Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2016?limit=200&registers=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom 2018-04-26T21:58:14-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-29483.html Proposed Rule - Position Limits for Derivatives 2016-12-30T00:00:00-08:00 2016-12-30T00:00:00-08:00 2016-29483 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-29483.pdf https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-29582.html Rule - Aggregation of Positions 2016-12-16T00:00:00-08:00 2016-12-16T00:00:00-08:00 2016-29582 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-29582.pdf https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-29368.html Proposed Rule - Capital Requirements of Swap Dealers and Major Swap Participants 2016-12-16T00:00:00-08:00 2016-12-16T00:00:00-08:00 2016-29368 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-29368.pdf https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29613.html Notice - Order Excluding Farm Credit System Institutions From the Commodity Exchange Act's Definition of “Commodity Trading Advisor” 2016-12-12T00:00:00-08:00 2016-12-12T00:00:00-08:00 2016-29613 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29613.pdf https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29753.html Notice - Sunshine Act Meetings 2016-12-09T00:00:00-08:00 2016-12-09T00:00:00-08:00 2016-29753 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29753.pdf https://regulations.justia.com/regulations/fedreg/2016/12/06/2016-29372.html Notice - Sunshine Act Meetings 2016-12-06T00:00:00-08:00 2016-12-06T00:00:00-08:00 2016-29372 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-06/pdf/2016-29372.pdf https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28522.html Notice - Sunshine Act Meetings 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-28522 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28522.pdf https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28389.html Notice - Agency Information Collection Activities: Comment Request-Proposal To Amend Collection 3038-0005: Instructions to CFTC Form CPO-PQR 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-28389 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28389.pdf https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28388.html Rule - Commodity Pool Operator Financial Reports 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-28388 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28388.pdf https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-27250.html Proposed Rule - Regulation Automated Trading 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-27250 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-27250.pdf https://regulations.justia.com/regulations/fedreg/2016/11/16/2016-27525.html Rule - Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates 2016-11-16T00:00:00-08:00 2016-11-16T00:00:00-08:00 2016-27525 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-11-16/pdf/2016-27525.pdf https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27430.html Notice - Sunshine Act Meetings 2016-11-14T00:00:00-08:00 2016-11-14T00:00:00-08:00 2016-27430 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27430.pdf https://regulations.justia.com/regulations/fedreg/2016/11/02/2016-26426.html Notice - Market Risk Advisory Committee 2016-11-02T00:00:00-07:00 2016-11-02T00:00:00-07:00 2016-26426 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-02/pdf/2016-26426.pdf https://regulations.justia.com/regulations/fedreg/2016/11/02/2016-26417.html Notice - Agency Information Collection Activities: Practice by Former Members and Employees of the Commission 2016-11-02T00:00:00-07:00 2016-11-02T00:00:00-07:00 2016-26417 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-02/pdf/2016-26417.pdf https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26502.html Notice - Sunshine Act Meetings 2016-11-01T00:00:00-07:00 2016-11-01T00:00:00-07:00 2016-26502 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-01/pdf/2016-26502.pdf https://regulations.justia.com/regulations/fedreg/2016/10/28/2016-26268.html Notice - Sunshine Act Meetings 2016-10-28T00:00:00-07:00 2016-10-28T00:00:00-07:00 2016-26268 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-28/pdf/2016-26268.pdf https://regulations.justia.com/regulations/fedreg/2016/10/26/2016-25925.html Notice - Agency Information Collection Activities Under OMB Review 2016-10-26T00:00:00-07:00 2016-10-26T00:00:00-07:00 2016-25925 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-26/pdf/2016-25925.pdf https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25571.html Notice - Final Order Regarding Southwest Power Pool, Inc. Application To Exempt Specified Transactions; Amendment to the Final Order Exempting Specified Transactions of Certain Independent System Operators and Regional Transmission Organizations 2016-10-24T00:00:00-07:00 2016-10-24T00:00:00-07:00 2016-25571 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25571.pdf https://regulations.justia.com/regulations/fedreg/2016/10/19/2016-25294.html Notice - Renewal of the Technology Advisory Committee 2016-10-19T00:00:00-07:00 2016-10-19T00:00:00-07:00 2016-25294 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-19/pdf/2016-25294.