<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2013?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Sat, 27 Apr 2024 09:20:07 -0700 Sat, 27 Apr 2024 09:20:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2013?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Notice - Agency Information Collection Activities; Notice of Intent To Renew Collection: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters https://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31106.html https://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31106.html Mon, 30 Dec 2013 00:00:00 -0800 2013-31106 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-30/pdf/2013-31106.pdf Notice - Comparability Determination for the European Union: Certain Transaction-Level Requirements https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30981.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30981.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30981 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30981.pdf Notice - Comparability Determination for the European Union: Certain Entity-Level Requirements https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30980.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30980.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30980 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30980.pdf Notice - Comparability Determination for Canada: Certain Entity-Level Requirements https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30979.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30979.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30979 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30979.pdf Notice - Comparability Determination for Switzerland: Certain Entity-Level Requirements https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30978.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30978.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30978 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30978.pdf Notice - Comparability Determination for Japan: Certain Transaction-Level Requirements https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30977.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30977.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30977 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30977.pdf Notice - Comparability Determination for Japan: Certain Entity-Level Requirements https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30976.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30976.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30976 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30976.pdf Notice - Comparability Determination for Hong Kong: Certain Entity-Level Requirements https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30975.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30975.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30975 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30975.pdf Notice - Comparability Determination for Australia: Certain Entity-Level Requirements https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30974.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30974.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30974 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30974.pdf Notice - Agency Information Collection Activities; Proposed Collection; Comment Request: Part 41, Relating to Security Futures Products https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30419.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30419.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30419 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30419.pdf Proposed Rule - Position Limits for Derivatives https://regulations.justia.com/regulations/fedreg/2013/12/19/C1-2013-27200.html https://regulations.justia.com/regulations/fedreg/2013/12/19/C1-2013-27200.html Thu, 19 Dec 2013 00:00:00 -0800 C1-2013-27200 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-12-19/pdf/C1-2013-27200.pdf Proposed Rule - Position Limits for Derivatives https://regulations.justia.com/regulations/fedreg/2013/12/12/2013-27200.html https://regulations.justia.com/regulations/fedreg/2013/12/12/2013-27200.html Thu, 12 Dec 2013 00:00:00 -0800 2013-27200 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-12-12/pdf/2013-27200.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29521.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29521.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29521 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29521.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/12/06/2013-29296.html https://regulations.justia.com/regulations/fedreg/2013/12/06/2013-29296.html Fri, 06 Dec 2013 00:00:00 -0800 2013-29296 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-06/pdf/2013-29296.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/12/05/2013-29180.html https://regulations.justia.com/regulations/fedreg/2013/12/05/2013-29180.html Thu, 05 Dec 2013 00:00:00 -0800 2013-29180 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-05/pdf/2013-29180.pdf Rule - Derivatives Clearing Organizations and International Standards https://regulations.justia.com/regulations/fedreg/2013/12/02/2013-27849.html https://regulations.justia.com/regulations/fedreg/2013/12/02/2013-27849.html Mon, 02 Dec 2013 00:00:00 -0800 2013-27849 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-12-02/pdf/2013-27849.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28536.html https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28536.html Tue, 26 Nov 2013 00:00:00 -0800 2013-28536 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-26/pdf/2013-28536.