Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2013?limit=200&registers=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom 2021-05-08T01:37:58-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/12/30/2013-31106.html Notice - Agency Information Collection Activities; Notice of Intent To Renew Collection: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters 2013-12-30T00:00:00-08:00 2013-12-30T00:00:00-08:00 2013-31106 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-30/pdf/2013-31106.pdf https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30981.html Notice - Comparability Determination for the European Union: Certain Transaction-Level Requirements 2013-12-27T00:00:00-08:00 2013-12-27T00:00:00-08:00 2013-30981 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30981.pdf https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30980.html Notice - Comparability Determination for the European Union: Certain Entity-Level Requirements 2013-12-27T00:00:00-08:00 2013-12-27T00:00:00-08:00 2013-30980 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30980.pdf https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30979.html Notice - Comparability Determination for Canada: Certain Entity-Level Requirements 2013-12-27T00:00:00-08:00 2013-12-27T00:00:00-08:00 2013-30979 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30979.pdf https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30978.html Notice - Comparability Determination for Switzerland: Certain Entity-Level Requirements 2013-12-27T00:00:00-08:00 2013-12-27T00:00:00-08:00 2013-30978 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30978.pdf https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30977.html Notice - Comparability Determination for Japan: Certain Transaction-Level Requirements 2013-12-27T00:00:00-08:00 2013-12-27T00:00:00-08:00 2013-30977 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30977.pdf https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30976.html Notice - Comparability Determination for Japan: Certain Entity-Level Requirements 2013-12-27T00:00:00-08:00 2013-12-27T00:00:00-08:00 2013-30976 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30976.pdf https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30975.html Notice - Comparability Determination for Hong Kong: Certain Entity-Level Requirements 2013-12-27T00:00:00-08:00 2013-12-27T00:00:00-08:00 2013-30975 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30975.pdf https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30974.html Notice - Comparability Determination for Australia: Certain Entity-Level Requirements 2013-12-27T00:00:00-08:00 2013-12-27T00:00:00-08:00 2013-30974 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30974.pdf https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30419.html Notice - Agency Information Collection Activities; Proposed Collection; Comment Request: Part 41, Relating to Security Futures Products 2013-12-23T00:00:00-08:00 2013-12-23T00:00:00-08:00 2013-30419 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30419.pdf https://regulations.justia.com/regulations/fedreg/2013/12/19/C1-2013-27200.html Proposed Rule - Position Limits for Derivatives 2013-12-19T00:00:00-08:00 2013-12-19T00:00:00-08:00 C1-2013-27200 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-12-19/pdf/C1-2013-27200.pdf https://regulations.justia.com/regulations/fedreg/2013/12/12/2013-27200.html Proposed Rule - Position Limits for Derivatives 2013-12-12T00:00:00-08:00 2013-12-12T00:00:00-08:00 2013-27200 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-12-12/pdf/2013-27200.pdf https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29521.html Notice - Agency Information Collection Activities Under OMB Review 2013-12-11T00:00:00-08:00 2013-12-11T00:00:00-08:00 2013-29521 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29521.pdf https://regulations.justia.com/regulations/fedreg/2013/12/06/2013-29296.html Notice - Sunshine Act Meetings 2013-12-06T00:00:00-08:00 2013-12-06T00:00:00-08:00 2013-29296 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-06/pdf/2013-29296.pdf https://regulations.justia.com/regulations/fedreg/2013/12/05/2013-29180.html Notice - Sunshine Act Meeting 2013-12-05T00:00:00-08:00 2013-12-05T00:00:00-08:00 2013-29180 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-05/pdf/2013-29180.pdf https://regulations.justia.com/regulations/fedreg/2013/12/02/2013-27849.html Rule - Derivatives Clearing Organizations and International Standards 2013-12-02T00:00:00-08:00 2013-12-02T00:00:00-08:00 2013-27849 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-12-02/pdf/2013-27849.pdf https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28536.html Notice - Sunshine Act Meeting 2013-11-26T00:00:00-08:00 2013-11-26T00:00:00-08:00 2013-28536 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-26/pdf/2013-28536.pdf https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28534.html Notice - Sunshine Act Meeting 2013-11-26T00:00:00-08:00 2013-11-26T00:00:00-08:00 2013-28534 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-26/pdf/2013-28534.pdf https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-26789.html