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25143.html Rule - Order Establishing De Minimis Threshold Phase-In Termination Date 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25143 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25143.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-24905.html Proposed Rule - Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-24905 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-24905.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-23983.html Rule - Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-23983 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-23983.pdf https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23886.html Notice - Sunshine Act Meetings 2016-09-30T00:00:00-07:00 2016-09-30T00:00:00-07:00 2016-23886 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23886.pdf https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23621.html Notice - Privacy Act of 1974 System of Records Notice 2016-09-30T00:00:00-07:00 2016-09-30T00:00:00-07:00 2016-23621 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23621.pdf https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23616.html Notice - Privacy Act of 1974 System of Records Notice 2016-09-30T00:00:00-07:00 2016-09-30T00:00:00-07:00 2016-23616 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23616.pdf https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23351.html Notice - Renewal of the Global Markets Advisory Committee 2016-09-28T00:00:00-07:00 2016-09-28T00:00:00-07:00 2016-23351 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23351.pdf https://regulations.justia.com/regulations/fedreg/2016/09/23/2016-22957.html Notice - Agency Information Collection Activities Under OMB Review 2016-09-23T00:00:00-07:00 2016-09-23T00:00:00-07:00 2016-22957 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-23/pdf/2016-22957.pdf https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22717.html Notice - Renewal of the Agricultural Advisory Committee 2016-09-21T00:00:00-07:00 2016-09-21T00:00:00-07:00 2016-22717 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-21/pdf/2016-22717.pdf https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22481.html Notice - Agency Information Collection Activities Under OMB Review 2016-09-19T00:00:00-07:00 2016-09-19T00:00:00-07:00 2016-22481 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22481.pdf https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22413.html Rule - System Safeguards Testing Requirements for Derivatives Clearing Organizations 2016-09-19T00:00:00-07:00 2016-09-19T00:00:00-07:00 2016-22413 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22413.pdf https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22174.html Rule - System Safeguards Testing Requirements 2016-09-19T00:00:00-07:00 2016-09-19T00:00:00-07:00 2016-22174 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22174.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22199.html Notice - Agency Information Collection Activities Under OMB Review 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22199 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22199.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22045.html Rule - Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22045 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22045.pdf https://regulations.justia.com/regulations/fedreg/2016/09/07/2016-21537.html Notice - Sunshine Act Meetings 2016-09-07T00:00:00-07:00 2016-09-07T00:00:00-07:00 2016-21537 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-07/pdf/2016-21537.pdf https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21153.html Proposed Rule - Commodity Pool Operator Annual Report 2016-09-06T00:00:00-07:00 2016-09-06T00:00:00-07:00 2016-21153 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21153.pdf https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21323.html Notice - Sunshine Act Meetings 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-21323 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21323.pdf https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20745.html Proposed Rule - Whistleblower Awards Process 2016-08-30T00:00:00-07:00 2016-08-30T00:00:00-07:00 2016-20745 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20745.pdf https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20288.html Notice - Agency Information Collection Activities Under OMB Review 2016-08-24T00:00:00-07:00 2016-08-24T00:00:00-07:00 2016-20288 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20288.pdf https://regulations.justia.com/regulations/fedreg/2016/08/16/2016-18854.html Rule - Final Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission 2016-08-16T00:00:00-07:00 2016-08-16T00:00:00-07:00 2016-18854 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-18854.