Under OMB Review2020-01-30T00:00:00-08:002020-01-30T00:00:00-08:002020-01605Noticehttps://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01605.pdfhttps://regulations.justia.com/regulations/fedreg/2020/01/27/2020-01460.htmlNotice - Sunshine Act Meetings2020-01-27T00:00:00-08:002020-01-27T00:00:00-08:002020-01460Noticehttps://www.govinfo.gov/content/pkg/FR-2020-01-27/pdf/2020-01460.pdfhttps://regulations.justia.com/regulations/fedreg/2020/01/27/2020-01065.htmlRule - Derivatives Clearing Organization General Provisions and Core Principles2020-01-27T00:00:00-08:002020-01-27T00:00:00-08:002020-01065Rulehttps://www.govinfo.gov/content/pkg/FR-2020-01-27/pdf/2020-01065.pdfhttps://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00313.htmlRule - Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-20202020-01-13T00:00:00-08:002020-01-13T00:00:00-08:002020-00313Rulehttps://www.govinfo.gov/content/pkg/FR-2020-01-13/pdf/2020-00313.pdfhttps://regulations.justia.com/regulations/fedreg/2020/01/08/2019-28075.htmlProposed Rule - Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants2020-01-08T00:00:00-08:002020-01-08T00:00:00-08:002019-28075Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-01-08/pdf/2019-28075.pdf