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28534.html https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28534.html Tue, 26 Nov 2013 00:00:00 -0800 2013-28534 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-26/pdf/2013-28534.pdf Rule - Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-26789.html https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-26789.html Mon, 18 Nov 2013 00:00:00 -0800 2013-26789 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-18/pdf/2013-26789.pdf Proposed Rule - Aggregation of Positions https://regulations.justia.com/regulations/fedreg/2013/11/15/2013-27339.html https://regulations.justia.com/regulations/fedreg/2013/11/15/2013-27339.html Fri, 15 Nov 2013 00:00:00 -0800 2013-27339 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-15/pdf/2013-27339.pdf Rule - Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-26665.html https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-26665.html Thu, 14 Nov 2013 00:00:00 -0800 2013-26665 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-26665.pdf Proposed Rule - Membership in a Registered Futures Association https://regulations.justia.com/regulations/fedreg/2013/11/13/C1-2013-26790.html https://regulations.justia.com/regulations/fedreg/2013/11/13/C1-2013-26790.html Wed, 13 Nov 2013 00:00:00 -0800 C1-2013-26790 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-13/pdf/C1-2013-26790.pdf Proposed Rule - Membership in a Registered Futures Association https://regulations.justia.com/regulations/fedreg/2013/11/08/2013-26790.html https://regulations.justia.com/regulations/fedreg/2013/11/08/2013-26790.html Fri, 08 Nov 2013 00:00:00 -0800 2013-26790 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-08/pdf/2013-26790.pdf Rule - Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy https://regulations.justia.com/regulations/fedreg/2013/11/06/2013-26479.html https://regulations.justia.com/regulations/fedreg/2013/11/06/2013-26479.html Wed, 06 Nov 2013 00:00:00 -0800 2013-26479 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-06/pdf/2013-26479.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/10/28/2013-25410.html https://regulations.justia.com/regulations/fedreg/2013/10/28/2013-25410.html Mon, 28 Oct 2013 00:00:00 -0700 2013-25410 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-28/pdf/2013-25410.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/10/28/2013-25402.html https://regulations.justia.com/regulations/fedreg/2013/10/28/2013-25402.html Mon, 28 Oct 2013 00:00:00 -0700 2013-25402 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-28/pdf/2013-25402.pdf Notice - Quantitative Messaging Research https://regulations.justia.com/regulations/fedreg/2013/10/28/2013-25335.html https://regulations.justia.com/regulations/fedreg/2013/10/28/2013-25335.html Mon, 28 Oct 2013 00:00:00 -0700 2013-25335 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-28/pdf/2013-25335.pdf Rule - Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees https://regulations.justia.com/regulations/fedreg/2013/10/28/2013-25279.html https://regulations.justia.com/regulations/fedreg/2013/10/28/2013-25279.html Mon, 28 Oct 2013 00:00:00 -0700 2013-25279 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-10-28/pdf/2013-25279.pdf Notice - Notice of Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25270.html https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25270.html Fri, 25 Oct 2013 00:00:00 -0700 2013-25270 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-25/pdf/2013-25270.pdf Notice - Notice of Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25269.html https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25269.html Fri, 25 Oct 2013 00:00:00 -0700 2013-25269 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-25/pdf/2013-25269.pdf Notice - Notice of Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25268.html https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25268.html Fri, 25 Oct 2013 00:00:00 -0700 2013-25268 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-25/pdf/2013-25268.pdf Notice - Notice of Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25266.html https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25266.html Fri, 25 Oct 2013 00:00:00 -0700 2013-25266 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-25/pdf/2013-25266.pdf Notice - Order of the Commodity Futures Trading Commission Relating to the Continuation, Shutdown, and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-24084.html https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-24084.html Tue, 01 Oct 2013 00:00:00 -0700 2013-24084 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-24084.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/09/25/2013-23418.html https://regulations.justia.com/regulations/fedreg/2013/09/25/2013-23418.html Wed, 25 Sep 2013 00:00:00 -0700 2013-23418 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-25/pdf/2013-23418.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/09/25/2013-23417.html https://regulations.justia.com/regulations/fedreg/2013/09/25/2013-23417.html Wed, 25 Sep 2013 00:00:00 -0700 2013-23417 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-25/pdf/2013-23417.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/09/25/2013-23416.html https://regulations.justia.com/regulations/fedreg/2013/09/25/2013-23416.html Wed, 25 Sep 2013 00:00:00 -0700 2013-23416 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-25/pdf/2013-23416.