Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2021/01/06?limit=200&registers=between&mode=atom 2025-01-02T19:47:38-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29285.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29285 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29285.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29284.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 7: Consolidated Audit Trail Compliance, the Exchange's Compliance Rule 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29284 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29284.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29283.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 8.900-E To Adopt Generic Listing Standards for Managed Portfolio Shares 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29283 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29283.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29251.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of the Review Period of an Advance Notice To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29251 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29251.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29231.html Notice - Satellite Television Community Protection and Promotion Act of 2019 Study: Notice and Request for Public Comment 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29231 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29231.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29222.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29222 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29222.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29221.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive Certain Fees Related to Non-Convertible Bonds 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29221 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29221.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29220.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3100, Registration Requirements, To Adopt Temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29220 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29220.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29219.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1900, Registration Requirements, To Adopt Temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29219 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29219.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29218.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1900, Registration Requirements, To Adopt Temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29218 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29218.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29217.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Accelerated Approval of Proposed Rule Change Concerning the Implementation of New Sufficiency Scenarios in the Options Clearing Corporation's Stress Testing Inventory 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29217 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29217.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29216.html Notice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc. and Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., Miami International Securities Exchange LLC, MEMX, LLC, MIAX Emerald, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The NASDAQ Stock Market LLC; and New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29216 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29216.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29215.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Proposed Rule 6439 (Requirements for Member Inter-Dealer Quotation Systems) and Rescind the Rules Related to the OTC Bulletin Board Service 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29215 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29215.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29214.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 as Set Forth in SR-NYSEAMER-2020-69 From December 31, 2020, to April 30, 2021 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29214 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29214.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29213.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 as Set Forth in SR-NYSENAT-2020-31 From December 31, 2020, to April 30, 2021 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29213 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29213.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29212.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 as Set Forth in SR-NYSE-2020-76 From December 31, 2020, to April 30, 2021 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29212 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29212.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29211.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 as Set Forth in SR-NYSEArca-2020-85 From December 31, 2020, to April 30, 2021 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29211 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29211.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29207.html Notice - Agency Information Collection Activities: Proposed Request 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29207 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29207.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29206.html Notice - Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29206 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29206.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29205.html Notice - Formations of, Acquisitions by, and Mergers of Bank Holding Companies 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29205 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29205.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29204.html Notice - FY 2020 Annual Compliance Report 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29204 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29204.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29199.html Notice - Notice of Receipt of Complaint; Solicitation of Comments Relating to the Public Interest 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29199 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29199.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-29195.html Notice - Information Collection: NRC Form 446, “Request for Approval of Official Foreign Travel by Non-Government Personnel” 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-29195 Notice https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-29195.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-28047.html Rule - Leave and Holidays for U.S. Personal Services Contractors, including Family and Medical Leave; Corrections 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-28047 Rule https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-28047.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-27046.html Rule - Regulatory Capital Treatment for Investments in Certain Unsecured Debt Instruments of Global Systemically Important U.S. Bank Holding Companies, Certain Intermediate Holding Companies, and Global Systemically Important Foreign Banking Organizations; Total Loss-Absorbing Capacity Requirements 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-27046 Rule https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-27046.pdf https://regulations.justia.com/regulations/fedreg/2021/01/06/2020-26971.html Rule - Good Faith Determinations of Fair Value 2021-01-06T00:00:00-08:00 2021-01-06T00:00:00-08:00 2020-26971 Rule https://www.govinfo.gov/content/pkg/FR-2021-01-06/pdf/2020-26971.pdf