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19231.html Proposed Rule - Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19231 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19231.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19211.html Rule - Written Acknowledgment of Customer Funds From Federal Reserve Banks 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19211 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19211.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19210.html Notice - Order Exempting the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19210 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19210.pdf https://regulations.justia.com/regulations/fedreg/2016/08/11/2016-19127.html Notice - Agency Information Collection Activities Under OMB Review 2016-08-11T00:00:00-07:00 2016-08-11T00:00:00-07:00 2016-19127 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-11/pdf/2016-19127.pdf https://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18859.html Notice - Agency Information Collection Activities Under OMB Review 2016-08-09T00:00:00-07:00 2016-08-09T00:00:00-07:00 2016-18859 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-09/pdf/2016-18859.pdf https://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18400.html Proposed Rule - Commodity Pool Operator Annual Report 2016-08-05T00:00:00-07:00 2016-08-05T00:00:00-07:00 2016-18400 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-05/pdf/2016-18400.pdf https://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18210.html Proposed Rule - Exemption From Registration for Certain Foreign Persons 2016-08-05T00:00:00-07:00 2016-08-05T00:00:00-07:00 2016-18210 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-05/pdf/2016-18210.pdf https://regulations.justia.com/regulations/fedreg/2016/08/02/2016-18213.html Notice - Agency Information Collection Activities Under OMB Review 2016-08-02T00:00:00-07:00 2016-08-02T00:00:00-07:00 2016-18213 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-02/pdf/2016-18213.pdf https://regulations.justia.com/regulations/fedreg/2016/08/02/2016-18212.html Notice - Agency Information Collection Activities Under OMB Review 2016-08-02T00:00:00-07:00 2016-08-02T00:00:00-07:00 2016-18212 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-02/pdf/2016-18212.pdf https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-18134.html Notice - Sunshine Act Meetings 2016-07-29T00:00:00-07:00 2016-07-29T00:00:00-07:00 2016-18134 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-18134.pdf https://regulations.justia.com/regulations/fedreg/2016/07/22/2016-17374.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0074, Core Principles and Other Requirements for Swap Execution Facilities 2016-07-22T00:00:00-07:00 2016-07-22T00:00:00-07:00 2016-17374 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-22/pdf/2016-17374.pdf https://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17229.html Notice - Order Extending the Designation of the Provider of Legal Entity Identifiers To Be Used in Recordkeeping and Swap Data Reporting Pursuant to the Commission's Regulations 2016-07-21T00:00:00-07:00 2016-07-21T00:00:00-07:00 2016-17229 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-21/pdf/2016-17229.pdf https://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17208.html Notice - Agency Information Collection Activities: Revised Collection, Comment Request: Amendments To Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps, Final Rule 2016-07-21T00:00:00-07:00 2016-07-21T00:00:00-07:00 2016-17208 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-21/pdf/2016-17208.pdf https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15473.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0102, Clearing Exemption for Certain Swaps Entered Into by Cooperatives 2016-06-30T00:00:00-07:00 2016-06-30T00:00:00-07:00 2016-15473 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-30/pdf/2016-15473.pdf https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15472.