Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/2020/12/30?limit=200&registers=between&mode=atom 2025-03-13T21:17:21-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28896.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 16000 Series 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28896 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28896.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28895.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Adopt the OCC Third-Party Risk Management Framework and Retire the OCC Counterparty Credit Risk Management Framework 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28895 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28895.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28894.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Options 4, Section 5, To Limit Short Term Options Series Intervals Between Strikes Which Are Available for Quoting and Trading on BX 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28894 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28894.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28893.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Period for Specified Commentaries to Rules 7.35, 7.35A, 7.35B, and 7.35C and Temporary Rule Relief in Rule 36.30 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28893 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28893.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28892.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action and Longer Period for Comment on Proposed Rule Change To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28892 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28892.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28891.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Equity 4, Section 4703 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28891 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28891.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28890.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend BOX Rule 7620 (Accommodation Transactions) 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28890 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28890.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28889.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change to the Index Underlying the United States Copper Index 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28889 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28889.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28862.html Notice - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking Activities 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28862 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28862.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28857.html Notice - Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28857 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28857.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28854.html Notice - Corporation To Do Business Under Section 25A of the Federal Reserve Act 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28854 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28854.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28831.html Notice - Proposed Collection and Comment Request for Form ID 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28831 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28831.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28822.html Notice - Certain Motorized Vehicles and Components Thereof; Notice of Commission Determination To Modify Remedial Orders; Termination of Modification Proceeding 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28822 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28822.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28818.html Notice - Silicon Metal From Bosnia and Herzegovina, Iceland, Kazakhstan, and Malaysia; Scheduling of the Final Phase of Countervailing Duty and Anti-Dumping Duty Investigations 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28818 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28818.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28811.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to IEX Rule 15.110 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28811 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28811.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28810.html Notice - Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by the Minneapolis Grain Exchange, LLC 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28810 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28810.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28809.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the ICE Clear Europe Clearing Rules 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28809 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28809.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28808.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of the Temporary Amendments Concerning Exchange Rule 1.1210 From December 31, 2020, to April 30, 2021 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28808 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28808.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28807.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28807 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28807.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28806.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.380 To Expand the Exchange's Optional Risk Controls Mechanism To Include a Net Notional Exposure Risk Check in Addition to the Gross Notional Exposure Risk Check 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28806 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28806.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28805.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Revising Rules 46 and 46A To Permit the Appointment of Trading Officials 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28805 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28805.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28804.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change for a New Rule 5.2(j)(8) 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28804 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28804.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28803.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-NASDAQ-2020-076 Concerning Video Conference Hearings 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28803 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28803.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28802.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Withdraw the Exchange's QView Product From Sale 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28802 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28802.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28801.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Commentary .10 Under NYSE National Rule 2.1210 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28801 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28801.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28797.html Notice - Agency Information Collection Activities: Proposed Request 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28797 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28797.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28788.html Notice - Agency Information Collection Activities: Announcement of Board Approval Under Delegated Authority and Submission to OMB 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28788 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28788.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-28613.html Proposed Rule - Television Broadcasting Services: Columbia, Missouri 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-28613 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-28613.pdf https://regulations.justia.com/regulations/fedreg/2020/12/30/2020-25747.html Rule - Amendments to the Commission's Rules of Practice 2020-12-30T00:00:00-08:00 2020-12-30T00:00:00-08:00 2020-25747 Rule https://www.govinfo.gov/content/pkg/FR-2020-12-30/pdf/2020-25747.pdf