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/09/25/2013-23415.html https://regulations.justia.com/regulations/fedreg/2013/09/25/2013-23415.html Wed, 25 Sep 2013 00:00:00 -0700 2013-23415 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-25/pdf/2013-23415.pdf Proposed Rule - Concept Release on Risk Controls and System Safeguards for Automated Trading Environments https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22185.html https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22185.html Thu, 12 Sep 2013 00:00:00 -0700 2013-22185 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-09-12/pdf/2013-22185.pdf Notice - Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations https://regulations.justia.com/regulations/fedreg/2013/08/27/2013-20772.html https://regulations.justia.com/regulations/fedreg/2013/08/27/2013-20772.html Tue, 27 Aug 2013 00:00:00 -0700 2013-20772 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-27/pdf/2013-20772.pdf Rule - Retail Commodity Transactions Under Commodity Exchange Act https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20617.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20617.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20617 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20617.pdf Notice - Quantitative Messaging Research https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-20419.html https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-20419.html Thu, 22 Aug 2013 00:00:00 -0700 2013-20419 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-22/pdf/2013-20419.pdf Rule - Clearing Exemption for Certain Swaps Entered Into by Cooperatives https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-19945.html https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-19945.html Thu, 22 Aug 2013 00:00:00 -0700 2013-19945 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-22/pdf/2013-19945.pdf Rule - Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-19894.html https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-19894.html Thu, 22 Aug 2013 00:00:00 -0700 2013-19894 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-22/pdf/2013-19894.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-20115.html https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-20115.html Fri, 16 Aug 2013 00:00:00 -0700 2013-20115 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-16/pdf/2013-20115.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-20114.html https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-20114.html Fri, 16 Aug 2013 00:00:00 -0700 2013-20114 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-16/pdf/2013-20114.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-20113.html https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-20113.html Fri, 16 Aug 2013 00:00:00 -0700 2013-20113 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-16/pdf/2013-20113.pdf Notice - Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-19864.html https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-19864.html Fri, 16 Aug 2013 00:00:00 -0700 2013-19864 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-16/pdf/2013-19864.pdf Proposed Rule - Derivatives Clearing Organizations and International Standards https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-19845.html https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-19845.html Fri, 16 Aug 2013 00:00:00 -0700 2013-19845 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-16/pdf/2013-19845.pdf Rule - Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations https://regulations.justia.com/regulations/fedreg/2013/08/15/2013-19791.html https://regulations.justia.com/regulations/fedreg/2013/08/15/2013-19791.html Thu, 15 Aug 2013 00:00:00 -0700 2013-19791 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-15/pdf/2013-19791.pdf Rule - Core Principles and Other Requirements for Swap Execution Facilities; Correction https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18773.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18773.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18773 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18773.pdf Rule - Interpretive Guidance and Policy Statement Regarding Compliance With Certain Swap Regulations https://regulations.justia.com/regulations/fedreg/2013/07/26/2013-17958.html https://regulations.justia.com/regulations/fedreg/2013/07/26/2013-17958.html Fri, 26 Jul 2013 00:00:00 -0700 2013-17958 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-07-26/pdf/2013-17958.pdf Rule - Exemptive Order Regarding Compliance With Certain Swap Regulations https://regulations.justia.com/regulations/fedreg/2013/07/22/2013-17467.html https://regulations.justia.com/regulations/fedreg/2013/07/22/2013-17467.html Mon, 22 Jul 2013 00:00:00 -0700 2013-17467 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-07-22/pdf/2013-17467.pdf Rule - Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Correction https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16938.html https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16938.html Tue, 16 Jul 2013 00:00:00 -0700 2013-16938 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-16938.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/07/10/2013-16607.html https://regulations.justia.com/regulations/fedreg/2013/07/10/2013-16607.html Wed, 10 Jul 2013 00:00:00 -0700 2013-16607 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-10/pdf/2013-16607.pdf Notice - Agricultural Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2013/07/10/2013-16545.html https://regulations.justia.com/regulations/fedreg/2013/07/10/2013-16545.html Wed, 10 Jul 2013 00:00:00 -0700 2013-16545 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-10/pdf/2013-16545.pdf Notice - Amended Order Designating the Provider of Legal Entity Identifiers to Be Used in Recordkeeping and Swap Data Reporting Pursuant to the Commission's Regulations https://regulations.justia.com/regulations/fedreg/2013/06/28/2013-15477.html https://regulations.justia.com/regulations/fedreg/2013/06/28/2013-15477.html Fri, 28 Jun 2013 00:00:00 -0700 2013-15477 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-28/pdf/2013-15477.