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0005, Rules Relating to the Operations and Activities of Commodity Pool Operators and Commodity Trading Advisors and to Monthly Reporting by Futures Commission Merchants 2016-06-30T00:00:00-07:00 2016-06-30T00:00:00-07:00 2016-15472 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-30/pdf/2016-15472.pdf https://regulations.justia.com/regulations/fedreg/2016/06/29/2016-15344.html Notice - Agency Information Collection Activities Under OMB Review 2016-06-29T00:00:00-07:00 2016-06-29T00:00:00-07:00 2016-15344 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-29/pdf/2016-15344.pdf https://regulations.justia.com/regulations/fedreg/2016/06/27/2016-15078.html Rule - Adjustment of Civil Monetary Penalties for Inflation 2016-06-27T00:00:00-07:00 2016-06-27T00:00:00-07:00 2016-15078 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-06-27/pdf/2016-15078.pdf https://regulations.justia.com/regulations/fedreg/2016/06/27/2016-14414.html Rule - Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps 2016-06-27T00:00:00-07:00 2016-06-27T00:00:00-07:00 2016-14414 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-06-27/pdf/2016-14414.pdf https://regulations.justia.com/regulations/fedreg/2016/06/16/2016-14035.html Proposed Rule - Clearing Requirement Determination Under Section 2(h) of the CEA for Interest Rate Swaps 2016-06-16T00:00:00-07:00 2016-06-16T00:00:00-07:00 2016-14035 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-06-16/pdf/2016-14035.pdf https://regulations.justia.com/regulations/fedreg/2016/06/14/2016-14029.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0099, Process for a Swap Execution Facility or Designated Contract Market To Make a Swap Available To Trade 2016-06-14T00:00:00-07:00 2016-06-14T00:00:00-07:00 2016-14029 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-14/pdf/2016-14029.pdf https://regulations.justia.com/regulations/fedreg/2016/06/13/2016-12964.html Proposed Rule - Position Limits for Derivatives: Certain Exemptions and Guidance 2016-06-13T00:00:00-07:00 2016-06-13T00:00:00-07:00 2016-12964 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-06-13/pdf/2016-12964.pdf https://regulations.justia.com/regulations/fedreg/2016/06/09/2016-13623.html Notice - Agency Information Collection Activities: Notice Requesting Approval of New Collection, CFTC SmartCheck Annual Campaign Impact Tracking Survey, 3038-NEW 2016-06-09T00:00:00-07:00 2016-06-09T00:00:00-07:00 2016-13623 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-09/pdf/2016-13623.pdf https://regulations.justia.com/regulations/fedreg/2016/06/09/2016-13622.html Notice - Market Risk Advisory Committee 2016-06-09T00:00:00-07:00 2016-06-09T00:00:00-07:00 2016-13622 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-09/pdf/2016-13622.pdf https://regulations.justia.com/regulations/fedreg/2016/06/07/2016-13385.html Proposed Rule - Public Staff Roundtable on Elements of Regulation Automated Trading; Reopening of Comment Period 2016-06-07T00:00:00-07:00 2016-06-07T00:00:00-07:00 2016-13385 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-06-07/pdf/2016-13385.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-13055.html Notice - Notice of Proposed Order and Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-13055 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-13055.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12858.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0067, Part 162 Subpart C-Identify Theft Red Flags 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12858 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12858.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12707.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0017, Market Surveys 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12707 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12707.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12613.html Notice - Agency Information Collection Activities: Proposed Collection, Comment Request: Final Rule, Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants-Cross-Border Application of the Margin Requirements 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12613 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12613.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12612.html Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants-Cross-Border Application of the Margin Requirements 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12612 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12612.