<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2010/11?registers=between&min-day=1&max-day=30 Sat, 04 May 2024 04:09:46 -0700 Sat, 04 May 2024 04:09:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2010/11?registers=between&min-day=1&max-day=30 Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29904.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29904.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29904 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29904.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29903.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29903.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29903 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29903.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29902.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29902.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29902 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29902.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29901.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29901.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29901 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29901.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29899.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29899.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29899 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29899.pdf Notice - Public Input for the Study Regarding the Oversight of Existing and Prospective Carbon Markets https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29780.html https://regulations.justia.com/regulations/fedreg/2010/11/26/2010-29780.html Fri, 26 Nov 2010 00:00:00 -0800 2010-29780 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-26/pdf/2010-29780.pdf Proposed Rule - Registration of Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29024.html https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29024.html Tue, 23 Nov 2010 00:00:00 -0800 2010-29024 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29024.pdf Proposed Rule - Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29009.html https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29009.html Tue, 23 Nov 2010 00:00:00 -0800 2010-29009 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29009.pdf Proposed Rule - Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29006.html https://regulations.justia.com/regulations/fedreg/2010/11/23/2010-29006.html Tue, 23 Nov 2010 00:00:00 -0800 2010-29006 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-23/pdf/2010-29006.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29357.html https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29357.html Fri, 19 Nov 2010 00:00:00 -0800 2010-29357 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-19/pdf/2010-29357.pdf Notice - Agency Information Collection Activities Under OMB Review: Proposed Collection; Comment Request: Part 41 Relating to Security Futures Products https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29232.html https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29232.html Fri, 19 Nov 2010 00:00:00 -0800 2010-29232 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-19/pdf/2010-29232.pdf Proposed Rule - Registration of Foreign Boards of Trade https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29023.html https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29023.html Fri, 19 Nov 2010 00:00:00 -0800 2010-29023 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-19/pdf/2010-29023.pdf Proposed Rule - Designation of a Chief Compliance Officer; Required Compliance Policies; and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29021.html https://regulations.justia.com/regulations/fedreg/2010/11/19/2010-29021.html Fri, 19 Nov 2010 00:00:00 -0800 2010-29021 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-19/pdf/2010-29021.pdf Proposed Rule - Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-29003.html https://regulations.justia.com/regulations/fedreg/2010/11/17/2010-29003.html Wed, 17 Nov 2010 00:00:00 -0800 2010-29003 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-17/pdf/2010-29003.pdf Notice - Request for Comment on a Proposal to Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to the CBOE Gold ETF Volatility Index and Similar Products https://regulations.justia.com/regulations/fedreg/2010/11/10/2010-28377.html https://regulations.justia.com/regulations/fedreg/2010/11/10/2010-28377.html Wed, 10 Nov 2010 00:00:00 -0800 2010-28377 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-10/pdf/2010-28377.pdf Proposed Rule - Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27657.html https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27657.html Wed, 03 Nov 2010 00:00:00 -0700 2010-27657 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27657.pdf Proposed Rule - Prohibition of Market Manipulation https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27541.html https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27541.html Wed, 03 Nov 2010 00:00:00 -0700 2010-27541 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27541.pdf Proposed Rule - Removing Any Reference to or Reliance on Credit Ratings in Commission Regulations; Proposing Alternatives to the Use of Credit Ratings https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27555.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27555.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27555 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27555.pdf Proposed Rule - Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27547.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27547.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27547 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27547.pdf Proposed Rule - Position Reports for Physical Commodity Swaps https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27538.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27538.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27538 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27538.pdf Proposed Rule - Provisions Common to Registered Entities https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27533.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27533.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27533 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27533.pdf Proposed Rule - Process for Review of Swaps for Mandatory Clearing https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27532.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27532.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27532 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27532.pdf