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-15197.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-15197.html Mon, 24 Jun 2013 00:00:00 -0700 2013-15197 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-15197.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-15196.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-15196.html Mon, 24 Jun 2013 00:00:00 -0700 2013-15196 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-15196.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-15195.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-15195.html Mon, 24 Jun 2013 00:00:00 -0700 2013-15195 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-15195.pdf Notice - Agency Information Collection Activities; Notice of Intent To Renew Collection: Market Surveys https://regulations.justia.com/regulations/fedreg/2013/06/12/2013-13878.html https://regulations.justia.com/regulations/fedreg/2013/06/12/2013-13878.html Wed, 12 Jun 2013 00:00:00 -0700 2013-13878 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-12/pdf/2013-13878.pdf Rule - Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available to Trade, Swap Transaction Compliance and Implementation Schedule, and Trade Execution Requirement Under the Commodity Exchange Act https://regulations.justia.com/regulations/fedreg/2013/06/04/2013-12250.html https://regulations.justia.com/regulations/fedreg/2013/06/04/2013-12250.html Tue, 04 Jun 2013 00:00:00 -0700 2013-12250 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-06-04/pdf/2013-12250.pdf Rule - Core Principles and Other Requirements for Swap Execution Facilities https://regulations.justia.com/regulations/fedreg/2013/06/04/2013-12242.html https://regulations.justia.com/regulations/fedreg/2013/06/04/2013-12242.html Tue, 04 Jun 2013 00:00:00 -0700 2013-12242 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-06-04/pdf/2013-12242.pdf Rule - Core Principles and Other Requirements for Designated Contract Markets; Correction https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13045.html https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13045.html Mon, 03 Jun 2013 00:00:00 -0700 2013-13045 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-06-03/pdf/2013-13045.pdf Rule - Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades https://regulations.justia.com/regulations/fedreg/2013/05/31/2013-12133.html https://regulations.justia.com/regulations/fedreg/2013/05/31/2013-12133.html Fri, 31 May 2013 00:00:00 -0700 2013-12133 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-05-31/pdf/2013-12133.pdf Notice - Antidisruptive Practices Authority https://regulations.justia.com/regulations/fedreg/2013/05/28/2013-12365.html https://regulations.justia.com/regulations/fedreg/2013/05/28/2013-12365.html Tue, 28 May 2013 00:00:00 -0700 2013-12365 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-28/pdf/2013-12365.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/05/24/2013-12513.html https://regulations.justia.com/regulations/fedreg/2013/05/24/2013-12513.html Fri, 24 May 2013 00:00:00 -0700 2013-12513 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-24/pdf/2013-12513.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/05/24/2013-12512.html https://regulations.justia.com/regulations/fedreg/2013/05/24/2013-12512.html Fri, 24 May 2013 00:00:00 -0700 2013-12512 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-24/pdf/2013-12512.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/05/24/2013-12511.html https://regulations.justia.com/regulations/fedreg/2013/05/24/2013-12511.html Fri, 24 May 2013 00:00:00 -0700 2013-12511 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-24/pdf/2013-12511.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/05/24/2013-12510.html https://regulations.justia.com/regulations/fedreg/2013/05/24/2013-12510.html Fri, 24 May 2013 00:00:00 -0700 2013-12510 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-24/pdf/2013-12510.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/05/14/2013-11506.html https://regulations.justia.com/regulations/fedreg/2013/05/14/2013-11506.html Tue, 14 May 2013 00:00:00 -0700 2013-11506 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-14/pdf/2013-11506.pdf Notice - Meeting of Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-09980.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-09980.html Mon, 29 Apr 2013 00:00:00 -0700 2013-09980 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-09980.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09851.html https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09851.html Thu, 25 Apr 2013 00:00:00 -0700 2013-09851 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09851.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09850.html https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09850.html Thu, 25 Apr 2013 00:00:00 -0700 2013-09850 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09850.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09849.html https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09849.html Thu, 25 Apr 2013 00:00:00 -0700 2013-09849 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09849.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09848.html https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09848.html Thu, 25 Apr 2013 00:00:00 -0700 2013-09848 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09848.