<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2019?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Sun, 28 Apr 2024 08:22:21 -0700 Sun, 28 Apr 2024 08:22:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2019?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Proposed Rule - Post-Trade Name Give-Up on Swap Execution Facilities https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-27895.html https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-27895.html Tue, 31 Dec 2019 00:00:00 -0800 2019-27895 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-12-31/pdf/2019-27895.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27931.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27931.html Thu, 26 Dec 2019 00:00:00 -0800 2019-27931 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27931.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27704.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27704.html Thu, 26 Dec 2019 00:00:00 -0800 2019-27704 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27704.pdf Proposed Rule - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-26635.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-26635.html Thu, 26 Dec 2019 00:00:00 -0800 2019-26635 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-26635.pdf Proposed Rule - Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27207.html https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27207.html Mon, 23 Dec 2019 00:00:00 -0800 2019-27207 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27207.pdf Proposed Rule - Capital Requirements of Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27116.html https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27116.html Thu, 19 Dec 2019 00:00:00 -0800 2019-27116 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27116.pdf Rule - Public Rulemaking Procedures https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27103.html https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27103.html Tue, 17 Dec 2019 00:00:00 -0800 2019-27103 Rule https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-27103.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-27077.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-27077.html Fri, 13 Dec 2019 00:00:00 -0800 2019-27077 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-27077.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0055, Privacy of Consumer Financial Information https://regulations.justia.com/regulations/fedreg/2019/12/11/2019-26637.html https://regulations.justia.com/regulations/fedreg/2019/12/11/2019-26637.html Wed, 11 Dec 2019 00:00:00 -0800 2019-26637 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-11/pdf/2019-26637.pdf Rule - Registration and Compliance Requirements for Commodity Pool Operators (CPOs) and Commodity Trading Advisors: Family Offices and Exempt CPOs https://regulations.justia.com/regulations/fedreg/2019/12/10/2019-26162.html https://regulations.justia.com/regulations/fedreg/2019/12/10/2019-26162.html Tue, 10 Dec 2019 00:00:00 -0800 2019-26162 Rule https://www.govinfo.gov/content/pkg/FR-2019-12-10/pdf/2019-26162.pdf Rule - Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person https://regulations.justia.com/regulations/fedreg/2019/12/10/2019-26161.html https://regulations.justia.com/regulations/fedreg/2019/12/10/2019-26161.html Tue, 10 Dec 2019 00:00:00 -0800 2019-26161 Rule https://www.govinfo.gov/content/pkg/FR-2019-12-10/pdf/2019-26161.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/12/06/2019-26427.html https://regulations.justia.com/regulations/fedreg/2019/12/06/2019-26427.html Fri, 06 Dec 2019 00:00:00 -0800 2019-26427 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-06/pdf/2019-26427.pdf Notice - Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/11/26/2019-25613.html https://regulations.justia.com/regulations/fedreg/2019/11/26/2019-25613.html Tue, 26 Nov 2019 00:00:00 -0800 2019-25613 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-26/pdf/2019-25613.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25236.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25236.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25236 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25236.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0025, Practice by Former Members and Employees of the Commission https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25165.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25165.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25165 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25165.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-25158.html https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-25158.html Tue, 19 Nov 2019 00:00:00 -0800 2019-25158 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-25158.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0013, Exemptions From Speculative Limits https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24948.html https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24948.html Tue, 19 Nov 2019 00:00:00 -0800 2019-24948 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-24948.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24808.html https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24808.html Thu, 14 Nov 2019 00:00:00 -0800 2019-24808 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24808.pdf Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-22695.html https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-22695.html Thu, 14 Nov 2019 00:00:00 -0800 2019-22695 Rule https://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-22695.pdf Proposed Rule - Privacy of Consumer Financial Information https://regulations.justia.com/regulations/fedreg/2019/11/12/2019-24581.html https://regulations.justia.com/regulations/fedreg/2019/11/12/2019-24581.html Tue, 12 Nov 2019 00:00:00 -0800 2019-24581 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-11-12/pdf/2019-24581.