Rule - Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 2013-11-18T00:00:00-08:00 2013-11-18T00:00:00-08:00 2013-26789 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-18/pdf/2013-26789.pdf https://regulations.justia.com/regulations/fedreg/2013/11/15/2013-27339.html Proposed Rule - Aggregation of Positions 2013-11-15T00:00:00-08:00 2013-11-15T00:00:00-08:00 2013-27339 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-15/pdf/2013-27339.pdf https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-26665.html Rule - Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations 2013-11-14T00:00:00-08:00 2013-11-14T00:00:00-08:00 2013-26665 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-26665.pdf https://regulations.justia.com/regulations/fedreg/2013/11/13/C1-2013-26790.html Proposed Rule - Membership in a Registered Futures Association 2013-11-13T00:00:00-08:00 2013-11-13T00:00:00-08:00 C1-2013-26790 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-13/pdf/C1-2013-26790.pdf https://regulations.justia.com/regulations/fedreg/2013/11/08/2013-26790.html Proposed Rule - Membership in a Registered Futures Association 2013-11-08T00:00:00-08:00 2013-11-08T00:00:00-08:00 2013-26790 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-08/pdf/2013-26790.pdf https://regulations.justia.com/regulations/fedreg/2013/11/06/2013-26479.html Rule - Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy 2013-11-06T00:00:00-08:00 2013-11-06T00:00:00-08:00 2013-26479 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-06/pdf/2013-26479.pdf https://regulations.justia.com/regulations/fedreg/2013/10/28/2013-25410.html Notice - Sunshine Act Meetings 2013-10-28T00:00:00-07:00 2013-10-28T00:00:00-07:00 2013-25410 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-28/pdf/2013-25410.pdf https://regulations.justia.com/regulations/fedreg/2013/10/28/2013-25402.html Notice - Sunshine Act Meetings 2013-10-28T00:00:00-07:00 2013-10-28T00:00:00-07:00 2013-25402 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-28/pdf/2013-25402.pdf https://regulations.justia.com/regulations/fedreg/2013/10/28/2013-25335.html Notice - Quantitative Messaging Research 2013-10-28T00:00:00-07:00 2013-10-28T00:00:00-07:00 2013-25335 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-28/pdf/2013-25335.pdf https://regulations.justia.com/regulations/fedreg/2013/10/28/2013-25279.html Rule - Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees 2013-10-28T00:00:00-07:00 2013-10-28T00:00:00-07:00 2013-25279 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-10-28/pdf/2013-25279.pdf https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25270.html Notice - Notice of Sunshine Act Meetings 2013-10-25T00:00:00-07:00 2013-10-25T00:00:00-07:00 2013-25270 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-25/pdf/2013-25270.pdf https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25269.html Notice - Notice of Sunshine Act Meetings 2013-10-25T00:00:00-07:00 2013-10-25T00:00:00-07:00 2013-25269 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-25/pdf/2013-25269.pdf https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25268.html Notice - Notice of Sunshine Act Meetings 2013-10-25T00:00:00-07:00 2013-10-25T00:00:00-07:00 2013-25268 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-25/pdf/2013-25268.pdf https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25266.html Notice - Notice of Sunshine Act Meetings 2013-10-25T00:00:00-07:00 2013-10-25T00:00:00-07:00 2013-25266 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-25/pdf/2013-25266.pdf https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-24084.html Notice - Order of the Commodity Futures Trading Commission Relating to the Continuation, Shutdown, and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations 2013-10-01T00:00:00-07:00 2013-10-01T00:00:00-07:00 2013-24084 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-24084.pdf https://regulations.justia.com/regulations/fedreg/2013/09/25/2013-23418.html Notice - Sunshine Act Meeting 2013-09-25T00:00:00-07:00 2013-09-25T00:00:00-07:00 2013-23418 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-25/pdf/2013-23418.pdf https://regulations.justia.com/regulations/fedreg/2013/09/25/2013-23417.html Notice - Sunshine Act Meeting 2013-09-25T00:00:00-07:00 2013-09-25T00:00:00-07:00 2013-23417 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-25/pdf/2013-23417.pdf https://regulations.justia.com/regulations/fedreg/2013/09/25/2013-23416.html Notice - Sunshine Act Meeting 2013-09-25T00:00:00-07:00 2013-09-25T00:00:00-07:00 2013-23416 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-25/pdf/2013-23416.pdf https://regulations.justia.com/regulations/fedreg/2013/09/25/2013-23415.html Notice - Sunshine Act Meeting 2013-09-25T00:00:00-07:00 2013-09-25T00:00:00-07:00 2013-23415 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-25/pdf/2013-23415.pdf https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22185.html Proposed Rule - Concept Release on Risk Controls and System Safeguards for Automated Trading Environments 2013-09-12T00:00:00-07:00 2013-09-12T00:00:00-07:00 2013-22185 