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09847.html https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09847.html Thu, 25 Apr 2013 00:00:00 -0700 2013-09847 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09847.pdf Rule - Identity Theft Red Flags Rules https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-08830.html https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-08830.html Fri, 19 Apr 2013 00:00:00 -0700 2013-08830 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-19/pdf/2013-08830.pdf Rule - Reassignment of Commission Staff Responsibilities and Delegations of Authority https://regulations.justia.com/regulations/fedreg/2013/04/16/2013-08353.html https://regulations.justia.com/regulations/fedreg/2013/04/16/2013-08353.html Tue, 16 Apr 2013 00:00:00 -0700 2013-08353 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-16/pdf/2013-08353.pdf Notice - Public Availability of Fiscal Year 2012 Service Contract Inventory https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08558.html https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08558.html Fri, 12 Apr 2013 00:00:00 -0700 2013-08558 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08558.pdf Rule - Delegation of Authority To Disclose Confidential Information to a Contract Market, Registered Futures Association or Self-Regulatory Organization https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08440.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08440.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08440 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08440.pdf Rule - Clearing Exemption for Swaps Between Certain Affiliated Entities https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-07970.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-07970.html Thu, 11 Apr 2013 00:00:00 -0700 2013-07970 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-07970.pdf Rule - Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants; Correction https://regulations.justia.com/regulations/fedreg/2013/04/09/2013-08197.html https://regulations.justia.com/regulations/fedreg/2013/04/09/2013-08197.html Tue, 09 Apr 2013 00:00:00 -0700 2013-08197 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-09/pdf/2013-08197.pdf Rule - Adaptation of Regulations to Incorporate Swaps-Records of Transactions; Correction https://regulations.justia.com/regulations/fedreg/2013/04/09/2013-07797.html https://regulations.justia.com/regulations/fedreg/2013/04/09/2013-07797.html Tue, 09 Apr 2013 00:00:00 -0700 2013-07797 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-09/pdf/2013-07797.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08123.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08123.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08123 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08123.pdf Notice - Agency Information Collection Activities; Notice of Intent to Renew Collection: Market Surveys https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08084.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08084.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08084 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08084.pdf Rule - Dual and Multiple Associations of Persons Associated With Swap Dealers, Major Swap Participants and Other Commission Registrants https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-07755.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-07755.html Mon, 08 Apr 2013 00:00:00 -0700 2013-07755 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-07755.pdf Proposed Rule - Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-07538.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-07538.html Mon, 08 Apr 2013 00:00:00 -0700 2013-07538 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-07538.pdf Notice - Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07634.html https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07634.html Tue, 02 Apr 2013 00:00:00 -0700 2013-07634 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07634.pdf Notice - Order Exempting, Pursuant to Authority of the Commodity Exchange Act, Certain Transactions Between Entities Described in the Federal Power Act, and Other Electric Cooperatives https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07633.html https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07633.html Tue, 02 Apr 2013 00:00:00 -0700 2013-07633 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07633.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-07020.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-07020.html Tue, 26 Mar 2013 00:00:00 -0700 2013-07020 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-07020.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-07019.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-07019.html Tue, 26 Mar 2013 00:00:00 -0700 2013-07019 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-07019.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-07018.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-07018.html Tue, 26 Mar 2013 00:00:00 -0700 2013-07018 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-07018.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-07017.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-07017.html Tue, 26 Mar 2013 00:00:00 -0700 2013-07017 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-07017.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06148.html https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06148.html Mon, 18 Mar 2013 00:00:00 -0700 2013-06148 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06148.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04568.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04568.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04568 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04568.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04567.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04567.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04567 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04567.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04566.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04566.