<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2010?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Thu, 23 May 2024 18:17:15 -0700 Thu, 23 May 2024 18:17:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2010?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Notice - Order Exempting the Trading and Clearing of Certain Products Related to the CBOE Gold ETF Volatility Index and Similar Products https://regulations.justia.com/regulations/fedreg/2010/12/29/2010-32812.html https://regulations.justia.com/regulations/fedreg/2010/12/29/2010-32812.html Wed, 29 Dec 2010 00:00:00 -0800 2010-32812 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-29/pdf/2010-32812.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32783.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32783.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32783 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32783.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32782.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32782.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32782 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32782.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32781.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32781.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32781 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32781.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32780.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32780.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32780 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32780.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32749.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32749.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32749 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32749.pdf Proposed Rule - Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32264.html https://regulations.justia.com/regulations/fedreg/2010/12/28/2010-32264.html Tue, 28 Dec 2010 00:00:00 -0800 2010-32264 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-28/pdf/2010-32264.pdf Proposed Rule - End-User Exception to Mandatory Clearing of Swaps https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-31578.html https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-31578.html Thu, 23 Dec 2010 00:00:00 -0800 2010-31578 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-23/pdf/2010-31578.pdf Proposed Rule - Swap Data Repositories https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-31133.html https://regulations.justia.com/regulations/fedreg/2010/12/23/2010-31133.html Thu, 23 Dec 2010 00:00:00 -0800 2010-31133 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-23/pdf/2010-31133.pdf Proposed Rule - Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-31588.html https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-31588.html Wed, 22 Dec 2010 00:00:00 -0800 2010-31588 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-22/pdf/2010-31588.pdf Proposed Rule - Core Principles and Other Requirements for Designated Contract Markets https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-31458.html https://regulations.justia.com/regulations/fedreg/2010/12/22/2010-31458.html Wed, 22 Dec 2010 00:00:00 -0800 2010-31458 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-22/pdf/2010-31458.pdf Proposed Rule - Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant” https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31130.html https://regulations.justia.com/regulations/fedreg/2010/12/21/2010-31130.html Tue, 21 Dec 2010 00:00:00 -0800 2010-31130 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-21/pdf/2010-31130.pdf Notice - Agency Information Collection Activities under OMB Review https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31900.html https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31900.html Mon, 20 Dec 2010 00:00:00 -0800 2010-31900 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-20/pdf/2010-31900.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2010/12/17/2010-31766.html https://regulations.justia.com/regulations/fedreg/2010/12/17/2010-31766.html Fri, 17 Dec 2010 00:00:00 -0800 2010-31766 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-17/pdf/2010-31766.pdf Rule - Reporting Certain Post-Enactment Swap Transactions https://regulations.justia.com/regulations/fedreg/2010/12/17/2010-31579.html https://regulations.justia.com/regulations/fedreg/2010/12/17/2010-31579.html Fri, 17 Dec 2010 00:00:00 -0800 2010-31579 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-17/pdf/2010-31579.pdf Proposed Rule - Information Management Requirements for Derivatives Clearing Organizations https://regulations.justia.com/regulations/fedreg/2010/12/15/2010-31131.html https://regulations.justia.com/regulations/fedreg/2010/12/15/2010-31131.html Wed, 15 Dec 2010 00:00:00 -0800 2010-31131 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-15/pdf/2010-31131.pdf Proposed Rule - General Regulations and Derivatives Clearing Organizations https://regulations.justia.com/regulations/fedreg/2010/12/13/2010-31029.html https://regulations.justia.com/regulations/fedreg/2010/12/13/2010-31029.html Mon, 13 Dec 2010 00:00:00 -0800 2010-31029 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-13/pdf/2010-31029.pdf Proposed Rule - Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index; Commission Certification Procedures https://regulations.justia.com/regulations/fedreg/2010/12/13/2010-31014.html https://regulations.justia.com/regulations/fedreg/2010/12/13/2010-31014.html Mon, 13 Dec 2010 00:00:00 -0800 2010-31014 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-13/pdf/2010-31014.pdf Proposed Rule - Real-Time Public Reporting of Swap Transaction Data https://regulations.justia.com/regulations/fedreg/2010/12/10/C1-2010-29994.html https://regulations.justia.com/regulations/fedreg/2010/12/10/C1-2010-29994.html Fri, 10 Dec 2010 00:00:00 -0800 C1-2010-29994 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-10/pdf/C1-2010-29994.pdf Notice - Joint Public Roundtable on Issues Related to Capital and Margin Requirements for Swaps and Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-31003.html https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-31003.html Thu, 09 Dec 2010 00:00:00 -0800 2010-31003 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-09/pdf/2010-31003.pdf Notice - Acceptance of Public Submissions on a Study Mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Section 719(b) https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30905.html https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30905.html Thu, 09 Dec 2010 00:00:00 -0800 2010-30905 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-09/pdf/2010-30905.