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/10/31/2019-23796.html https://regulations.justia.com/regulations/fedreg/2019/10/31/2019-23796.html Thu, 31 Oct 2019 00:00:00 -0700 2019-23796 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-31/pdf/2019-23796.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23810.html https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23810.html Wed, 30 Oct 2019 00:00:00 -0700 2019-23810 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-30/pdf/2019-23810.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23688.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23688.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23688 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23688.pdf Proposed Rule - Certain Swap Data Repository and Data Reporting Requirements https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23595.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23595.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23595 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23595.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23569.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23569.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23569 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23569.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23568.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23568.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23568 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23568.pdf Notice - Request for Nominations for the Subcommittee on Margin Requirements for Non-Cleared Swaps Under the Global Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23496.html https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23496.html Mon, 28 Oct 2019 00:00:00 -0700 2019-23496 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23496.pdf Proposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/10/24/2019-22954.html https://regulations.justia.com/regulations/fedreg/2019/10/24/2019-22954.html Thu, 24 Oct 2019 00:00:00 -0700 2019-22954 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-10-24/pdf/2019-22954.pdf Proposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/10/22/2019-22955.html https://regulations.justia.com/regulations/fedreg/2019/10/22/2019-22955.html Tue, 22 Oct 2019 00:00:00 -0700 2019-22955 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-10-22/pdf/2019-22955.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22476.html https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22476.html Tue, 15 Oct 2019 00:00:00 -0700 2019-22476 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22476.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/09/30/2019-21077.html https://regulations.justia.com/regulations/fedreg/2019/09/30/2019-21077.html Mon, 30 Sep 2019 00:00:00 -0700 2019-21077 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-30/pdf/2019-21077.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20957.html https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20957.html Fri, 27 Sep 2019 00:00:00 -0700 2019-20957 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20957.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20956.html https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20956.html Fri, 27 Sep 2019 00:00:00 -0700 2019-20956 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20956.pdf Rule - Position Limits and Position Accountability for Security Futures Products https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20476.html https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20476.html Fri, 27 Sep 2019 00:00:00 -0700 2019-20476 Rule https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20476.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/09/26/2019-20888.html https://regulations.justia.com/regulations/fedreg/2019/09/26/2019-20888.html Thu, 26 Sep 2019 00:00:00 -0700 2019-20888 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-26/pdf/2019-20888.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0096, Swap Data Recordkeeping and Reporting Requirements https://regulations.justia.com/regulations/fedreg/2019/09/25/2019-20749.html https://regulations.justia.com/regulations/fedreg/2019/09/25/2019-20749.html Wed, 25 Sep 2019 00:00:00 -0700 2019-20749 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-25/pdf/2019-20749.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/09/20/2019-20509.html https://regulations.justia.com/regulations/fedreg/2019/09/20/2019-20509.html Fri, 20 Sep 2019 00:00:00 -0700 2019-20509 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-20/pdf/2019-20509.pdf Proposed Rule - Public Rulemaking Procedures https://regulations.justia.com/regulations/fedreg/2019/09/20/2019-20361.html https://regulations.justia.com/regulations/fedreg/2019/09/20/2019-20361.html Fri, 20 Sep 2019 00:00:00 -0700 2019-20361 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-09-20/pdf/2019-20361.pdf Proposed Rule - Exemption From Derivatives Clearing Organization Registration https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20189.html https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20189.html Wed, 18 Sep 2019 00:00:00 -0700 2019-20189 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20189.pdf Proposed Rule - Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20188.html https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20188.html Wed, 18 Sep 2019 00:00:00 -0700 2019-20188 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20188.pdf Notice - Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20177.html https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20177.html Wed, 18 Sep 2019 00:00:00 -0700 2019-20177 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20177.