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04566 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04566.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04565.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04565.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04565 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04565.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04563.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04563.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04563 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04563.pdf Rule - Proceedings Before the Commodity Futures Trading Commission https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04252.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04252.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04252 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04252.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03792.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03792.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03792 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03792.pdf Notice - Sunshine Act Meeting-Closed Meeting https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-02096.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-02096.html Wed, 30 Jan 2013 00:00:00 -0800 2013-02096 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-02096.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01724.html https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01724.html Tue, 29 Jan 2013 00:00:00 -0800 2013-01724 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-29/pdf/2013-01724.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/01/28/2013-01758.html https://regulations.justia.com/regulations/fedreg/2013/01/28/2013-01758.html Mon, 28 Jan 2013 00:00:00 -0800 2013-01758 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-28/pdf/2013-01758.pdf Notice - Agency Information Collection Activities: Proposed Collection, Comment Request: Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery https://regulations.justia.com/regulations/fedreg/2013/01/28/2013-01607.html https://regulations.justia.com/regulations/fedreg/2013/01/28/2013-01607.html Mon, 28 Jan 2013 00:00:00 -0800 2013-01607 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-28/pdf/2013-01607.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01734.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01734.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01734 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01734.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01731.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01731.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01731 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01731.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01730.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01730.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01730 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01730.pdf Proposed Rule - Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations https://regulations.justia.com/regulations/fedreg/2013/01/18/2013-00820.html https://regulations.justia.com/regulations/fedreg/2013/01/18/2013-00820.html Fri, 18 Jan 2013 00:00:00 -0800 2013-00820 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-01-18/pdf/2013-00820.pdf Notice - Agency Information Collection Activities: Financial Education Content Needs Survey https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00802.html https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00802.html Wed, 16 Jan 2013 00:00:00 -0800 2013-00802 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-16/pdf/2013-00802.pdf Notice - Sunshine Act Meeting-Closed Meeting https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00787.html https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00787.html Tue, 15 Jan 2013 00:00:00 -0800 2013-00787 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/pdf/2013-00787.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2013/01/14/2013-00521.html https://regulations.justia.com/regulations/fedreg/2013/01/14/2013-00521.html Mon, 14 Jan 2013 00:00:00 -0800 2013-00521 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-14/pdf/2013-00521.pdf Rule - Rules of Practice; Amendments to Delegations of Authority to the Office of General Counsel https://regulations.justia.com/regulations/fedreg/2013/01/08/2012-31721.html https://regulations.justia.com/regulations/fedreg/2013/01/08/2012-31721.html Tue, 08 Jan 2013 00:00:00 -0800 2012-31721 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/2012-31721.pdf Rule - Final Exemptive Order Regarding Compliance With Certain Swap Regulations https://regulations.justia.com/regulations/fedreg/2013/01/07/2012-31736.html https://regulations.justia.com/regulations/fedreg/2013/01/07/2012-31736.html Mon, 07 Jan 2013 00:00:00 -0800 2012-31736 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-01-07/pdf/2012-31736.pdf Proposed Rule - Further Proposed Guidance Regarding Compliance With Certain Swap Regulations https://regulations.justia.com/regulations/fedreg/2013/01/07/2012-31734.html https://regulations.justia.com/regulations/fedreg/2013/01/07/2012-31734.html Mon, 07 Jan 2013 00:00:00 -0800 2012-31734 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-01-07/pdf/2012-31734.pdf Rule - Business Conduct and Documentation Requirements for Swap Dealers and Major Swap Participants; Extension of Compliance Date https://regulations.justia.com/regulations/fedreg/2013/01/02/2012-30885.html https://regulations.justia.com/regulations/fedreg/2013/01/02/2012-30885.html Wed, 02 Jan 2013 00:00:00 -0800 2012-30885 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-01-02/pdf/2012-30885.pdf