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-09-12/pdf/2013-22185.pdf https://regulations.justia.com/regulations/fedreg/2013/08/27/2013-20772.html Notice - Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations 2013-08-27T00:00:00-07:00 2013-08-27T00:00:00-07:00 2013-20772 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-27/pdf/2013-20772.pdf https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20617.html Rule - Retail Commodity Transactions Under Commodity Exchange Act 2013-08-23T00:00:00-07:00 2013-08-23T00:00:00-07:00 2013-20617 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20617.pdf https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-20419.html Notice - Quantitative Messaging Research 2013-08-22T00:00:00-07:00 2013-08-22T00:00:00-07:00 2013-20419 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-22/pdf/2013-20419.pdf https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-19945.html Rule - Clearing Exemption for Certain Swaps Entered Into by Cooperatives 2013-08-22T00:00:00-07:00 2013-08-22T00:00:00-07:00 2013-19945 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-22/pdf/2013-19945.pdf https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-19894.html Rule - Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators 2013-08-22T00:00:00-07:00 2013-08-22T00:00:00-07:00 2013-19894 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-22/pdf/2013-19894.pdf https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-20115.html Notice - Sunshine Act Meetings 2013-08-16T00:00:00-07:00 2013-08-16T00:00:00-07:00 2013-20115 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-16/pdf/2013-20115.pdf https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-20114.html Notice - Sunshine Act Meetings 2013-08-16T00:00:00-07:00 2013-08-16T00:00:00-07:00 2013-20114 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-16/pdf/2013-20114.pdf https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-20113.html Notice - Sunshine Act Meetings 2013-08-16T00:00:00-07:00 2013-08-16T00:00:00-07:00 2013-20113 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-16/pdf/2013-20113.pdf https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-19864.html Notice - Technology Advisory Committee 2013-08-16T00:00:00-07:00 2013-08-16T00:00:00-07:00 2013-19864 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-16/pdf/2013-19864.pdf https://regulations.justia.com/regulations/fedreg/2013/08/16/2013-19845.html Proposed Rule - Derivatives Clearing Organizations and International Standards 2013-08-16T00:00:00-07:00 2013-08-16T00:00:00-07:00 2013-19845 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-16/pdf/2013-19845.pdf https://regulations.justia.com/regulations/fedreg/2013/08/15/2013-19791.html Rule - Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations 2013-08-15T00:00:00-07:00 2013-08-15T00:00:00-07:00 2013-19791 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-15/pdf/2013-19791.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18773.html Rule - Core Principles and Other Requirements for Swap Execution Facilities; Correction 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18773 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18773.pdf https://regulations.justia.com/regulations/fedreg/2013/07/26/2013-17958.html Rule - Interpretive Guidance and Policy Statement Regarding Compliance With Certain Swap Regulations 2013-07-26T00:00:00-07:00 2013-07-26T00:00:00-07:00 2013-17958 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-07-26/pdf/2013-17958.pdf https://regulations.justia.com/regulations/fedreg/2013/07/22/2013-17467.html Rule - Exemptive Order Regarding Compliance With Certain Swap Regulations 2013-07-22T00:00:00-07:00 2013-07-22T00:00:00-07:00 2013-17467 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-07-22/pdf/2013-17467.pdf https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16938.html Rule - Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Correction 2013-07-16T00:00:00-07:00 2013-07-16T00:00:00-07:00 2013-16938 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-16938.pdf https://regulations.justia.com/regulations/fedreg/2013/07/10/2013-16607.html Notice - Sunshine Act Meetings 2013-07-10T00:00:00-07:00 2013-07-10T00:00:00-07:00 2013-16607 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-10/pdf/2013-16607.pdf https://regulations.justia.com/regulations/fedreg/2013/07/10/2013-16545.html Notice - Agricultural Advisory Committee Meeting 2013-07-10T00:00:00-07:00 2013-07-10T00:00:00-07:00 2013-16545 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-10/pdf/2013-16545.pdf https://regulations.justia.com/regulations/fedreg/2013/06/28/2013-15477.html Notice - Amended Order Designating the Provider of Legal Entity Identifiers to Be Used in Recordkeeping and Swap Data Reporting Pursuant to the Commission's Regulations 2013-06-28T00:00:00-07:00 2013-06-28T00:00:00-07:00 2013-15477 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-28/pdf/2013-15477.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-15197.html Notice - Sunshine Act Meetings 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-15197 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-15197.