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/09/11/2019-19714.html https://regulations.justia.com/regulations/fedreg/2019/09/11/2019-19714.html Wed, 11 Sep 2019 00:00:00 -0700 2019-19714 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-11/pdf/2019-19714.pdf Notice - Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19438.html https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19438.html Mon, 09 Sep 2019 00:00:00 -0700 2019-19438 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-09/pdf/2019-19438.pdf Notice - Global Markets Advisory Committee; Meeting https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19388.html https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19388.html Mon, 09 Sep 2019 00:00:00 -0700 2019-19388 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-09/pdf/2019-19388.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19155.html https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19155.html Wed, 04 Sep 2019 00:00:00 -0700 2019-19155 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-19155.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/08/26/2019-18412.html https://regulations.justia.com/regulations/fedreg/2019/08/26/2019-18412.html Mon, 26 Aug 2019 00:00:00 -0700 2019-18412 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-26/pdf/2019-18412.pdf Notice - Energy and Environmental Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/08/26/2019-18313.html https://regulations.justia.com/regulations/fedreg/2019/08/26/2019-18313.html Mon, 26 Aug 2019 00:00:00 -0700 2019-18313 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-26/pdf/2019-18313.pdf Notice - Market Risk Advisory Committee; Meeting https://regulations.justia.com/regulations/fedreg/2019/08/23/2019-18250.html https://regulations.justia.com/regulations/fedreg/2019/08/23/2019-18250.html Fri, 23 Aug 2019 00:00:00 -0700 2019-18250 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-23/pdf/2019-18250.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0031, Procurement Contracts https://regulations.justia.com/regulations/fedreg/2019/08/23/2019-18225.html https://regulations.justia.com/regulations/fedreg/2019/08/23/2019-18225.html Fri, 23 Aug 2019 00:00:00 -0700 2019-18225 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-23/pdf/2019-18225.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0102: Clearing Exemption for Certain Swaps Entered Into by Cooperatives https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18112.html https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18112.html Thu, 22 Aug 2019 00:00:00 -0700 2019-18112 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-22/pdf/2019-18112.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0085: Rule 50.50 End-User Notification of Non-Cleared Swap https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18111.html https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18111.html Thu, 22 Aug 2019 00:00:00 -0700 2019-18111 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-22/pdf/2019-18111.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise and Extend Collection 3038-0111: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants; Comparability Determinations With Margin Requirements https://regulations.justia.com/regulations/fedreg/2019/08/21/2019-18027.html https://regulations.justia.com/regulations/fedreg/2019/08/21/2019-18027.html Wed, 21 Aug 2019 00:00:00 -0700 2019-18027 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-21/pdf/2019-18027.pdf Rule - Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2019/08/06/2019-16634.html https://regulations.justia.com/regulations/fedreg/2019/08/06/2019-16634.html Tue, 06 Aug 2019 00:00:00 -0700 2019-16634 Rule https://www.govinfo.gov/content/pkg/FR-2019-08-06/pdf/2019-16634.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0067, Protection of Consumer Information Under the Fair Credit Reporting Act https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15933.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15933.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15933 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15933.pdf Proposed Rule - Customer Margin Rules Relating to Security Futures https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15400.html https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15400.html Fri, 26 Jul 2019 00:00:00 -0700 2019-15400 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15400.pdf Proposed Rule - Certain Swap Data Repository and Data Reporting Requirements; Extension of Comment Period https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15810.html https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15810.html Thu, 25 Jul 2019 00:00:00 -0700 2019-15810 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-25/pdf/2019-15810.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0107, Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery https://regulations.justia.com/regulations/fedreg/2019/07/24/2019-15688.html https://regulations.justia.com/regulations/fedreg/2019/07/24/2019-15688.html Wed, 24 Jul 2019 00:00:00 -0700 2019-15688 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-24/pdf/2019-15688.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0017, Market Surveys https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15615.html https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15615.html Tue, 23 Jul 2019 00:00:00 -0700 2019-15615 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-23/pdf/2019-15615.pdf Proposed Rule - Exemption From Derivatives Clearing Organization Registration https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15258.html https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15258.html Tue, 23 Jul 2019 00:00:00 -0700 2019-15258 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-23/pdf/2019-15258.