<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2009/11?registers=between&min-day=1&max-day=30 Thu, 02 May 2024 07:10:37 -0700 Thu, 02 May 2024 07:10:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/commodity-futures-trading-commission/2009/11?registers=between&min-day=1&max-day=30 Notice - Joint Order Modifying the Listing Standards Requirements Under Section 6(h) of the Securities Exchange Act of 1934 and the Criteria Under Section 2(a)(1) of the Commodity Exchange Act https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28164.html https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28164.html Tue, 24 Nov 2009 00:00:00 -0800 E9-28164 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28164.pdf Notice - Joint Order To Exclude Indexes Composed of Certain Index Options From the Definition of Narrow-Based Security Index Pursuant to Section 1a(25)(B)(vi) of the Commodity Exchange Act and Section 3(a)(55)(C)(vi) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2009/11/23/E9-28101.html https://regulations.justia.com/regulations/fedreg/2009/11/23/E9-28101.html Mon, 23 Nov 2009 00:00:00 -0800 E9-28101 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-28101.pdf Notice - Request for Comment on a Petition To Exempt Certain Over-the-Counter Agricultural Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to Section 4(c) of the Commodity Exchange Act https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27287.html https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27287.html Fri, 13 Nov 2009 00:00:00 -0800 E9-27287 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27287.pdf Notice - Notice of Intent To Undertake a Determination Whether Various SP-15 Financial Day-Ahead Contracts Offered for Trading on the IntercontinentalExchange, Inc. Perform a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/11/12/E9-27162.html https://regulations.justia.com/regulations/fedreg/2009/11/12/E9-27162.html Thu, 12 Nov 2009 00:00:00 -0800 E9-27162 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-12/pdf/E9-27162.pdf Notice - Notice of Intent To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/11/12/E9-27160.html https://regulations.justia.com/regulations/fedreg/2009/11/12/E9-27160.html Thu, 12 Nov 2009 00:00:00 -0800 E9-27160 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-12/pdf/E9-27160.pdf Rule - Commodity Pool Operator Periodic Account Statements and Annual Financial Reports https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26789.html https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26789.html Mon, 09 Nov 2009 00:00:00 -0800 E9-26789 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26789.pdf Notice - Global Markets Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2009/11/06/E9-26785.html https://regulations.justia.com/regulations/fedreg/2009/11/06/E9-26785.html Fri, 06 Nov 2009 00:00:00 -0800 E9-26785 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-06/pdf/E9-26785.pdf