Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2019/04?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-23T07:30:45-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08397.htmlNotice - Privacy Act of 1974; System of Records2019-04-26T00:00:00-07:002019-04-26T00:00:00-07:002019-08397Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08397.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08396.htmlNotice - Privacy Act of 1974; System of Records2019-04-26T00:00:00-07:002019-04-26T00:00:00-07:002019-08396Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08396.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08395.htmlNotice - Privacy Act of 1974; System of Records2019-04-26T00:00:00-07:002019-04-26T00:00:00-07:002019-08395Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08395.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/25/2019-08253.htmlRule - Privacy of Consumer Financial Information-Amendment To Conform Regulations to the Fixing America's Surface Transportation Act2019-04-25T00:00:00-07:002019-04-25T00:00:00-07:002019-08253Rulehttps://www.govinfo.gov/content/pkg/FR-2019-04-25/pdf/2019-08253.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08321.htmlNotice - Sunshine Act Meetings2019-04-23T00:00:00-07:002019-04-23T00:00:00-07:002019-08321Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08321.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08052.htmlNotice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions2019-04-22T00:00:00-07:002019-04-22T00:00:00-07:002019-08052Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08052.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08050.htmlNotice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0104: Clearing Exemption for Swaps Between Certain Affiliated Entities2019-04-22T00:00:00-07:002019-04-22T00:00:00-07:002019-08050Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08050.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/17/2019-07738.htmlNotice - Sunshine Act Meetings2019-04-17T00:00:00-07:002019-04-17T00:00:00-07:002019-07738Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-17/pdf/2019-07738.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/15/2019-07381.htmlNotice - Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080, Annual Report for Chief Compliance Officer of Registrants2019-04-15T00:00:00-07:002019-04-15T00:00:00-07:002019-07381Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-15/pdf/2019-07381.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/15/2019-07380.htmlNotice - Agency Information Collection Activities Under OMB Review2019-04-15T00:00:00-07:002019-04-15T00:00:00-07:002019-07380Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-15/pdf/2019-07380.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07307.htmlNotice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps2019-04-12T00:00:00-07:002019-04-12T00:00:00-07:002019-07307Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07307.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07306.htmlNotice - Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants2019-04-12T00:00:00-07:002019-04-12T00:00:00-07:002019-07306Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07306.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/10/2019-07027.htmlNotice - Agency Information Collection Activities: Notice of Intent To Revise Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants2019-04-10T00:00:00-07:002019-04-10T00:00:00-07:002019-07027Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-10/pdf/2019-07027.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06940.htmlNotice - Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0078, Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers2019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-06940Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06940.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06939.htmlNotice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0024; Regulations and Forms Pertaining to the Financial Integrity of the Marketplace2019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-06939Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06939.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06938.htmlNotice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009, Large Trader Reports2019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-06938Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06938.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06444.htmlNotice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0052; Core Principles and Other Requirements for Designated Contract Markets2019-04-03T00:00:00-07:002019-04-03T00:00:00-07:002019-06444Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06444.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06443.htmlRule - Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations2019-04-03T00:00:00-07:002019-04-03T00:00:00-07:002019-06443Rulehttps://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06443.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06424.htmlRule - Segregation of Assets Held as Collateral in Uncleared Swap Transactions2019-04-03T00:00:00-07:002019-04-03T00:00:00-07:002019-06424Rulehttps://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06424.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06319.htmlRule - Comparability Determination for Australia: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants2019-04-03T00:00:00-07:002019-04-03T00:00:00-07:002019-06319Rulehttps://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06319.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06168.htmlNotice - Agency Information Collection Activities Under OMB Review2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06168Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06168.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06153.htmlNotice - Agency Information Collection Activities Notice of Intent to Renew Collection 3038-0061: Daily Trade and Supporting Data Reports2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06153Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06153.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06152.htmlRule - Amendment to Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06152Rulehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06152.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06109.htmlRule - De Minimis Exception to the Swap Dealer Definition-Swaps Entered Into by Insured Depository Institutions in Connection With Loans to Customers2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06109Rulehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06109.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06103.htmlRule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06103Rulehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06103.pdf