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-15196.html Notice - Sunshine Act Meetings 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-15196 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-15196.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-15195.html Notice - Sunshine Act Meetings 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-15195 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-15195.pdf https://regulations.justia.com/regulations/fedreg/2013/06/12/2013-13878.html Notice - Agency Information Collection Activities; Notice of Intent To Renew Collection: Market Surveys 2013-06-12T00:00:00-07:00 2013-06-12T00:00:00-07:00 2013-13878 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-12/pdf/2013-13878.pdf https://regulations.justia.com/regulations/fedreg/2013/06/04/2013-12250.html Rule - Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available to Trade, Swap Transaction Compliance and Implementation Schedule, and Trade Execution Requirement Under the Commodity Exchange Act 2013-06-04T00:00:00-07:00 2013-06-04T00:00:00-07:00 2013-12250 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-06-04/pdf/2013-12250.pdf https://regulations.justia.com/regulations/fedreg/2013/06/04/2013-12242.html Rule - Core Principles and Other Requirements for Swap Execution Facilities 2013-06-04T00:00:00-07:00 2013-06-04T00:00:00-07:00 2013-12242 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-06-04/pdf/2013-12242.pdf https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13045.html Rule - Core Principles and Other Requirements for Designated Contract Markets; Correction 2013-06-03T00:00:00-07:00 2013-06-03T00:00:00-07:00 2013-13045 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-06-03/pdf/2013-13045.pdf https://regulations.justia.com/regulations/fedreg/2013/05/31/2013-12133.html Rule - Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades 2013-05-31T00:00:00-07:00 2013-05-31T00:00:00-07:00 2013-12133 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-05-31/pdf/2013-12133.pdf https://regulations.justia.com/regulations/fedreg/2013/05/28/2013-12365.html Notice - Antidisruptive Practices Authority 2013-05-28T00:00:00-07:00 2013-05-28T00:00:00-07:00 2013-12365 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-28/pdf/2013-12365.pdf https://regulations.justia.com/regulations/fedreg/2013/05/24/2013-12513.html Notice - Sunshine Act Meeting 2013-05-24T00:00:00-07:00 2013-05-24T00:00:00-07:00 2013-12513 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-24/pdf/2013-12513.pdf https://regulations.justia.com/regulations/fedreg/2013/05/24/2013-12512.html Notice - Sunshine Act Meeting 2013-05-24T00:00:00-07:00 2013-05-24T00:00:00-07:00 2013-12512 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-24/pdf/2013-12512.pdf https://regulations.justia.com/regulations/fedreg/2013/05/24/2013-12511.html Notice - Sunshine Act Meeting 2013-05-24T00:00:00-07:00 2013-05-24T00:00:00-07:00 2013-12511 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-24/pdf/2013-12511.pdf https://regulations.justia.com/regulations/fedreg/2013/05/24/2013-12510.html Notice - Sunshine Act Meeting 2013-05-24T00:00:00-07:00 2013-05-24T00:00:00-07:00 2013-12510 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-24/pdf/2013-12510.pdf https://regulations.justia.com/regulations/fedreg/2013/05/14/2013-11506.html Notice - Sunshine Act Meetings 2013-05-14T00:00:00-07:00 2013-05-14T00:00:00-07:00 2013-11506 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-14/pdf/2013-11506.pdf https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-09980.html Notice - Meeting of Technology Advisory Committee 2013-04-29T00:00:00-07:00 2013-04-29T00:00:00-07:00 2013-09980 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-09980.pdf https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09851.html Notice - Sunshine Act Meetings 2013-04-25T00:00:00-07:00 2013-04-25T00:00:00-07:00 2013-09851 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09851.pdf https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09850.html Notice - Sunshine Act Meetings 2013-04-25T00:00:00-07:00 2013-04-25T00:00:00-07:00 2013-09850 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09850.pdf https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09849.html Notice - Sunshine Act Meetings 2013-04-25T00:00:00-07:00 2013-04-25T00:00:00-07:00 2013-09849 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09849.pdf https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09848.html Notice - Sunshine Act Meetings 2013-04-25T00:00:00-07:00 2013-04-25T00:00:00-07:00 2013-09848 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09848.pdf https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09847.html Notice - Sunshine Act Meetings 2013-04-25T00:00:00-07:00 2013-04-25T00:00:00-07:00 2013-09847 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09847.pdf https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-08830.html Rule - Identity Theft Red Flags Rules 2013-04-19T00:00:00-07:00 2013-04-19T00:00:00-07:00 2013-08830 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-19/pdf/2013-08830.pdf https://regulations.justia.com/regulations/fedreg/2013/04/16/2013-08353.html Rule - Reassignment