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12316.html Notice - Renewal of the Market Risk Advisory Committee 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12316 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12316.pdf https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11385.html Notice - Notice of Proposed Amendment to and Request for Comment on the Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act 2016-05-16T00:00:00-07:00 2016-05-16T00:00:00-07:00 2016-11385 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11385.pdf https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11548.html Notice - Sunshine Act Meetings 2016-05-13T00:00:00-07:00 2016-05-13T00:00:00-07:00 2016-11548 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11548.pdf https://regulations.justia.com/regulations/fedreg/2016/05/10/2016-10848.html Notice - Agency Information Collection Activities Under OMB Review 2016-05-10T00:00:00-07:00 2016-05-10T00:00:00-07:00 2016-10848 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-10/pdf/2016-10848.pdf https://regulations.justia.com/regulations/fedreg/2016/05/10/2016-10847.html Notice - Agency Information Collection Activities Under OMB Review 2016-05-10T00:00:00-07:00 2016-05-10T00:00:00-07:00 2016-10847 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-10/pdf/2016-10847.pdf https://regulations.justia.com/regulations/fedreg/2016/05/06/2016-10565.html Rule - Definitions of “Portfolio Reconciliation” and “Material Terms” for Purposes of Swap Portfolio Reconciliation 2016-05-06T00:00:00-07:00 2016-05-06T00:00:00-07:00 2016-10565 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-05-06/pdf/2016-10565.pdf https://regulations.justia.com/regulations/fedreg/2016/04/29/2016-10216.html Notice - Sunshine Act Meetings 2016-04-29T00:00:00-07:00 2016-04-29T00:00:00-07:00 2016-10216 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-29/pdf/2016-10216.pdf https://regulations.justia.com/regulations/fedreg/2016/04/13/2016-08431.html Notice - Public Availability of Fiscal Year 2015 Service Contract Inventory 2016-04-13T00:00:00-07:00 2016-04-13T00:00:00-07:00 2016-08431 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-13/pdf/2016-08431.pdf https://regulations.justia.com/regulations/fedreg/2016/04/08/2016-08076.html Proposed Rule - Certain Natural Gas and Electric Power Contracts 2016-04-08T00:00:00-07:00 2016-04-08T00:00:00-07:00 2016-08076 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-04-08/pdf/2016-08076.pdf https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07788.html Notice - Agency Information Collection Activities Under OMB Review 2016-04-05T00:00:00-07:00 2016-04-05T00:00:00-07:00 2016-07788 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07788.pdf https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07649.html Notice - Sunshine Act Meetings 2016-04-01T00:00:00-07:00 2016-04-01T00:00:00-07:00 2016-07649 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-01/pdf/2016-07649.pdf https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07304.html Rule - Alternative to Fingerprinting Requirement for Foreign Natural Persons 2016-04-01T00:00:00-07:00 2016-04-01T00:00:00-07:00 2016-07304 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-04-01/pdf/2016-07304.pdf https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07131.html Notice - Market Risk Advisory Committee 2016-03-30T00:00:00-07:00 2016-03-30T00:00:00-07:00 2016-07131 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-30/pdf/2016-07131.pdf https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-07006.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions 2016-03-29T00:00:00-07:00 2016-03-29T00:00:00-07:00 2016-07006 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-29/pdf/2016-07006.pdf https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-07017.html Rule - Rules of Practice 2016-03-28T00:00:00-07:00 2016-03-28T00:00:00-07:00 2016-07017 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-03-28/pdf/2016-07017.pdf https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06261.html Notice - Comparability Determination for the European Union: Dually-Registered Derivatives Clearing Organizations and Central Counterparties 2016-03-22T00:00:00-07:00 2016-03-22T00:00:00-07:00 2016-06261 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06261.pdf https://regulations.justia.com/regulations/fedreg/2016/03/21/2016-06260.html Rule - Trade Options 2016-03-21T00:00:00-07:00 2016-03-21T00:00:00-07:00 2016-06260 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-03-21/pdf/2016-06260.pdf https://regulations.justia.com/regulations/fedreg/2016/03/11/2016-05580.html Rule - Registration 2016-03-11T00:00:00-08:00 2016-03-11T00:00:00-08:00 2016-05580 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-03-11/pdf/2016-05580.pdf https://regulations.justia.com/regulations/fedreg/2016/03/11/2016-05577.html Rule - Registration 2016-03-11T00:00:00-08:00 2016-03-11T00:00:00-08:00 2016-05577 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-03-11/pdf/2016-05577.pdf https://regulations.justia.com/regulations/fedreg/2016/03/11/2016-05576.html Rule - General Regulations Under the Commodity Exchange Act 2016-03-11T00:00:00-08:00 2016-03-11T00:00:00-08:00 2016-05576 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-03-11/pdf/2016-05576.pdf https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-05016.html Notice - Sunshine Act Meetings 2016-03-07T00:00:00-08:00 2016-03-07T00:00:00-08:00 2016-05016 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-05016.pdf https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04999.