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30887.html https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30887.html Thu, 09 Dec 2010 00:00:00 -0800 2010-30887 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-09/pdf/2010-30887.pdf Proposed Rule - Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30884.html https://regulations.justia.com/regulations/fedreg/2010/12/09/2010-30884.html Thu, 09 Dec 2010 00:00:00 -0800 2010-30884 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-09/pdf/2010-30884.pdf Proposed Rule - Swap Data Recordkeeping and Reporting Requirements https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30476.html https://regulations.justia.com/regulations/fedreg/2010/12/08/2010-30476.html Wed, 08 Dec 2010 00:00:00 -0800 2010-30476 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-08/pdf/2010-30476.pdf Proposed Rule - Real-Time Public Reporting of Swap Transaction Data https://regulations.justia.com/regulations/fedreg/2010/12/07/2010-29994.html https://regulations.justia.com/regulations/fedreg/2010/12/07/2010-29994.html Tue, 07 Dec 2010 00:00:00 -0800 2010-29994 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-07/pdf/2010-29994.pdf Notice - Agency Information Collection Activities Under OMB Review: Notice of Intent To Renew Collection 3038-0054, Establishing Procedures for Entities Operating as Exempt Markets https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30474.html https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-30474.html Mon, 06 Dec 2010 00:00:00 -0800 2010-30474 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-12-06/pdf/2010-30474.pdf Proposed Rule - Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-29022.html https://regulations.justia.com/regulations/fedreg/2010/12/06/2010-29022.html Mon, 06 Dec 2010 00:00:00 -0800 2010-29022 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-06/pdf/2010-29022.pdf Proposed Rule - Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-29831.html https://regulations.justia.com/regulations/fedreg/2010/12/03/2010-29831.html Fri, 03 Dec 2010 00:00:00 -0800 2010-29831 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-03/pdf/2010-29831.pdf Proposed Rule - Protection of Cleared Swaps Customers Before and After Commodity Broker Bankruptcies https://regulations.justia.com/regulations/fedreg/2010/12/02/2010-29836.html https://regulations.justia.com/regulations/fedreg/2010/12/02/2010-29836.html Thu, 02 Dec 2010 00:00:00 -0800 2010-29836 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-12-02/pdf/2010-29836.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29904.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29904.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29904 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29904.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29903.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29903.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29903 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29903.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29902.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29902.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29902 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29902.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29901.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29901.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29901 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29901.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29899.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29899.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29899 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29899.pdf Notice - Public Input for the Study Regarding the Oversight of Existing and Prospective Carbon Markets https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29780.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29780.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29780 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29780.pdf Proposed Rule - Registration of Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29024.html https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29024.html Tue, 23 Nov 2010 00:00:00 -0800 2010-29024 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29024.pdf Proposed Rule - Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29009.html https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29009.html Tue, 23 Nov 2010 00:00:00 -0800 2010-29009 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29009.pdf Proposed Rule - Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29006.html https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29006.html Tue, 23 Nov 2010 00:00:00 -0800 2010-29006 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29006.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29357.html https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29357.html Fri, 19 Nov 2010 00:00:00 -0800 2010-29357 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-19/pdf/2010-29357.pdf Notice - Agency Information Collection Activities Under OMB Review: Proposed Collection; Comment Request: Part 41 Relating to Security Futures Products https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29232.html https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29232.html Fri, 19 Nov 2010 00:00:00 -0800 2010-29232 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-19/pdf/2010-29232.pdf Proposed Rule - Registration of Foreign Boards of Trade https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29023.html https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29023.html Fri, 19 Nov 2010 00:00:00 -0800 2010-29023 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-19/pdf/2010-29023.pdf Proposed Rule - Designation of a Chief Compliance Officer; Required Compliance Policies; and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29021.html https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29021.html Fri, 19 Nov 2010 00:00:00 -0800 2010-29021 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-19/pdf/2010-29021.pdf Proposed Rule - Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-29003.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-29003.html Wed, 17 Nov 2010 00:00:00 -0800 2010-29003 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-29003.pdf Notice - Request for Comment on a Proposal to Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to the CBOE Gold ETF Volatility Index and Similar Products https://regulations.justia.com/regulations/fedreg/2010/11/10/2010-28377.html https://regulations.justia.com/regulations/fedreg/2010/11/10/2010-28377.html Wed, 10 Nov 2010 00:00:00 -0800 2010-28377 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-10/pdf/2010-28377.pdf Proposed Rule - Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27657.html https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27657.html Wed, 03 Nov 2010 00:00:00 -0700 2010-27657 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27657.pdf Proposed Rule - Prohibition of Market Manipulation https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27541.html https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27541.html Wed, 03 Nov 2010 00:00:00 -0700 2010-27541 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27541.pdf Proposed Rule - Removing Any Reference to or Reliance on Credit Ratings in Commission Regulations; Proposing Alternatives to the Use of Credit Ratings https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27555.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27555.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27555 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27555.pdf Proposed Rule - Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27547.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27547.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27547 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27547.pdf Proposed Rule - Position Reports for Physical Commodity Swaps https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27538.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27538.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27538 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27538.pdf Proposed Rule - Provisions Common to Registered Entities https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27533.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27533.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27533 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27533.pdf