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0099, Process for a Swap Execution Facility or Designated Contract Market To Make a Swap Available To Trade https://regulations.justia.com/regulations/fedreg/2019/07/22/2019-15524.html https://regulations.justia.com/regulations/fedreg/2019/07/22/2019-15524.html Mon, 22 Jul 2019 00:00:00 -0700 2019-15524 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-22/pdf/2019-15524.pdf Rule - Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2019/07/22/2019-15019.html https://regulations.justia.com/regulations/fedreg/2019/07/22/2019-15019.html Mon, 22 Jul 2019 00:00:00 -0700 2019-15019 Rule https://www.govinfo.gov/content/pkg/FR-2019-07-22/pdf/2019-15019.pdf Proposed Rule - Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15262.html https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15262.html Fri, 19 Jul 2019 00:00:00 -0700 2019-15262 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15262.pdf Notice - Request for Nominations for the Climate-Related Market Risk Subcommittee Under the Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/07/10/2019-14638.html https://regulations.justia.com/regulations/fedreg/2019/07/10/2019-14638.html Wed, 10 Jul 2019 00:00:00 -0700 2019-14638 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-10/pdf/2019-14638.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/07/08/2019-14500.html https://regulations.justia.com/regulations/fedreg/2019/07/08/2019-14500.html Mon, 08 Jul 2019 00:00:00 -0700 2019-14500 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-08/pdf/2019-14500.pdf Proposed Rule - Derivatives Clearing Organization General Provisions and Core Principles https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14294.html https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14294.html Fri, 05 Jul 2019 00:00:00 -0700 2019-14294 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14294.pdf Proposed Rule - Foreign Futures and Options Transactions https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-13828.html https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-13828.html Fri, 05 Jul 2019 00:00:00 -0700 2019-13828 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-13828.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14395.html https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14395.html Wed, 03 Jul 2019 00:00:00 -0700 2019-14395 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-03/pdf/2019-14395.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Numbers 3038-0068 and 3038-0083: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14052.html https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14052.html Tue, 02 Jul 2019 00:00:00 -0700 2019-14052 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14052.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14049.html https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14049.html Tue, 02 Jul 2019 00:00:00 -0700 2019-14049 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14049.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/07/01/2019-13942.html https://regulations.justia.com/regulations/fedreg/2019/07/01/2019-13942.html Mon, 01 Jul 2019 00:00:00 -0700 2019-13942 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-01/pdf/2019-13942.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions https://regulations.justia.com/regulations/fedreg/2019/06/27/2019-13697.html https://regulations.justia.com/regulations/fedreg/2019/06/27/2019-13697.html Thu, 27 Jun 2019 00:00:00 -0700 2019-13697 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-27/pdf/2019-13697.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/06/27/2019-13696.html https://regulations.justia.com/regulations/fedreg/2019/06/27/2019-13696.html Thu, 27 Jun 2019 00:00:00 -0700 2019-13696 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-27/pdf/2019-13696.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/06/27/2019-13669.html https://regulations.justia.com/regulations/fedreg/2019/06/27/2019-13669.html Thu, 27 Jun 2019 00:00:00 -0700 2019-13669 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-27/pdf/2019-13669.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13620.html https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13620.html Wed, 26 Jun 2019 00:00:00 -0700 2019-13620 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-26/pdf/2019-13620.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13614.html https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13614.html Wed, 26 Jun 2019 00:00:00 -0700 2019-13614 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-26/pdf/2019-13614.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13606.html https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13606.html Wed, 26 Jun 2019 00:00:00 -0700 2019-13606 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-26/pdf/2019-13606.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13083.html https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13083.html Thu, 20 Jun 2019 00:00:00 -0700 2019-13083 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13083.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13082.html https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13082.html Thu, 20 Jun 2019 00:00:00 -0700 2019-13082 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13082.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/06/19/2019-12941.html https://regulations.justia.com/regulations/fedreg/2019/06/19/2019-12941.html Wed, 19 Jun 2019 00:00:00 -0700 2019-12941 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-19/pdf/2019-12941.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps https://regulations.justia.com/regulations/fedreg/2019/06/19/2019-12923.html https://regulations.justia.com/regulations/fedreg/2019/06/19/2019-12923.html Wed, 19 Jun 2019 00:00:00 -0700 2019-12923 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-19/pdf/2019-12923.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0031, Procurement Contracts https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12531.html https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12531.html Fri, 14 Jun 2019 00:00:00 -0700 2019-12531 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-14/pdf/2019-12531.pdf Notice - Market Risk Advisory Committee; Meeting https://regulations.justia.com/regulations/fedreg/2019/05/24/2019-10912.html https://regulations.justia.com/regulations/fedreg/2019/05/24/2019-10912.html Fri, 24 May 2019 00:00:00 -0700 2019-10912 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-24/pdf/2019-10912.pdf Proposed Rule - Derivatives Clearing Organization General Provisions and Core Principles https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-09025.html https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-09025.html Thu, 16 May 2019 00:00:00 -0700 2019-09025 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-09025.pdf Proposed Rule - Certain Swap Data Repository and Data Reporting Requirements https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-08788.html https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-08788.html Mon, 13 May 2019 00:00:00 -0700 2019-08788 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-08788.