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0104, Exemption for Swaps Between Affiliates 2016-03-07T00:00:00-08:00 2016-03-07T00:00:00-08:00 2016-04999 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04999.pdf https://regulations.justia.com/regulations/fedreg/2016/03/04/2016-04812.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0107, Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery 2016-03-04T00:00:00-08:00 2016-03-04T00:00:00-08:00 2016-04812 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-04/pdf/2016-04812.pdf https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03595.html Notice - Sunshine Act Meetings 2016-02-19T00:00:00-08:00 2016-02-19T00:00:00-08:00 2016-03595 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03595.pdf https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-03064.html Notice - Order Authorizing the National Futures Association as a Commission Designee for Direct Electronic Access to Data in Swap Data Repositories 2016-02-16T00:00:00-08:00 2016-02-16T00:00:00-08:00 2016-03064 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-03064.pdf https://regulations.justia.com/regulations/fedreg/2016/02/11/2016-02795.html Rule - Foreign Futures and Options Transactions 2016-02-11T00:00:00-08:00 2016-02-11T00:00:00-08:00 2016-02795 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-02-11/pdf/2016-02795.pdf https://regulations.justia.com/regulations/fedreg/2016/02/05/2016-02217.html Notice - Agency Information Collection Activities Under OMB Review 2016-02-05T00:00:00-08:00 2016-02-05T00:00:00-08:00 2016-02217 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-05/pdf/2016-02217.pdf https://regulations.justia.com/regulations/fedreg/2016/02/02/2016-01774.html Notice - Agency Information Collection Activities Under OMB Review 2016-02-02T00:00:00-08:00 2016-02-02T00:00:00-08:00 2016-01774 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-02/pdf/2016-01774.pdf https://regulations.justia.com/regulations/fedreg/2016/02/02/2016-01773.html Notice - Agency Information Collection Activities Under OMB Review 2016-02-02T00:00:00-08:00 2016-02-02T00:00:00-08:00 2016-01773 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-02/pdf/2016-01773.pdf https://regulations.justia.com/regulations/fedreg/2016/02/01/2016-01760.html Notice - Agency Information Collection Activities Under OMB Review 2016-02-01T00:00:00-08:00 2016-02-01T00:00:00-08:00 2016-01760 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-01/pdf/2016-01760.pdf https://regulations.justia.com/regulations/fedreg/2016/02/01/2016-01758.html Notice - Agency Information Collection Activities Under OMB Review 2016-02-01T00:00:00-08:00 2016-02-01T00:00:00-08:00 2016-01758 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-01/pdf/2016-01758.pdf https://regulations.justia.com/regulations/fedreg/2016/02/01/2016-01753.html Notice - Agency Information Collection Activities Under OMB Review 2016-02-01T00:00:00-08:00 2016-02-01T00:00:00-08:00 2016-01753 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-01/pdf/2016-01753.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01139.html Notice - Agency Information Collection Activities Under OMB Review 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01139 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01139.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01051.html Notice - Performance of Certain Functions by the National Futures Association Related to Notices of Swap Valuation Disputes Filed by Swap Dealers and Major Swap Participants 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01051 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01051.pdf https://regulations.justia.com/regulations/fedreg/2016/01/12/2016-00045.html Proposed Rule - Alternative to Fingerprinting Requirement for Foreign Natural Persons 2016-01-12T00:00:00-08:00 2016-01-12T00:00:00-08:00 2016-00045 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-01-12/pdf/2016-00045.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-297.html Notice - Technology Advisory Committee; Notice of Meeting 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-297 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-297.pdf https://regulations.justia.com/regulations/fedreg/2016/01/07/2016-00058.html Notice - Agency Information Collection Activities Under OMB Review 2016-01-07T00:00:00-08:00 2016-01-07T00:00:00-08:00 2016-00058 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2016-00058.pdf https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-32320.html Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2016-01-06T00:00:00-08:00 2016-01-06T00:00:00-08:00 2015-32320 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-32320.pdf