Commodity Futures Trading Commission May 7, 2015 – Federal Register Recent Federal Regulation Documents

Trade Options
Document Number: 2015-11020
Type: Proposed Rule
Date: 2015-05-07
Agency: Commodity Futures Trading Commission, Agencies and Commissions
The Commodity Futures Trading Commission (the ``Commission'' or the ``CFTC'') is proposing to amend the trade option exemption in its regulations, as described herein, in the following subject areas: Reporting requirements for trade option counterparties that are not swap dealers or major swap participants; recordkeeping requirements for trade option counterparties that are not swap dealers or major swap participants; and certain non-substantive amendments.
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