Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2019/04?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2024-05-05T00:16:03-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08397.html Notice - Privacy Act of 1974; System of Records 2019-04-26T00:00:00-07:00 2019-04-26T00:00:00-07:00 2019-08397 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08397.pdf https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08396.html Notice - Privacy Act of 1974; System of Records 2019-04-26T00:00:00-07:00 2019-04-26T00:00:00-07:00 2019-08396 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08396.pdf https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08395.html Notice - Privacy Act of 1974; System of Records 2019-04-26T00:00:00-07:00 2019-04-26T00:00:00-07:00 2019-08395 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08395.pdf https://regulations.justia.com/regulations/fedreg/2019/04/25/2019-08253.html Rule - Privacy of Consumer Financial Information-Amendment To Conform Regulations to the Fixing America's Surface Transportation Act 2019-04-25T00:00:00-07:00 2019-04-25T00:00:00-07:00 2019-08253 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-25/pdf/2019-08253.pdf https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08321.html Notice - Sunshine Act Meetings 2019-04-23T00:00:00-07:00 2019-04-23T00:00:00-07:00 2019-08321 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08321.pdf https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08052.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions 2019-04-22T00:00:00-07:00 2019-04-22T00:00:00-07:00 2019-08052 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08052.pdf https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08050.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0104: Clearing Exemption for Swaps Between Certain Affiliated Entities 2019-04-22T00:00:00-07:00 2019-04-22T00:00:00-07:00 2019-08050 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08050.pdf https://regulations.justia.com/regulations/fedreg/2019/04/17/2019-07738.html Notice - Sunshine Act Meetings 2019-04-17T00:00:00-07:00 2019-04-17T00:00:00-07:00 2019-07738 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-17/pdf/2019-07738.pdf https://regulations.justia.com/regulations/fedreg/2019/04/15/2019-07381.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080, Annual Report for Chief Compliance Officer of Registrants 2019-04-15T00:00:00-07:00 2019-04-15T00:00:00-07:00 2019-07381 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-15/pdf/2019-07381.pdf https://regulations.justia.com/regulations/fedreg/2019/04/15/2019-07380.html Notice - Agency Information Collection Activities Under OMB Review 2019-04-15T00:00:00-07:00 2019-04-15T00:00:00-07:00 2019-07380 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-15/pdf/2019-07380.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07307.html Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07307 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07307.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07306.html Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07306 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07306.pdf https://regulations.justia.com/regulations/fedreg/2019/04/10/2019-07027.html Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants 2019-04-10T00:00:00-07:00 2019-04-10T00:00:00-07:00 2019-07027 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-10/pdf/2019-07027.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06940.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0078, Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06940 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06940.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06939.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0024; Regulations and Forms Pertaining to the Financial Integrity of the Marketplace 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06939 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06939.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06938.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009, Large Trader Reports 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06938 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06938.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06444.html Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0052; Core Principles and Other Requirements for Designated Contract Markets 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06444 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06444.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06443.html Rule - Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06443 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06443.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06424.html Rule - Segregation of Assets Held as Collateral in Uncleared Swap Transactions 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06424 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06424.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06319.html Rule - Comparability Determination for Australia: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06319 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06319.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06168.html Notice - Agency Information Collection Activities Under OMB Review 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06168 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06168.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06153.html Notice - Agency Information Collection Activities Notice of Intent to Renew Collection 3038-0061: Daily Trade and Supporting Data Reports 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06153 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06153.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06152.html Rule - Amendment to Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06152 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06152.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06109.html Rule - De Minimis Exception to the Swap Dealer Definition-Swaps Entered Into by Insured Depository Institutions in Connection With Loans to Customers 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06109 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06109.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06103.html Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06103 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06103.pdf