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Numbers 3038-0068 and 3038-0083: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08809.html https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08809.html Wed, 01 May 2019 00:00:00 -0700 2019-08809 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-01/pdf/2019-08809.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08397.html https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08397.html Fri, 26 Apr 2019 00:00:00 -0700 2019-08397 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08397.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08396.html https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08396.html Fri, 26 Apr 2019 00:00:00 -0700 2019-08396 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08396.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08395.html https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08395.html Fri, 26 Apr 2019 00:00:00 -0700 2019-08395 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08395.pdf Rule - Privacy of Consumer Financial Information-Amendment To Conform Regulations to the Fixing America's Surface Transportation Act https://regulations.justia.com/regulations/fedreg/2019/04/25/2019-08253.html https://regulations.justia.com/regulations/fedreg/2019/04/25/2019-08253.html Thu, 25 Apr 2019 00:00:00 -0700 2019-08253 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-25/pdf/2019-08253.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08321.html https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08321.html Tue, 23 Apr 2019 00:00:00 -0700 2019-08321 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08321.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08052.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08052.html Mon, 22 Apr 2019 00:00:00 -0700 2019-08052 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08052.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0104: Clearing Exemption for Swaps Between Certain Affiliated Entities https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08050.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08050.html Mon, 22 Apr 2019 00:00:00 -0700 2019-08050 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08050.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/04/17/2019-07738.html https://regulations.justia.com/regulations/fedreg/2019/04/17/2019-07738.html Wed, 17 Apr 2019 00:00:00 -0700 2019-07738 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-17/pdf/2019-07738.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080, Annual Report for Chief Compliance Officer of Registrants https://regulations.justia.com/regulations/fedreg/2019/04/15/2019-07381.html https://regulations.justia.com/regulations/fedreg/2019/04/15/2019-07381.html Mon, 15 Apr 2019 00:00:00 -0700 2019-07381 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-15/pdf/2019-07381.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/04/15/2019-07380.html https://regulations.justia.com/regulations/fedreg/2019/04/15/2019-07380.html Mon, 15 Apr 2019 00:00:00 -0700 2019-07380 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-15/pdf/2019-07380.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07307.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07307.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07307 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07307.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07306.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07306.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07306 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07306.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/04/10/2019-07027.html https://regulations.justia.com/regulations/fedreg/2019/04/10/2019-07027.html Wed, 10 Apr 2019 00:00:00 -0700 2019-07027 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-10/pdf/2019-07027.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0078, Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06940.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06940.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06940 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06940.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0024; Regulations and Forms Pertaining to the Financial Integrity of the Marketplace https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06939.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06939.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06939 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06939.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009, Large Trader Reports https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06938.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06938.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06938 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06938.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0052; Core Principles and Other Requirements for Designated Contract Markets https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06444.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06444.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06444 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06444.pdf Rule - Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06443.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06443.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06443 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06443.pdf Rule - Segregation of Assets Held as Collateral in Uncleared Swap Transactions https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06424.