of Commission Staff Responsibilities and Delegations of Authority 2013-04-16T00:00:00-07:00 2013-04-16T00:00:00-07:00 2013-08353 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-16/pdf/2013-08353.pdf https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08558.html Notice - Public Availability of Fiscal Year 2012 Service Contract Inventory 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08558 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08558.pdf https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08440.html Rule - Delegation of Authority To Disclose Confidential Information to a Contract Market, Registered Futures Association or Self-Regulatory Organization 2013-04-11T00:00:00-07:00 2013-04-11T00:00:00-07:00 2013-08440 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08440.pdf https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-07970.html Rule - Clearing Exemption for Swaps Between Certain Affiliated Entities 2013-04-11T00:00:00-07:00 2013-04-11T00:00:00-07:00 2013-07970 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-07970.pdf https://regulations.justia.com/regulations/fedreg/2013/04/09/2013-08197.html Rule - Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants; Correction 2013-04-09T00:00:00-07:00 2013-04-09T00:00:00-07:00 2013-08197 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-09/pdf/2013-08197.pdf https://regulations.justia.com/regulations/fedreg/2013/04/09/2013-07797.html Rule - Adaptation of Regulations to Incorporate Swaps-Records of Transactions; Correction 2013-04-09T00:00:00-07:00 2013-04-09T00:00:00-07:00 2013-07797 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-09/pdf/2013-07797.pdf https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08123.html Notice - Agency Information Collection Activities Under OMB Review 2013-04-08T00:00:00-07:00 2013-04-08T00:00:00-07:00 2013-08123 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08123.pdf https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08084.html Notice - Agency Information Collection Activities; Notice of Intent to Renew Collection: Market Surveys 2013-04-08T00:00:00-07:00 2013-04-08T00:00:00-07:00 2013-08084 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08084.pdf https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-07755.html Rule - Dual and Multiple Associations of Persons Associated With Swap Dealers, Major Swap Participants and Other Commission Registrants 2013-04-08T00:00:00-07:00 2013-04-08T00:00:00-07:00 2013-07755 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-07755.pdf https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-07538.html Proposed Rule - Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees 2013-04-08T00:00:00-07:00 2013-04-08T00:00:00-07:00 2013-07538 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-07538.pdf https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07634.html Notice - Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act 2013-04-02T00:00:00-07:00 2013-04-02T00:00:00-07:00 2013-07634 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07634.pdf https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07633.html Notice - Order Exempting, Pursuant to Authority of the Commodity Exchange Act, Certain Transactions Between Entities Described in the Federal Power Act, and Other Electric Cooperatives 2013-04-02T00:00:00-07:00 2013-04-02T00:00:00-07:00 2013-07633 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07633.pdf https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-07020.html Notice - Sunshine Act Meetings 2013-03-26T00:00:00-07:00 2013-03-26T00:00:00-07:00 2013-07020 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-07020.pdf https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-07019.html Notice - Sunshine Act Meetings 2013-03-26T00:00:00-07:00 2013-03-26T00:00:00-07:00 2013-07019 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-07019.pdf https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-07018.html Notice - Sunshine Act Meetings 2013-03-26T00:00:00-07:00 2013-03-26T00:00:00-07:00 2013-07018 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-07018.pdf https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-07017.html Notice - Sunshine Act Meetings 2013-03-26T00:00:00-07:00 2013-03-26T00:00:00-07:00 2013-07017 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-07017.pdf https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06148.html Notice - Agency Information Collection Activities Under OMB Review 2013-03-18T00:00:00-07:00 2013-03-18T00:00:00-07:00 2013-06148 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06148.pdf https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04568.html Notice - Sunshine Act Meeting 2013-02-26T00:00:00-08:00 2013-02-26T00:00:00-08:00 2013-04568 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04568.pdf https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04567.html Notice - Sunshine Act Meeting 2013-02-26T00:00:00-08:00 2013-02-26T00:00:00-08:00 2013-04567 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04567.pdf https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04566.html Notice - Sunshine Act Meeting 