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06424.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06424 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06424.pdf Rule - Comparability Determination for Australia: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06319.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06319.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06319 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06319.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06168.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06168.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06168 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06168.pdf Notice - Agency Information Collection Activities Notice of Intent to Renew Collection 3038-0061: Daily Trade and Supporting Data Reports https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06153.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06153.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06153 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06153.pdf Rule - Amendment to Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06152.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06152.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06152 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06152.pdf Rule - De Minimis Exception to the Swap Dealer Definition-Swaps Entered Into by Insured Depository Institutions in Connection With Loans to Customers https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06109.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06109.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06109 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06109.pdf Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06103.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06103.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06103 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06103.pdf Notice - Agricultural Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05756.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05756.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05756 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05756.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05221.html https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05221.html Tue, 19 Mar 2019 00:00:00 -0700 2019-05221 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-19/pdf/2019-05221.pdf Notice - Global Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/03/14/2019-04741.html https://regulations.justia.com/regulations/fedreg/2019/03/14/2019-04741.html Thu, 14 Mar 2019 00:00:00 -0700 2019-04741 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-14/pdf/2019-04741.pdf Notice - Revised Registration Form 7-R https://regulations.justia.com/regulations/fedreg/2019/03/11/2019-04297.html https://regulations.justia.com/regulations/fedreg/2019/03/11/2019-04297.html Mon, 11 Mar 2019 00:00:00 -0700 2019-04297 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-11/pdf/2019-04297.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend and Revise Collections 3038-0023 and 3038-0072; Adoption of Revised Registration Form 7-R https://regulations.justia.com/regulations/fedreg/2019/03/11/2019-04296.html https://regulations.justia.com/regulations/fedreg/2019/03/11/2019-04296.html Mon, 11 Mar 2019 00:00:00 -0700 2019-04296 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-11/pdf/2019-04296.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04272.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04272.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04272 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04272.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03768.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03768.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03768 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03768.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/02/27/2019-03371.html https://regulations.justia.com/regulations/fedreg/2019/02/27/2019-03371.html Wed, 27 Feb 2019 00:00:00 -0800 2019-03371 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-27/pdf/2019-03371.pdf Notice - Agricultural Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02506.html https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02506.html Fri, 15 Feb 2019 00:00:00 -0800 2019-02506 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02506.pdf Notice - Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02494.html https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02494.html Fri, 15 Feb 2019 00:00:00 -0800 2019-02494 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02494.pdf Proposed Rule - Swap Execution Facilities and Trade Execution Requirement https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01668.html https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01668.html Tue, 12 Feb 2019 00:00:00 -0800 2019-01668 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-02-12/pdf/2019-01668.pdf Proposed Rule - Post-Trade Name Give-Up on Swap Execution Facilities https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01667.html https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01667.html Tue, 12 Feb 2019 00:00:00 -0800 2019-01667 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-02-12/pdf/2019-01667.pdf Rule - Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2019 https://regulations.justia.com/regulations/fedreg/2019/02/11/2019-01852.html https://regulations.justia.com/regulations/fedreg/2019/02/11/2019-01852.html Mon, 11 Feb 2019 00:00:00 -0800 2019-01852 Rule https://www.govinfo.gov/content/pkg/FR-2019-02-11/pdf/2019-01852.pdf Proposed Rule - Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2019/02/08/2019-00797.html https://regulations.justia.com/regulations/fedreg/2019/02/08/2019-00797.html Fri, 08 Feb 2019 00:00:00 -0800 2019-00797 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-02-08/pdf/2019-00797.pdf