2013-02-26T00:00:00-08:00 2013-02-26T00:00:00-08:00 2013-04566 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04566.pdf https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04565.html Notice - Sunshine Act Meeting 2013-02-26T00:00:00-08:00 2013-02-26T00:00:00-08:00 2013-04565 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04565.pdf https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04563.html Notice - Sunshine Act Meeting 2013-02-26T00:00:00-08:00 2013-02-26T00:00:00-08:00 2013-04563 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04563.pdf https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04252.html Rule - Proceedings Before the Commodity Futures Trading Commission 2013-02-26T00:00:00-08:00 2013-02-26T00:00:00-08:00 2013-04252 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04252.pdf https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03792.html Notice - Agency Information Collection Activities Under OMB Review 2013-02-20T00:00:00-08:00 2013-02-20T00:00:00-08:00 2013-03792 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03792.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-02096.html Notice - Sunshine Act Meeting-Closed Meeting 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-02096 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-02096.pdf https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01724.html Notice - Agency Information Collection Activities Under OMB Review 2013-01-29T00:00:00-08:00 2013-01-29T00:00:00-08:00 2013-01724 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-29/pdf/2013-01724.pdf https://regulations.justia.com/regulations/fedreg/2013/01/28/2013-01758.html Notice - Sunshine Act Meetings 2013-01-28T00:00:00-08:00 2013-01-28T00:00:00-08:00 2013-01758 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-28/pdf/2013-01758.pdf https://regulations.justia.com/regulations/fedreg/2013/01/28/2013-01607.html Notice - Agency Information Collection Activities: Proposed Collection, Comment Request: Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery 2013-01-28T00:00:00-08:00 2013-01-28T00:00:00-08:00 2013-01607 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-28/pdf/2013-01607.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01734.html Notice - Sunshine Act Meetings 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01734 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01734.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01731.html Notice - Sunshine Act Meetings 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01731 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01731.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01730.html Notice - Sunshine Act Meetings 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01730 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01730.pdf https://regulations.justia.com/regulations/fedreg/2013/01/18/2013-00820.html Proposed Rule - Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations 2013-01-18T00:00:00-08:00 2013-01-18T00:00:00-08:00 2013-00820 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-01-18/pdf/2013-00820.pdf https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00802.html Notice - Agency Information Collection Activities: Financial Education Content Needs Survey 2013-01-16T00:00:00-08:00 2013-01-16T00:00:00-08:00 2013-00802 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-16/pdf/2013-00802.pdf https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00787.html Notice - Sunshine Act Meeting-Closed Meeting 2013-01-15T00:00:00-08:00 2013-01-15T00:00:00-08:00 2013-00787 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/pdf/2013-00787.pdf https://regulations.justia.com/regulations/fedreg/2013/01/14/2013-00521.html Notice - Agency Information Collection Activities Under OMB Review 2013-01-14T00:00:00-08:00 2013-01-14T00:00:00-08:00 2013-00521 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-14/pdf/2013-00521.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/2012-31721.html Rule - Rules of Practice; Amendments to Delegations of Authority to the Office of General Counsel 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 2012-31721 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/2012-31721.pdf https://regulations.justia.com/regulations/fedreg/2013/01/07/2012-31736.html Rule - Final Exemptive Order Regarding Compliance With Certain Swap Regulations 2013-01-07T00:00:00-08:00 2013-01-07T00:00:00-08:00 2012-31736 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-01-07/pdf/2012-31736.pdf https://regulations.justia.com/regulations/fedreg/2013/01/07/2012-31734.html Proposed Rule - Further Proposed Guidance Regarding Compliance With Certain Swap Regulations 2013-01-07T00:00:00-08:00 2013-01-07T00:00:00-08:00 2012-31734 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-01-07/pdf/2012-31734.pdf https://regulations.justia.com/regulations/fedreg/2013/01/02/2012-30885.html Rule - Business Conduct and Documentation Requirements for Swap Dealers and Major Swap Participants; Extension of Compliance Date 2013-01-02T00:00:00-08:00 2013-01-02T00:00:00-08:00 2012-30885 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-01-02/pdf/2012-30885.pdf